1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 11 ANNA CRISTINA C.,1 Case No. 5:19-cv-00988-AFM 12 Plaintiff, MEMORANDUM OPINION AND 13 v. ORDER AFFIRMING DECISION 14 ANDREW M. SAUL, OF THE COMMISSIONER 15 Commissioner of Social Security, 16 Defendant. 17 18 Plaintiff filed this action seeking review of the Commissioner’s final decision 19 denying her applications for disability insurance benefits and supplemental security 20 income. In accordance with the Court’s case management order, the parties have filed 21 memorandum briefs addressing the merits of the disputed issues. The matter is now 22 ready for decision. 23 BACKGROUND 24 On October 30, 2012, Plaintiff filed applications for Disability Insurance 25 Benefits and Supplemental Security Income, alleging disability beginning September 26 27 1 Plaintiff’s name has been partially redacted in accordance with Federal Rule of Civil Procedure 5.2(c)(2)(B) and the recommendation of the Committee on Court Administration and Case 28 1 22, 2009. (Administrative Record (“AR”) 593-602.) Her applications were denied 2 initially and upon reconsideration. (AR 409-422.) Plaintiff appeared with counsel at 3 hearings conducted before an ALJ on November 10, 2014, March 11, 2015, and July 4 31, 2015. At the hearings, Plaintiff, a medical expert (“ME”), and a vocational expert 5 (“VE”) testified. (AR 318-362.) 6 On August 20, 2015, the ALJ issued a decision finding that Plaintiff suffered 7 from the following medically severe impairments: degenerative disc disease of the 8 lumbar spine, stenosis, and stress incontinence. (AR 302.) The ALJ then determined 9 that Plaintiff retained the residual functional capacity (“RFC”) to perform light work 10 except that she could occasionally bend, kneel, stoop, crouch, and crawl and she 11 required access to a restroom. (AR 304-310.) After finding that Plaintiff’s RFC 12 permitted her to perform her past relevant work as a teller supervisor, the ALJ 13 concluded that Plaintiff was not disabled at any time from September 22, 2009 14 through the date of the ALJ’s decision. (AR 310-311.) The Appeals Council denied 15 review. (AR 1-7.) 16 Thereafter, Plaintiff filed an action in this Court seeking review of the decision. 17 Case No. 5:17-cv-00970-AFM. The Court found that the ALJ had failed to provide 18 legally sufficient reasons for rejecting the opinion of Plaintiff’s treating physician, 19 Suk Park, M.D., and remanded the matter to the Commissioner for further 20 proceedings. Following the remand, another hearing was conducted, at which 21 Plaintiff, a VE, and an ME testified. (AR 2927-2983.) 22 On January 29, 2019, the ALJ issued a partially favorable decision. The ALJ 23 found that Plaintiff suffered from the following severe impairments: degenerative 24 disc disease/degenerative joint disease of the lumbar spine; osteoarthritis of the left 25 hand; osteoarthritis of the bilateral knees; and stress incontinence. (AR 2906.) The 26 ALJ concluded that Plaintiff’s impairments did not meet or equal any listed 27 impairment. (AR 2909.) Further, the ALJ determined that, prior to June 1, 2016, 28 1 Plaintiff retained the residual functional capacity (“RFC”) to lift/carry, and push/pull 2 20 pounds occasionally and 10 pounds frequently; stand/walk for six hours in an 3 eight-hour workday; sit for six hours in an eight-hour workday; frequent fingering 4 bilaterally; frequent pushing/pulling with lower extremities; occasional postures 5 other than crawling; frequent work with hazards; and must have ready access to a 6 restroom. (AR 2909.) Relying on the testimony of the VE, the ALJ concluded that 7 Plaintiff could perform her past relevant work as a teller supervisor and, therefore, 8 was not disabled prior to June 1, 2016. (AR 2914-2915.) The ALJ determined that 9 beginning June 1, 2016, and based upon Plaintiff’s right knee impairment, Plaintiff’s 10 RFC was further restricted to standing/walking no more than four hours in an eight- 11 hour day. Relying on the testimony of the VE, the ALJ determined Plaintiff was not 12 capable of returning to her past relevant work. (AR 2914-2916.) Applying the 13 Medical-Vocational Guidelines, the ALJ concluded that Plaintiff was disabled as of 14 June 1, 2016. (AR 2916.) 