Appeal of Gannon

631 A.2d 176, 428 Pa. Super. 349, 1993 Pa. Super. LEXIS 2472
CourtSuperior Court of Pennsylvania
DecidedAugust 2, 1993
DocketNos. 01146, 01147, 02668
StatusPublished
Cited by17 cases

This text of 631 A.2d 176 (Appeal of Gannon) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Appeal of Gannon, 631 A.2d 176, 428 Pa. Super. 349, 1993 Pa. Super. LEXIS 2472 (Pa. Ct. App. 1993).

Opinion

CERCONE, Judge.

This matter comprises two companion cases consisting of consolidated appeals taken by exceptant/appellant James Francis Gannon, Esquire from a decree entered by the Orphans’ Court on February 19, 1992 and an additional appeal taken by exeeptants/appellants James Gannon and Regina C. Bauer, from a decree entered by the Orphans’ Court on June 30,1992 confirming absolutely the Final Account and adjudication of February 24, 1992. For the reasons set forth below, we affirm the final decree confirming the account.

The factual and procedural history underlying the instant appeal is complex. Margaret Sevier Moran died testate on February 17, 1989. Her will, executed September 16, 1980, [356]*356contained codicils dated November 13, 1980 and April 5, 1987. All were admitted to probate by the Orphans’ Court and Harold J. Conner, Esquire was appointed executor pursuant to the testatrix’ nomination.1

Mrs. Moran, a widow on the date of her death, was survived by her only child, Margaret Sevier, identified in her mother’s testamentary writings as “Sister Margaret Celine Sevier, S.S.J.” The holographic April 5th codicil gives certain items of intangible personalty to Mrs. Moran’s trustee to manage and distribute for the benefit of the daughter. The codicil specifically states that the purpose of the testamentary trust thereby created is to provide Mrs. Moran’s daughter with financial resources in the event she should leave the sisterhood and return to secular life. Mrs. Moran also provided in the codicil that any remainder in the trust upon Ms. Sevier’s death was to be distributed to the beneficiaries named in the September 16, 1980 document.

A testamentary writing dated November 22, 1987 was discovered after the previous will and its codicils had been admitted to probate. Under the November 1987 document, Mrs. Moran: (1) revoked all prior wills and codicils; (2) left the residue of her estate in trust for the benefit of Ms. Sevier; and (3) created a power in Ms. Sevier to designate the recipients for the trust corpus upon her own demise. The November 1987 writing explicitly stated that the purpose of the trust thereby created was to provide support for Ms. Sevier should she return to secular life. This writing also nominated Mr. Conner as executor and trustee, and indicated Mrs. Moran’s wish that appellant Gannon would serve as successor personal representative if this should ever become necessary.

Seeking to have the November 22,1987 writing admitted for probate, Ms. Sevier filed a caveat with the Orphans’ Court [357]*357from the Register of Wills’ probate decree. This action was contested by both Mr. Conner and by Frances Reice Meyers, the decedent’s niece and a beneficiary under the writings which the Register had already admitted to probate. On February 19, 1990, the first in what was to become a long series of meetings and hearings occurred before the Honorable Edmund S. Pawelec, Administrative Judge of the Philadelphia County Orphans’ Court Division. Prior to the February 19th meeting, counsel for the various beneficiaries had held lengthy discussions on certain heavily disputed issues concerning Mrs. Moran’s testamentary documents. In an effort to resolve these conflicts, and to conserve estate assets by settling questions of title, in late 1990 all of the ascertained beneficiaries, or their heirs-at-law, signified their willingness to enter into a family settlement agreement.

For reasons not clear in the certified record, certain pressing estate business remained unfinished. Consequently, Ms. Sevier filed a petition on October 19, 1990 to compel the filing of an account. Judge Pawelec ordered the executor to comply with this request, and a First and Final Account was filed. However, Ms. Sevier lodged several objections to the executor’s account. An Amended First and Final Account was duly filed on April 26, 1991. Unfortunately, the executor died on July 23 of that year leaving numerous estate matters unsettled.2 These questions were discussed at several meetings and hearings before Judge Pawelec, the auditing judge. The record indicates that it was understood among the parties in interest that counsel for Ms. Sevier, the principal residuary beneficiary and testatrix’ only surviving child, would handle all open matters if the family settlement agreement were to be approved.

The parties in interest ultimately reached an agreement providing, inter alia, that: 7.05% of Mrs. Moran’s estate should be paid to the Estate of Walter R. Reice; Frances Reice Meyers, decedent’s niece, should receive 8.33% of the [358]*358total; decedent’s daughter, Ms. Sevier, should receive the remainder of the estate, outright and free of trust; and Ms. Sevier would withdraw her appeal concerning the grant of probate. The auditing judge thereafter appointed Charles A. Fitzpatrick, Esquire, as guardian ad litem to represent all minors having a possible interest in Mrs. Moran’s estate and as trustee ad litem for unborn and unascertained persons. The report eventually filed by Mr. Fitzpatrick recommended that the auditing judge approve the proposed agreement.

Judge Pawelec accepted this recommendation and ruled that the family settlement agreement calling for the termination of the trust should be approved, and that the Sevier Trust created by the April 5,1987 codicil should be terminated if no purpose of the testatrix would be served by requiring its continuance. A hearing was conducted on the question of Ms. Sevier’s vocational status. The auditing judge ultimately concluded that,- whatever her precise status under canon law at the time of her mother’s death, Ms. Sevier had definitely withdrawn from the Congregation of the Sisters of Saint Joseph and had returned to the secular world by the end of 1991. The auditing judge determined that the wishes of the testatrix would not be furthered by continuing the trust. He therefore approved the family settlement agreement and ordered distribution of the estate assets pursuant to its terms.

Shortly after Mr. Conner’s death, the testatrix’ designated successor personal representative, appellant Gannon, had presented a petition to the Register of Wills requesting appointment as administrator d.b.n.e.t.a. for the Estate of Moran. In his brief, Mr. Gannon alleges that the Register of Wills declined to issue letters of administration upon the oral instructions of Judge Pawelec. Mr. Gannon also avers that Judge Pawelec directed the Register of Wills to refuse appeal papers on the matter. The certified record shows that appellant Gannon pursued the issue by filing a formal petition with the Orphans’ Court seeking letters of administration.

According to Mr. Gannon, Judge Pawelec denied his petition for letters of administration d.b.n.c.t.a. on November 19,1991. The certified record clearly indicates that the converse is true: [359]*359Judge Pawelec granted appellant Gannon’s request. See Orphans’ Court Decree of 11/19/91. However, this decree does contain a proviso directing the Register of Wills to act on the matter only after notice of the proposed appointment was given to counsel of record for Mrs. Moran’s beneficiaries. It appears that Mr. Gannon interpreted this notice requirement as an adverse determination since he filed exceptions to the decree. These exceptions were dismissed as moot by a decree docketed February 19, 1992.

The auditing judge subsequently acted on February 24, 1992 to confirm the First and Final Account previously filed by the deceased executor, Harold J.

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Bluebook (online)
631 A.2d 176, 428 Pa. Super. 349, 1993 Pa. Super. LEXIS 2472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/appeal-of-gannon-pasuperct-1993.