Anita Baldwin v. DOWCP
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Opinion
USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 1 of 34
PUBLISHED
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
No. 23-1947
ANITA BALDWIN, on behalf of Eddie D. Baldwin,
Petitioner,
v.
DIRECTOR, OFFICE OF WORKERS’ COMPENSATION PROGRAMS, UNITED STATES DEPARTMENT OF LABOR; ISLAND CREEK KENTUCKY MINING; ISLAND CREEK COAL COMPANY, c/o Smart Casualty Claims,
Respondents.
On Petition for Review of an Order of the Benefits Review Board. (BRB-2021-0547)
Argued: January 28, 2026 Decided: March 19, 2026
Before WILKINSON, Circuit Judge, FLOYD, Senior Circuit Judge, and David J. NOVAK, United States District Judge for the Eastern District of Virginia, sitting by designation.
Petition for review granted; order vacated and remanded by published opinion. Judge Novak wrote the opinion, in which Judge Wilkinson and Judge Floyd joined.
ARGUED: Barry Cameron Blair, WOLFE WILLIAMS & AUSTIN, Norton, Virginia, for Petitioner. John R. Sigmond, PENN, STUART & ESKRIDGE, Bristol, Tennessee; Michael P. Doyle, Office of the Solicitor, UNITED STATES DEPARTMENT OF LABOR, Washington, D.C., for Respondents. ON BRIEF: Seema Nanda, Solicitor of Labor, Barry H. Joyner, Associate Solicitor, Jennifer Feldman Jones, Deputy Associate USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 2 of 34
Solicitor, Ann Marie Scarpino, Office of the Solicitor, UNITED STATES DEPARTMENT OF LABOR, Washington, D.C., for Federal Respondent.
2 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 3 of 34
David J. NOVAK, United States District Judge for the Eastern District of Virginia, sitting
by designation:
Coal miners seeking benefits under the Black Lung Benefits Act (the “BLBA” or
“the Act”), 30 U.S.C. §§ 901–944, may rely on a rebuttable presumption that their
diagnosis of pneumonoconiosis, known as black lung disease, resulted from their work in
the coal mines by establishing that they were employed for fifteen years or more in
underground coal mines. Anita Baldwin (“Petitioner”), the surviving beneficiary of the
coal miner whose employment stands at issue in this case, 1 asks us to determine how a year
of employment should be calculated under the applicable Department of Labor regulation,
§ 725.101(a)(32), which defines a “year” for all purposes under the BLBA. In resolving
the issue, we agree with Petitioner and join our colleagues in the Sixth Circuit by
concluding that a year of employment under the BLBA occurs when a coal miner works
125 days or more in and around a coal mine during a one-year period. We therefore grant
the petition for review, vacate the decision of the Benefits Review Board and remand with
directions to return Petitioner’s case to the Administrative Law Judge to reevaluate
Petitioner’s claim in light of this opinion.
1 The miner who initially applied for BLBA benefits, Eddie Baldwin, died on January 29, 2021. His wife, Anita Baldwin, was substituted as Claimant in the action pending before the Administrative Law Judge on June 23, 2021.
3 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 4 of 34
I.
A.
We begin by briefly summarizing the complicated interplay of statutes and
regulations that govern the issues in this appeal.
The BLBA exists to provide benefits to coal miners who are totally disabled by coal
dust-related pulmonary diseases and their dependents through an adversarial administrative
procedure. 30 U.S.C. § 901(a); Island Creek Coal Co. v. Blankenship, 123 F.4th 684, 688
(4th Cir. 2024). To obtain benefits under the BLBA, miners must prove by a preponderance
of the evidence that (1) they suffer from pneumoconiosis, 2 either in clinical or legal form;
(2) the pneumoconiosis arose out of coal mine employment; (3) they are totally disabled
by a respiratory or pulmonary impairment; and (4) the pneumoconiosis contributes to the
totally disabling impairment. 20 C.F.R. § 725.202(d); Island Creek Coal, 123 F.4th at 688.