15 On March 31, 2019, the ALJ’s decision became the final decision of the 16 Commissioner. 17 DISPUTED ISSUES 18 Whether the ALJ provided legally sufficient reasons for rejecting the opinion 19 of Plaintiff’s treating physician, Suk Park, M.D. 20 STANDARD OF REVIEW 21 Under 42 U.S.C. § 405(g), this Court reviews the Commissioner’s decision to 22 determine whether the Commissioner’s findings are supported by substantial 23 evidence and whether the proper legal standards were applied. See Treichler v. 24 Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1098 (9th Cir. 2014). Substantial 25 evidence means “more than a mere scintilla” but less than a preponderance. See 26 Richardson v. Perales, 402 U.S. 389, 401 (1971); Lingenfelter v. Astrue, 504 F.3d 27 1028, 1035 (9th Cir. 2007). Substantial evidence is “such relevant evidence as a 28 1 reasonable mind might accept as adequate to support a conclusion.” Richardson, 402 2 U.S. at 401. This Court must review the record as a whole, weighing both the 3 evidence that supports and the evidence that detracts from the Commissioner’s 4 conclusion. Lingenfelter, 504 F.3d at 1035. Where evidence is susceptible of more 5 than one rational interpretation, the Commissioner’s decision must be upheld. See 6 Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). 7 DISCUSSION 8 I. Relevant Law 9 In determining a claimant’s RFC, an ALJ must consider all relevant evidence 10 of record, including medical opinions. Tommasetti v. Astrue, 533 F.3d 1035, 1041 11 (9th Cir. 2008); see 20 C.F.R. § 404.1527(b). Before rejecting the uncontradicted 12 opinion of a treating or examining physician, an ALJ must provide clear and 13 convincing reasons for doing so. Hill v. Astrue, 698 F.3d 1153, 1159-1160 (9th Cir. 14 2012); Carmickle v. Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1164 (9th Cir. 2008). 15 “Even if contradicted by another doctor, the opinion of an examining doctor can be 16 rejected only for specific and legitimate reasons that are supported by substantial 17 evidence in the record.” Hill, 698 F.3d at 1160 (quoting Regennitter v. Comm’r of 18 the Soc. Sec. Admin., 166 F.3d 1294, 1298-1299 (9th Cir. 1999)). An ALJ meets the 19 requisite specific and legitimate standard “by setting out a detailed and thorough 20 summary of the facts and conflicting clinical evidence, stating his interpretation 21 thereof, and making findings.” Trevizo v. Berryhill, 871 F.3d 664, 675 (9th Cir. 2017) 22 (citations and internal quotation marks omitted). 23 II. Medical Evidence2 24 In summarizing the medical record prior to June 1, 2016, the ALJ began by 25 noting Plaintiff’s history of degenerative disc disease/degenerative joint disease of 26 the lumbar spine, osteoarthritis of the left hand, and osteoarthritis of the bilateral 27 2Because Plaintiff’s claim involves only her physical impairments, the Court limits its summary to 28 1 knees. (AR 2910.) An X-ray of Plaintiff’s lumbar spine in May 2013 revealed 2 degenerative changes and “mild” retrolisthesis of L5 on S1. Otherwise, Plaintiff’s 3 lumbar spine demonstrated normal alignment and there was no compression fracture. 4 (AR 753.) A March 2015 MRI of Plaintiff’s lumbar spine revealed degenerative disc 5 changes consistent with mild to moderate spinal canal stenosis at L5-S1, mild spinal 6 canal stenosis at L4-5 and L3-4, and “very mild” retrolisthesis at L4-5. (AR 2235- 7 2236.)3 In March 2016, an X-ray of Plaintiff’s knee revealed mild early degenerative 8 changes and calcification of the medial collateral ligament. (AR 3421.) 9 The ALJ noted that the record contained positive findings. In particular, 10 Plaintiff had, at times, demonstrated tenderness, pain, decreased range of motion, and 11 spasm to the lumbar spine. In addition, while straight-leg raising tests were mostly 12 negative (see, e.g., AR 1500 (April 2010), 2012 (January 2015), 3173 (September 13 2015), 3196-3187 (October 2015), 3319 (December 2015)), the ALJ noted “rare” 14 positive straight-leg raising tests (see AR 1526 (July 28, 2010), 1764 (July 2011), 15 2446 (March 2015)).4 Further, treatment notes reflected that Plaintiff had effusion in 16 the right knee and tenderness over the medial joint line and posteriorly with limited 17 range of motion. (AR 2910; see AR 945, 972, 979, 1525.) 