Anonymous v. Commissioner of Health

7 Misc. 3d 627
CourtNew York Supreme Court
DecidedMarch 8, 2005
StatusPublished
Cited by1 cases

This text of 7 Misc. 3d 627 (Anonymous v. Commissioner of Health) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Anonymous v. Commissioner of Health, 7 Misc. 3d 627 (N.Y. Super. Ct. 2005).

Opinion

OPINION OF THE COURT

Judith J. Gische, J.

Petitioner is a physician licensed to practice medicine in the State of New York. Respondents are the public agencies charged with regulating medical licenses and investigating and prosecuting charges of professional misconduct.

After an investigation by respondent, Office of Professional Medical Conduct (OPMC), on or about October 4, 2004, charges were drawn against petitioner, alleging multiple specifications of professional misconduct. The matter was assigned to an administrative law judge and scheduled for a hearing. In the interim, petitioner, through an attorney, negotiated a settlement agreement with the respondents. An agreement in principle was reached and a document containing the negotiated terms was drafted. The petitioner signed the drafted agreement on or about November 2, 2004, but the respondents thereafter refused to sign it. The offer of settlement was subsequently rescinded.

While the negotiations leading to the agreement were proceeding, petitioner’s attorney and the staff attorney representing respondents discussed whether the finalized consent decree would be made public. Plaintiff was aware that it was respondents’ practice to publish the statement of charges and the contents of consent decrees on the OPMC Web site. While there is some variance on the particulars of the conversations that ensued, what each attorney asserts as the substance of these conversations is unambiguous. Petitioner adopted the legal posture that Public Health Law § 230 and the recent Court of Appeals case of Anonymous v Bureau of Professional Med. Conduct/State Bd. for Professional Med. Conduct (2 NY3d 663 [2004]) prohibited respondents from publishing the charges and/or the consent decree. Respondents maintained the Court of Appeals decision does not pertain to a situation where an accused doctor enters into a consent decree, but rather applies [629]*629only when the doctor successfully defends against the charges. Respondents further contended that where, as here, petitioner doctor was admitting that he could not defend against at least one of the alleged acts of misconduct, public policy obligated the publication of the charges.

The consent agreement that was drafted did not expressly address whether the charges and the agreement’s contents would be or could be published. It was readily apparent to all sides, however, that once the consent agreement was formally executed, respondents intended to publish its contents (including the statement of charges). The respondents further made it clear that they believed they had no obligation to obtain plaintiffs consent before doing so.

As a consequence of their disagreement about publication, petitioner brought a CPLR article 78 proceeding (first article 78 proceeding). In that first article 78 proceeding, he sought a ruling and an order from the court prohibiting respondents from publishing the charges and/or any part of the consent agreement. At that point, respondents refused to sign the consent agreement and they withdrew the settlement proposal that had been previously negotiated. Petitioner withdrew the first article 78 proceeding because the relief he sought had become moot.

In this new article 78 proceeding (second article 78 proceeding), petitioner seeks to compel respondents to execute the drafted consent agreement that they withdrew. Petitioner maintains that the parties had reached a full understanding of the settlement terms, and that the “deal” had been preapproved by respondents at the highest levels of authority within the respondent agencies. Thus, it is his contention that having it executed by the appropriate individuals is no more than a ministerial and perfunctory act that should be compelled by the court at this time.

Petitioner accuses respondents of withdrawing the drafted agreement for retaliatory reasons. He contends that respondents withdrew the agreement to punish him for challenging their decision, and professed policy, that unproven charges resolved though a consent agreement could be published. Thus, it is his contention that, because he exercised his constitutional right to litigate this dispute in court, he will now be forced to litigate a matter he thought they had already resolved. To rectify this situation, petitioner argues that the court should compel respondents to sign the consent agreement. He also seeks an order sealing the file of this second article 78 proceeding, and a per[630]*630manent injunction against any hearing going forward on the underlying charges.

Respondents oppose the relief requested. They maintain that settlements of pending charges of professional misconduct are within their discretion and their discretion cannot be curbed by forcing them to execute an agreement with which they do not agree. Respondents maintain that consent agreements are subjected to a preapproval process, but they are never final and binding until and unless they are actually executed by all the necessary parties. They further argue that they did not withdraw the settlement offer for retaliatory reasons, or as retribution, but because a material term of the settlement was never agreed to, that being the ability of respondents to inform the public about the charges. They claim this fundamental disagreement was obvious when petitioner brought the first article 78 proceeding.

Discussion

1. Mandamus

An article 78 proceeding which seeks to compel a government official to undertake a particular act is in the nature of a writ of mandamus. (CPLR 7801; Klostermann v Cuomo, 61 NY2d 525 [1984].) It is an extraordinary remedy that is only available under limited circumstances. Mandamus is available to compel the performance of a nondiscretionary duty and then, only where there has been a showing of a clear legal right to the relief sought. (Matter of Hassig v New York State Dept. of Health, 5 AD3d 846 [3d Dept 2004].) Where a party seeks to compel a public official to undertake a purely discretionary act, a writ of mandamus is not available. (Matter of Kaufman v Tudor Realty Servs. Corp., 4 AD3d 212 [1st Dept 2004], lv denied 3 NY3d 604 [2004].) Mandamus is available, however, to compel a public official to execute an agreement where the governmental entity has otherwise legally entered a binding contract. (Matter of Express Indus. & Term. Corp. v New York State Dept. of Transp., 93 NY2d 584 [1999].)

It is conceded, and there can be no controversy, that the respondents have no obligation to enter into a consent agreement that otherwise settles charges pending against a licensed medical professional. The decision whether to settle a case in which charges have been filed is purely discretionary. 10 NYCRR 51.10 (a) specifies that at any time prior to the final order or determination, the parties “may” resolve the issues by stipula[631]*631tion. The permissive language underscores that any stipulation is discretionary with respondents.

Petitioner argues that there is already a binding contract because all of the material terms have been agreed to. His attorney, who is familiar with disciplinary matters of this nature, explains that typically preapproval from the director of OPMC is obtained before any consent agreement is even drafted or signed. He believes that such preapproval was obtained in this case.

Respondents argue that, although the director of OPMC is consulted, no agreement is ever final or binding until it is actually signed.

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Related

Anonymous v. Commissioner of Health
21 A.D.3d 841 (Appellate Division of the Supreme Court of New York, 2005)

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Bluebook (online)
7 Misc. 3d 627, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anonymous-v-commissioner-of-health-nysupct-2005.