Because the “existence and causes of pneumonoconiosis are difficult to determine,”
Congress established certain evidentiary presumptions “to assist miners in proving their
claims.” Hobet Mining, LLC v. Epling, 783 F.3d 498, 501 (4th Cir. 2015) (quoting Broyles
v. Dir., Office of Workers’ Comp. Programs, 824 F.2d 327, 328 (4th Cir. 1987)). One such
presumption, 30 U.S.C. § 921(c)(4), “single[s] out” miners with fifteen years of coal
mining experience with the goal of “making it easier for them to show their entitlement to
benefits.” Id. (first quoting S. Rep. 92–743 (1972), reprinted in 1972 U.S.C.C.A.N. 2305,
2 Congress defines pneumoconiosis, or “black lung disease,” as a “chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.” 30 U.S.C. § 902(b).
4 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 5 of 34
2306; and then quoting Regulations Implementing the Byrd Amendments to the Black
Lung Benefits Act: Determining Coal Miners’ and Survivors’ Entitlement to Benefits, 78
Fed. Reg. 59102, 59105–07 (Sept. 25, 2013)). 3 This “fifteen-year presumption” specifies
in relevant part:
[I]f a miner was employed for fifteen years or more in one or more underground coal mines . . . and if other evidence demonstrates the existence of a totally disabling respiratory or pulmonary impairment, then there shall be a rebuttable presumption that such miner is totally disabled due to pneumoconiosis, that his death was due to pneumoconiosis, or that at the time of his death he was totally disabled by pneumoconiosis.
30 U.S.C. § 921(c)(4). We have held this presumption to establish that “‘when a miner
proves [fifteen] years of coal mine employment and . . . the total disability element, a
rebuttable presumption arises that the miner is totally disabled due to pneumoconiosis,’
i.e., that he is entitled to benefits under the Act.” Island Creek Coal, 123 F.4th at 688
(quoting Mingo Logan Coal Co. v. Owens, 724 F.3d 550, 555 (4th Cir. 2013)). Once the
claimant shows sufficient evidence to trigger the presumption, “the burden shifts to the
employer to demonstrate that the miner is not in fact eligible for benefits.” W. Virginia
CWP Fund v. Dir., Off. of Workers’ Comp. Programs, 880 F.3d 691, 695 (4th Cir. 2018).
If an employer cannot rebut the fifteen-year presumption, the claimant must be granted
benefits. Id.
3 Congress enacted the BLBA’s fifteen-year presumption in 1972, eliminated it in 1981 and then revived it in 2010, using “language identical to that employed in the original statute.” W. Virginia CWP Fund v. Bender, 782 F.3d 129
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USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 1 of 34
PUBLISHED
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
No. 23-1947
ANITA BALDWIN, on behalf of Eddie D. Baldwin,
Petitioner,
v.
DIRECTOR, OFFICE OF WORKERS’ COMPENSATION PROGRAMS, UNITED STATES DEPARTMENT OF LABOR; ISLAND CREEK KENTUCKY MINING; ISLAND CREEK COAL COMPANY, c/o Smart Casualty Claims,
Respondents.
On Petition for Review of an Order of the Benefits Review Board. (BRB-2021-0547)
Argued: January 28, 2026 Decided: March 19, 2026
Before WILKINSON, Circuit Judge, FLOYD, Senior Circuit Judge, and David J. NOVAK, United States District Judge for the Eastern District of Virginia, sitting by designation.
Petition for review granted; order vacated and remanded by published opinion. Judge Novak wrote the opinion, in which Judge Wilkinson and Judge Floyd joined.