18 After acknowledging the foregoing positive findings, the ALJ stated that the 19 record did not demonstrate sustained gait deficits that lasted for any continuous 12- 20 month period.Instead, the ALJ remarked that the records “overwhelmingly described 21 her ambulation/gait as normal.” (AR 2911;seeAR 1499-1500(April 26, 2010), 1525 22 (July 28, 2010), 1786 (August 5, 2011), 2295 (February 2015), 2445 (March 2015), 23 24 3The MRI report itself includes two dates –February 26, 2015 and March 3, 2015. (AR 2235.) The 25 Court uses March 2015 as shorthand. 4 Plaintiff complains that the ALJ’s decision fails to provide clear citations to the records or 26 examinations to which his conclusions refer. (ECF No. 26 at 9.) It is true that the ALJ’s method of citation – namely, string citations found at the end of a paragraph – is less than ideal and requires 27 additional work by the reader. Nevertheless,reference to the pages of the record the ALJ identifies does reveal the basis for his decision.In addition, the ALJcites toduplicate records. The Courthas 28 1 3173 (September 2015), 3196 (October 2015).) The ALJ then addressed treatment 2 notes from April 2010 to October 2015. Specifically, the ALJ cited records revealing 3 that Plaintiff reported walking “a lot” in the two months prior to April 2010; she 4 ambulated without difficulty; straight-leg raising was negative; she demonstrated 5 good strength and coordination; and she performed normal toe, heel, and tandem gait 6 despite reduced lumbar range of motion. (AR 2911; see AR 1499-1500, 1506-1507, 7 2012, 2295, 2445, 3173, 3196-3197, 3320.) 8 Next, the ALJ discussed Plaintiff’s March 2013 consultative orthopedic 9 examination by Payam Moazzaz, M.D. The examination revealed that Plaintiff had 10 a reciprocal gait pattern with normal heel and toe walking. She exhibited mild 11 tenderness to palpation in the paraspinal musculature near the lumbosacral junction, 12 but no muscle spasm. Range of motion in the upper and lower extremities, including 13 the knees, was normal. Range of motion of the spine was somewhat reduced, but 14 straight-leg raising was negative bilaterally in both the seated and supine positions. 15 Plaintiff’s motor strength was 5/5, and both her sensations and reflexes were intact. 16 An X-ray of the lumbar spine on that date showed no scoliosis, no evidence of 17 fracture, and disc space narrowing at L5-S1 with vacuum disc phenomenon. An X- 18 ray of Plaintiff’s pelvis was unremarkable. Dr. Moazzaz diagnosed Plaintiff with L5- 19 S1 degenerative disc disease and left hip arthralgia. (AR 2911; see AR 745-749.) 20 Dr. Moazzaz opined that Plaintiff was able to lift and carry 20 pounds 21 occasionally and 10 pounds frequently; stand/walk for six hours in an eight-hour 22 workday; sit for six hours in an eight-hour workday with normal breaks; perform 23 postural activities occasionally; perform overhead activities on an unrestricted basis 24 with full use of her hands for fine and gross manipulation; and did not require the use 25 of an assistive ambulatory device. (AR 749.) 26 The ALJ observed that treatment for Plaintiff’s musculoskeletal impairments 27 was largely conservative prior to June 1, 2016. For example, he noted that Plaintiff 28 1 initially was provided with pain medication, exercises, and physical therapy. In 2 addition, physical therapy records indicated that Plaintiff’s rehabilitation potential 3 was good, and she was progressing toward her goals. Although Plaintiff reported 4 increased pain in August 2010, the pain was attributed to her “moving houses.” 5 Physical therapy records include notations that Plaintiff reported improvement in 6 pain. (AR 787-788, 1530, 1541, 1545-1546, 1551, 1559.) The ALJ further noted 7 that, in March 2013, Plaintiff reported that her treatment involved physical therapy, 8 chiropractic care, and acupuncture. At that time, Plaintiff had not received injections 9 of spinal surgical intervention. She took Tylenol for pain. (AR 745-746.) Plaintiff 10 subsequently did receive injection therapy for her pain. (AR 2911;seeAR 2576-2578 11 (April 2015).) 