Application of Buttolph

451 A.2d 1129, 141 Vt. 601, 1982 Vt. LEXIS 593
CourtSupreme Court of Vermont
DecidedSeptember 7, 1982
Docket391-81
StatusPublished
Cited by5 cases

This text of 451 A.2d 1129 (Application of Buttolph) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Buttolph, 451 A.2d 1129, 141 Vt. 601, 1982 Vt. LEXIS 593 (Vt. 1982).

Opinion

Barney, C.J.

The Buttolphs are owner-developers of residential property in Middlebury. In order to secure town approval for expansion of an existing housing development on their property, they were required by the town planning commission to find a way to alleviate drainage problems in the area which, it was anticipated, would worsen with the construction of additional homes. They proposed to build an earthen dam and retention basin, an acceptable solution so far as the town was concerned, and pursuant to 10 V.S.A., Chapter 43, sought authorization to proceed with construction from the Vermont Water Resources Board.

A first hearing on the proposal was held in June of 1978. William A. Bartlett, executive secretary of the Board, acted as the hearing referee. His preliminary findings were issued in July, and were followed in August by the Board’s own “Findings of Fact and Order.” This document, signed by the Chairman and one of two other members of the Board, adopted the preliminary findings of the referee with some few amendments, only one of which is relevant here. That was the addition of a paragraph recognizing the concern of downstream property owners that the combined effect of the proposed impoundment and the diversion of drainage from the parcel of land to be developed would alter the flow characteristics of the tributary which abutted their property to such an extent as to adversely affect it. However, the Board went on to say that none of the experts who had testified at the hearing expected the flow characteristics to be altered sufficiently to *603 create an adverse effect on scenic or recreational property values.

But the Board declined to authorize construction of the impoundment by not issuing an order. Finding no plan for long-term maintenance of the proposed structure, the Board made approval contingent on the filing of an agreement between the town and the Buttolphs relative to that issue, noting that “upon receipt of an executed agreement the Board will issue an order” approving and authorizing the construction on conditions. Fourteen conditions not material to this case followed.

An agreement was subsequently submitted to the Board by the Buttolphs and the town indicating that the impoundment would be conveyed by the Buttolphs to the town after its construction, and that the town would thereafter provide for maintenance. An order authorizing construction on the fourteen other conditions then issued on March 10, 1979, signed by Executive Secretary Bartlett “FOR THE WATER RESOURCES BOARD.”

Milton and Beatrice Barnes, owners of residential property downriver from the proposed impoundment, appealed that March 10 order to this Court. They alleged both procedural and substantive errors below, but did not challenge the validity of the order itself. On our determination that the Board had indeed not made all of the findings mandated by statute, see 10 V.S.A. § 1086, as the Barneses had claimed, we reversed and remanded the cause for a new hearing. See In re Buttolph, 138 Vt. 573, 420 A.2d 859 (1980).

The second hearing took place before Bartlett and the full Board on July 13, 1981. The result of that hearing was the same as the first, with construction of the impoundment approved and authorized in a document entitled “Findings of Fact, Conclusion of Law and Order” issued on July 21, 1981, signed by William A. Bartlett “By the authority of the Water Resources Board.” Once again the Barneses appeal the Board’s decision, and in this appeal their claims of error are six.

The Barneses now maintain: (1) that the document issued on July 21, 1981, was not valid as the findings or order of the Board because it was not signed by the Board members; (2) that the Board improperly limited cross-examination on the issue of change in flow; (3) that the Board failed to make findings of fact on each factor mandated by the statute; (4) *604 that those findings it did make were not supported by substantial evidence; (5) that the Board misapprehended the scope of its review; and (6) that the Board erred in failing to impose conditions on the project relating to flowage which would protect the downstream owners from adverse consequences. We consider these claims in the order raised.

The first error claimed by the appellants, the signing of the document “Findings, Conclusion and Order” by the Board’s executive secretary, rather than by the Board members themselves, calls into question the statutory responsibilities of the Board and its power to delegate its authority to a subordinate. The appellants maintain that the Board itself is charged with making the determination of public good, 10 V.S.A. § 1085, making findings of fact, 10 V.S.A. § 1086, and issuing any order approving and authorizing the construction of a dam, 10 V.S.A. § 1090. They argue that the signing of the document by the executive secretary “By the authority of the Water Resources Board” indicates a delegation of duties and responsibilities not delegable by law. The State contends that absent any allegation that the executive secretary, and not the members, actually made the decision whether or not to issue the order, or determined what it should say, the signing is a mere ministerial act, legitimately delegated.

The issue, easily captured, is not as readily resolved. The three member Board, appointed by the Governor, derives its authority to act from the legislature. Its powers and duties are carefully spelled out at 10 V.S.A. § 905, and include, as to matters within its jurisdiction, the duties to “issue its findings” and “issue its order.” 10 V.S.A. § 905(c)(4). Its jurisdiction unquestionably extends to the regulation of dams impounding more than 500,000 cubic feet of water in any stream or river in the state, 10 V.S.A. §§ 1081 and 1082, and it is expressly authorized, in the exercise of that jurisdiction, to employ persons “as may be necessary in the performance of its duties and exercise of its powers.” 10 V.S.A. § 904.

This grant of authority to the Board to employ other persons “in the performance of its duties and exercise of its powers” is not without limitation, however. As a general rule, absent a statute or act expressly permitting it, a board cannot delegate powers and functions which are discretion *605 ary or quasi-judicial in character, or which require the exercise of judgment. See 73 C.J.S. Public Administrative Bodies and Procedure § 57. Our own statute echoes the general rule:

The administrative head of a department may delegate any authority, power or duty other than a specific statutory authority of the office to the subordinate officers of the department; and a board or council in its discretion and with the approval of the governor may delegate to the commissioner of the department any of its authority, power or duty other than a specific statutory authority except those necessary to its rule making and quasi-judicial functions.

3 V.S.A. § 214.

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Related

In Re Vermont Marble Co.
648 A.2d 381 (Supreme Court of Vermont, 1994)
Secretary, Vermont Agency of Natural Resources v. Henry
641 A.2d 1345 (Supreme Court of Vermont, 1994)
In re Buttolph
527 A.2d 1147 (Supreme Court of Vermont, 1987)
Looker v. City of Rutland
476 A.2d 141 (Supreme Court of Vermont, 1984)
In re Reclassification of Airport & Pond Brooks
457 A.2d 635 (Supreme Court of Vermont, 1983)

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Bluebook (online)
451 A.2d 1129, 141 Vt. 601, 1982 Vt. LEXIS 593, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-buttolph-vt-1982.