ARGUED: Barry Cameron Blair, WOLFE WILLIAMS & AUSTIN, Norton, Virginia, for Petitioner. John R. Sigmond, PENN, STUART & ESKRIDGE, Bristol, Tennessee; Michael P. Doyle, Office of the Solicitor, UNITED STATES DEPARTMENT OF LABOR, Washington, D.C., for Respondents. ON BRIEF: Seema Nanda, Solicitor of Labor, Barry H. Joyner, Associate Solicitor, Jennifer Feldman Jones, Deputy Associate USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 2 of 34
Solicitor, Ann Marie Scarpino, Office of the Solicitor, UNITED STATES DEPARTMENT OF LABOR, Washington, D.C., for Federal Respondent.
2 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 3 of 34
David J. NOVAK, United States District Judge for the Eastern District of Virginia, sitting
by designation:
Coal miners seeking benefits under the Black Lung Benefits Act (the “BLBA” or
“the Act”), 30 U.S.C. §§ 901–944, may rely on a rebuttable presumption that their
diagnosis of pneumonoconiosis, known as black lung disease, resulted from their work in
the coal mines by establishing that they were employed for fifteen years or more in
underground coal mines. Anita Baldwin (“Petitioner”), the surviving beneficiary of the
coal miner whose employment stands at issue in this case, 1 asks us to determine how a year
of employment should be calculated under the applicable Department of Labor regulation,
§ 725.101(a)(32), which defines a “year” for all purposes under the BLBA. In resolving
the issue, we agree with Petitioner and join our colleagues in the Sixth Circuit by
concluding that a year of employment under the BLBA occurs when a coal miner works
125 days or more in and around a coal mine during a one-year period. We therefore grant
the petition for review, vacate the decision of the Benefits Review Board and remand with
directions to return Petitioner’s case to the Administrative Law Judge to reevaluate
Petitioner’s claim in light of this opinion.
1 The miner who initially applied for BLBA benefits, Eddie Baldwin, died on January 29, 2021. His wife, Anita Baldwin, was substituted as Claimant in the action pending before the Administrative Law Judge on June 23, 2021.
3 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 4 of 34
I.
A.
We begin by briefly summarizing the complicated interplay of statutes and
regulations that govern the issues in this appeal.
The BLBA exists to provide benefits to coal miners who are totally disabled by coal
dust-related pulmonary diseases and their dependents through an adversarial administrative
procedure. 30 U.S.C. § 901(a); Island Creek Coal Co. v. Blankenship, 123 F.4th 684, 688
(4th Cir. 2024). To obtain benefits under the BLBA, miners must prove by a preponderance
of the evidence that (1) they suffer from pneumoconiosis, 2 either in clinical or legal form;
(2) the pneumoconiosis arose out of coal mine employment; (3) they are totally disabled
by a respiratory or pulmonary impairment; and (4) the pneumoconiosis contributes to the
totally disabling impairment. 20 C.F.R. § 725.202(d); Island Creek Coal, 123 F.4th at 688.
Because the “existence and causes of pneumonoconiosis are difficult to determine,”
Congress established certain evidentiary presumptions “to assist miners in proving their
claims.” Hobet Mining, LLC v. Epling, 783 F.3d 498, 501 (4th Cir. 2015) (quoting Broyles
v. Dir., Office of Workers’ Comp. Programs, 824 F.2d 327, 328 (4th Cir. 1987)). One such
presumption, 30 U.S.C. § 921(c)(4), “single[s] out” miners with fifteen years of coal
mining experience with the goal of “making it easier for them to show their entitlement to
benefits.” Id. (first quoting S. Rep. 92–743 (1972), reprinted in 1972 U.S.C.C.A.N. 2305,
2 Congress defines pneumoconiosis, or “black lung disease,” as a “chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.” 30 U.S.C. § 902(b).