12 Dr. Park’s Opinion 13 In February 2015, Dr. Park completed a questionnaire in which he opined that 14 Plaintiff could lift and carry on an occasional and frequent basis no more than 10 15 pounds; could sit for less than two hours in an eight-hour workday; could stand/walk 16 for less than two hours in an eight-hour workday; could sit for ten minutes before 17 being required to change position; could stand for five minutes before changing 18 position; must walk around every five minutes for ten minutes; needed to lie down at 19 unpredictable intervals every fifteen minutes during a work shift; could occasionally 20 twist, stoop, crouch, and climb stairs and ladders; was “constantly” limited in her 21 ability to reach, handle, finger, feel, push, and pull; should avoid even moderate 22 exposure to extreme cold, heat, wetness, humidity, noise, fumes, and hazards, which 23 would exacerbate her pain; and would miss more than three days a month of work 24 due to her impairments. (AR 2230-2232.) In a letter dated March 12, 2015, Dr. Park 25 wrote that Plaintiff suffered from multilevel lumbar spine arthritis and mild to 26 moderate lumbar spinal stenosis and that “[t]hese conditions prevent her from 27 working.” (AR 2234.) 28 1 Dr. Kwock’s testimony 2 John F. Kwock, M.D., an orthopedic surgeon, testified as a medical expert. 3 Prior to his testimony, Dr. Kwock had reviewed the entire medical record. He stated 4 that the record showed that Plaintiff suffered from degenerative disc and degenerative 5 joint disease of the lumbar spine; mild osteoarthritis in the small joints of the left 6 hand; mild early osteoarthritis in both knees; and is status post arthroscopy of the left 7 knee. In Dr. Kwock’s opinion, Plaintiff is able to perform work in the light exertional 8 range – including the ability to stand/walk and sit for six hours in an eight-hour 9 workday. In response to the ALJ’s inquiry about Dr. Park’s opinion, Dr. Kwock 10 testified that he found no musculoskeletal evidence “that even comes close to 11 supporting” the limitations opined by Dr. Park. Dr. Kwock addressed specific 12 medical records, including Dr. Park’s physical examinations as well as others, which 13 showed normal motor strength, normal sensation and reflexes, and normal gait. He 14 explained that all of the examinations from 2008 to 2017 were “either close to, if not, 15 normal.” Given that the objective evidence showed minimal degenerative changes, 16 Dr. Kwock opined that the record did not support finding Plaintiff unable to perform 17 light work. (AR 2934-2945, 4648-4649.) 18 III. The ALJ’s Decision 19 In assessing Plaintiff’s RFCfor the period prior to June 1, 2016,the ALJ stated 20 that he relied heavily upon the opinion of Dr. Kwock. The ALJ found Dr. Kwok’s 21 opinion to be consistent with the evidence and observed that Dr. Kwock has a 22 background in orthopedic surgery, so he possessed the relevant education, training, 23 and experience to assess Plaintiff’s particular impairments. Further, the ALJ noted 24 that Dr. Kwock had experience testifying as an expert in Social Security 25 Administration proceedings, and therefore he had knowledge of the relevant rules 26 and regulations. The ALJ emphasized that Dr. Kwock was the only physician who 27 had access to all of the medical evidence in the record and reviewed that evidence 28 1 before the hearing. Finally, the ALJ noted that Dr. Kwock’s opinion was generally 2 consistent with the opinion of the State agency medical consultant as well as the 3 opinion of the consultative orthopedic examiner (Dr. Moazzaz),both of whom opined 4 that Plaintiff could perform work in the light exertion range. (AR 2912.) 5 Nevertheless, the ALJ gave some weight to Plaintiff’s subjective allegations 6 of pain and stress incontinence issues, and imposed functional restrictions beyond 7 those opined by Dr. Kwock, the State agency physician, and Dr. Moazzaz. 8 Specifically, the ALJ further limited Plaintiff’s postural activities and included a 9 requirement that Plaintiff be provided ready access to a restroom. (AR 2912.) 10 The ALJ accorded little weight to Dr. Park’s opinion. The ALJ recognized that 11 that a treating physician’s opinions are typically afforded greater weight, but 12 concluded that Dr. Park’s opinions were unsupported by, and inconsistent with, the 13 weight of the medical evidence. Specifically, the ALJ found that the objective 14 evidence prior to June 1, 2016 reflected only minimal degenerative joint disease that 15 would not support the limitations assessed by Dr. Park. The ALJ pointed out that 16 “nearly all physical examinations, including those conducted by Dr. Park, were close 17 to normal with minimal changes on objective findings.” (AR 2913.) For example, Dr. 18 Park’s examinations revealed normal gait without difficulty, normal motor strength, 19 normal neurological findings, and negative straight-leg raising tests. Other 20 evaluations similarly revealed 5/5 strength in the bilateral lower extremities, intact 21 toe-heel walk, normal gait, and normal motor, sensory, and symmetrical reflexes in 22 the upper and lower extremities. In addition, the ALJ noted that the diagnostic 23 evidence prior to June 1, 2016, including X-ray results, showedminimal degenerative 24 changes. (AR 2913.) 25 With respect to Dr. Park’s March 2015 statement that Plaintiff’s conditions 26 prevented her from working, the ALJ noted that the opinion lacked any objective 27 28 1 clinical findings or other evidence supporting it. In addition, the ALJ stated that the 2 opinion was on an issue reserved to the Commissioner. (AR 2913.) 3 IV. Analysis 4 Because Dr. Park’s opinion regarding Plaintiff’s functional limitations was 5 controverted by the opinions of Dr. Moazzaz, Dr. Kwok, and the State agency 6 physician, the ALJ was required to provide specific and legitimate reasons supported 7 by substantial evidence in the record before rejecting it. See Orn, 495 F.3d at 632. 8 As set forth above, the ALJ found Dr. Park’s opinion was not supported by the 9 objective medical evidence, which showed only minimal degenerative disease, and 10 was inconsistent with both Dr. Park’s physical examinations and with other 11 evaluations. (AR 2913.) 12 An ALJ may properly reject a treating physician’s opinion that is unsupported 13 by clinical findings. See Chaudhry v. Astrue,688 F.3d 661, 671 (9th Cir. 2012);Bray 14 v. Comm'r of Soc. Sec. Admin., 554 F.3d 1219, 1228 (9th Cir. 2009). Here, the ALJ 15 pointed out the absence of significant clinical findings supporting Dr. Park’sopinion. 16 While Dr. Park indicated that he relied upon X-rays and MRI findings to support his 17 opinion (AR 2231),5 the ALJ noted that the X-ray and MRI results predating June 1, 18 2016 showed “very mild” to mild retrolisthesis at L4-L5 and L5 on S1, mild spinal 19 canal stenosis at L4-5 and L3-4, and mild to moderate spinal canal stenosis at L5-S1. 20 (See AR753, 2235-2236.) Given these mild to moderate clinical findings, the ALJ 21 could properly reject Dr. Park’s opinion as to Plaintiff’s extreme limitations. See 22 Charles B. v. Berryhill, 2019 WL 1014781, at *6 (C.D. Cal. Mar. 4, 2019) (ALJ 23 properly rejected treating physician’s opinion for lack of objective support where 24 MRI showed small disc bulges, mild to moderate foraminal stenosis, but no central 25 canal stenosis or root impingement); Gonzalez v. Astrue, 2013 WL 394415, at *7-8 26 5Plaintiff points out that, to the question, “What medical findings support the limitations described 27 above,” Dr. Park not only identified X-ray and MRI findings, but also wrote “referrals to physical medicine, physical therapy...” (AR 2231.) It is unclear how a referral to physical therapy constitutes 28 1 (E.D. Cal. Jan. 30, 2013) (ALJ properly rejected treating physician’s opinion for lack 2 of objective support where MRI and CT scans revealed “mild stenosis”); Coelho v. 3 Astrue, 2011 WL 3501734, at *6 (N.D. Cal. Aug. 10, 2011) (ALJ met his burden of 4 providing a specific, legitimate reason to reject the treating physicians’ opinions for 5 lack of supporting objective evidence where evidence of cervical spine condition 6 included an MRI showing stenosis, disc narrowing, desiccation, and posterior disc 7 bulging, but normal cord signal), aff'd, Coelho v. Colvin, 525 F. App’x 637 (9th Cir. 8 2013). 9 Plaintiff complains that in weighing Dr. Park’s opinion, the ALJ failed to 10 consider an October 2015 MRI showing, among other things, grade 1 retrolisthesis 11 of L5 on S1 with “moderate degenerative disc disease and disc space height loss. 12 Diffuse disc bulge combines with moderate to severe bilateral facet 13 arthropathy/hypertrophy changes to result in moderate left and mild right neural 14 foraminal stenosis.” (ECF No. 26 at 11-12; AR 25-27.) Dr. Park, however, rendered 15 his opinion more than half a year before the October 31, 2015 MRI findings. The 16 ALJ was not required to consider evidence not in existence at the time Dr. Park 17 rendered his opinion as evidence supporting that opinion. In sum, the ALJ did not err 18 in concluding that Dr. Park’s opinion lacked objective evidence to support it. 19 The ALJ also concluded that Dr. Park’s opinion was not supported by either 20 his treatment notes or the medical record as a whole. As set forth above, Plaintiff’s 21 physical examinations, including those by Dr. Park, were predominantly normal with 22 minimal positive findings. In particular, Plaintiff’s motor strength, reflexes, and 23 sensationwere consistently normal; her gait was almost always normal; and straight- 24 leg raising was, with few exceptions, most often negative. 25 Plaintiff argues that the ALJ ignored medical evidence containing positive 26 findings. In particular, Plaintiff points to treatment notes from May to August 2008 27 in which Plaintiff exhibited tenderness, pain, decreased range of motion, and one 28 1 positive straight-leg raising test. (ECF No. 26 at 9-10, citing AR 945, 950 (May 10, 2 2008), 969 (May 28, 2008), 979 (July 2, 2008), 1011 (August 13, 2008).)6 Plaintiff 3 also points to other records, including a treatment note from September 2013 4 revealing point tenderness in the sciatic nerve (AR 755); a January 2014 examination 5 revealing left hip positive points and decreased range of motion (AR 788); a check 6 mark in a note from March 2014 indicating Plaintiff’s lower back and spine were 7 “abnormal” without further specification (AR 789); a notation from August 2014 8 indicating Plaintiff exhibited pain on range of motion of the lower back (AR 787); 9 and examinations in 2010, 2011, and 2015, which Plaintiff contends include positive 10 straight-leg raising. (ECF No. 26 at 10, 12 (citing AR 1526, 1725, 1764, 2456, 11 2477).)7 12 Plaintiff’s argument is unpersuasive. Plaintiff is correct that an ALJ may not 13 reject a physician’s opinion by selectively relying on some evidence while ignoring 14 other evidence. See Holohan v. Massanari, 246 F.3d 1195, 1207-1208 (9th Cir. 15 2001). At the same time, an ALJ is not required to “discuss every piece of evidence.” 16 Howard ex rel. Wolff v. Barnhart, 341 F.3d 1006, 1012 (9th Cir. 2003) (citation 17 omitted).Here, the ALJ accurately summarized the medical evidence and none of the 18 evidence cited by Plaintiff undermines the ALJ’s characterization of the record. 19 Rather, it is substantively the same as the evidence that the ALJ discussed in detail, 20 including identical physical examination findings. Contrary to Plaintiff’s suggestion 21 that the ALJ ignored the positive findings, the ALJ explicitly acknowledged and 22 23 6 The Court notes that the positive findings from 2008 were made more than a year prior to Plaintiff’s alleged date of onset. 24 7Of the five records cited by Plaintiff, only three reveal positive straight-leg raising on the left and negative straight-leg raising on the right. (AR 1526 (July 2010), 1764 (July 2011), 2456 (March 25 2015).) One record is not a positive clinical finding, but rather a physical therapy progress note 26 assigningPlaintiff various exercises, one of which is “SLR in prone x 10 x 2.” (AR 1725.) The last is a record from Plaintiff’s April 2015 joint injection,which did not include a physical examination 27 or clinical finding, but instead recites the positive left straight-leg raising finding from the March 2015 examination. (AR 2477.) 28 1 addressed findings such as those Plaintiff points to, and in fact, cited some of the 2 exact sametreatment notes. (SeeAR2911, citing 945, 972,979.)8Moreover, the ALJ 3 did not concludethat there was noevidence of amusculoskeletal impairment. Rather, 4 he concluded that the quantity and type of positive findings such as the ones Plaintiff 5 points to – i.e., tenderness, spasm, reduced range of motion, and sporadic positive 6 straight-leg raising tests–did not support the extreme limitations opined by Dr. Park, 7 such as an inability to occasionally lift/carry ten pounds and an inability to stand, 8 walk, or sit for even two hours in an eight-hour day. 9 Next, Plaintiff objects to the ALJ’s citations to records in which Plaintiff 10 sought treatment for conditions other than her back impairment, such as diabetes or 11 uterine bleeding. Although not entirely clear, Plaintiff appears to contend that the 12 ALJ could not properly consider medical findings contained in those records when 13 evaluating her back impairment. (ECF No. 26 at 11.) Plaintiff, however, cites no 14 authority for such a proposition, and the Court is aware of none. 15 Plaintiff argues that the ALJ improperly rejected Dr. Park’s March 12, 2015 16 opinion on the ground that it was on an issue reserved to the Commissioner. (ECF 17 No. 26 at 13.) Dr. Park’s opinion is found in a letter that states in full: 18 To whom it may concern: 19 [Plaintiff] suffers from multilevel lumbar spine arthritis and mild- 20 moderate lumbar spinal stenosis. See MRI report. These conditions 21 prevent her from working. 22 (AR 2234.) 23 The regulations provide that a treating physician’s opinion on the ultimate 24 issue of disability is not entitled to controlling weight, because statements by a 25 medical source that a claimant is “disabled” or “unable to work” are not medical 26 27 8The administrative record includes multiple copies or versions of the same treatment notes. While Plaintiff citesto page 969, the ALJ’s citation to page 972 of the record refers to the treatment notes 28 1 opinions. 20 C.F.R. §§ 404.1527(e), 416.927(e); see Tristan v. Berryhill, 752 2 F. App’x 516, 517 (9th Cir. 2019) (“The ALJ properly rejected Dr. Posner’s opinion 3 that Tristan was unable to work as an opinion on an issue reserved to the 4 Commissioner.”). Nevertheless, while the ALJ is not bound by a treating physician’s 5 opinion on the ultimate issue of disability, he or she still cannot reject it without 6 presenting legally sufficient reasons for doing so. See Hill, 698 F.3d at 1159-1160; 7 Reddick v. Chater, 157 F.3d 715, 725 (9th Cir. 1998). The ALJ met that obligation 8 here by providing the specific and legitimate reasons for rejecting Dr. Park’s opinion 9 discussed above. The March 2015 letter does not include any additional objective 10 evidence that would alter the Court’s conclusion. 11 Finally, relying on Trevizo, 862 F.3d at 998, Plaintiff argues that reversal is 12 warranted because the ALJ failed to consider the regulatory factors set forth in 20 13 C.F.R. §§404.1527, 416.927. (ECF No. 26 at 13-14.) While an ALJ must consider 14 the regulatory factors, there is no requirement that an ALJ explicitly discuss the 15 factors in his/her decision. See Kelly v. Berryhill, 732 F. App’x 558, 562-563 n.4 (9th 16 Cir. May 1, 2018) (clarifying Trevizo, 871 F.3d at 676); Huddleston v. Berryhill, 2018 17 WL 2670588, at *10 (C.D. Cal. May 31, 2018) (Trevizo holds that an ALJ must 18 “consider” factors when evaluating a treating physician’s opinion, but courts “have 19 declined to read Trevizo as requiring that each factor be explicitly enumerated in the 20 ALJ decision.”). Two of the regulatory factors are supportability and consistency 21 with the record, both of which the ALJ here expressly discussed. See 20 C.F.R. § 22 416.927. In addition, the ALJ acknowledged the length of the treating relationship 23 and recognized that Dr. Park was a treating physician. Thus, the record confirms that 24 the ALJ’s assessment of Dr. Park’s opinion was consistent with the regulations. See 25 Amanda R. v. Saul, 2020 WL 2218769, at *5 (C.D. Cal. May 7, 2020) (ALJ’s 26 assessment complied with Trevizo where ALJ “twice acknowledged [physician]’s 27 status as Plaintiff's primary care treating physician” and addressed the “supportability 28 and consistency of [physician’s] opinion compared to the medical record as a whole’); Susan O. v. Comm'r of Soc. Sec., 2019 WL 1777727, at *5 (W.D. Wash. ° Apr. 23, 2019) (ALJ’s assessment complied with regulations and Trevizo where ALJ considered two of the regulatory factors — namely, supportability and consistency ° with the record). ° ORDER IT IS THEREFORE ORDERED that Judgment be entered affirming the ° decision of the Commissioner and dismissing this action with prejudice. 9 *° | DATED: 7/31/2020 : Chty Woxke— 12 13 ALEXANDER F.MacKINNON 14 UNITED STATES MAGISTRATE JUDGE 15 16 17 18 19 20 21 22 23 24 25 26 27 28 15