4 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 5 of 34
2306; and then quoting Regulations Implementing the Byrd Amendments to the Black
Lung Benefits Act: Determining Coal Miners’ and Survivors’ Entitlement to Benefits, 78
Fed. Reg. 59102, 59105–07 (Sept. 25, 2013)). 3 This “fifteen-year presumption” specifies
in relevant part:
[I]f a miner was employed for fifteen years or more in one or more underground coal mines . . . and if other evidence demonstrates the existence of a totally disabling respiratory or pulmonary impairment, then there shall be a rebuttable presumption that such miner is totally disabled due to pneumoconiosis, that his death was due to pneumoconiosis, or that at the time of his death he was totally disabled by pneumoconiosis.
30 U.S.C. § 921(c)(4). We have held this presumption to establish that “‘when a miner
proves [fifteen] years of coal mine employment and . . . the total disability element, a
rebuttable presumption arises that the miner is totally disabled due to pneumoconiosis,’
i.e., that he is entitled to benefits under the Act.” Island Creek Coal, 123 F.4th at 688
(quoting Mingo Logan Coal Co. v. Owens, 724 F.3d 550, 555 (4th Cir. 2013)). Once the
claimant shows sufficient evidence to trigger the presumption, “the burden shifts to the
employer to demonstrate that the miner is not in fact eligible for benefits.” W. Virginia
CWP Fund v. Dir., Off. of Workers’ Comp. Programs, 880 F.3d 691, 695 (4th Cir. 2018).
If an employer cannot rebut the fifteen-year presumption, the claimant must be granted
benefits. Id.
3 Congress enacted the BLBA’s fifteen-year presumption in 1972, eliminated it in 1981 and then revived it in 2010, using “language identical to that employed in the original statute.” W. Virginia CWP Fund v. Bender, 782 F.3d 129, 134 (4th Cir. 2015).
5 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 6 of 34
Critically, Congress did not provide instructions within the BLBA for how a
claimant should establish periods of employment, for purposes of the fifteen-year
presumption or otherwise. Instead, it directed the Secretary of Labor to “prescribe
standards, which may include appropriate presumptions, for determining whether
pneumoconiosis arose out of employment in a particular coal mine or mines.” 30 U.S.C.
§ 932(h).
In 1980, the Department of Labor (“DOL”) first defined “a year of employment”
within two distinct regulations: 20 C.F.R. § 718.301(b) (2000), used to determine what
evidence a miner must show to be entitled to certain presumptions, and 20 C.F.R.
§ 725.493(b) (2000), used to determine responsible operator liability. In 2001, after notice
and comment rulemaking, DOL combined these definitions into one unified definition —
the regulation at issue here. The regulation reads as follows:
Year means a period of one calendar year (365 days, or 366 days if one of the days is February 29), or partial periods totaling one year, during which the miner worked in or around a coal mine or mines for at least 125 “working days.” A “working day” means any day or part of a day for which a miner received pay for work as a miner, but shall not include any day for which the miner received pay while on an approved absence, such as vacation or sick leave. In determining whether a miner worked for one year, any day for which the miner received pay while on an approved absence, such as vacation or sick leave, may be counted as part of the calendar year and as partial periods totaling one year.
20 C.F.R. § 725.101(a)(32).
DOL appended several subsections to this regulatory definition. Relevant here,
subsection (i) provides in part that “[i]f the evidence establishes that the miner worked in
or around coal mines at least 125 working days during a calendar year or partial periods
6 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 7 of 34
totaling one year, then the miner has worked one year in coal mine employment for all
purposes under the Act.” Id. § 725.101(a)(32)(i). Subsection (ii) provides guidance to
factfinders on how to calculate a miner’s work history and establishes a presumption that
a miner who demonstrates employment that spans a year-long period has worked 125
working days during that year “in the absence of evidence to the contrary.” Id.
§ 725.101(a)(32)(ii). And subsection (iii) supplies a discretionary formula that a factfinder
may use to calculate a miner’s work history in cases where a miner’s dates of employment
remain uncertain or where his employment lasted less than a year-long period. Id.
§ 725.101(a)(32)(iii).
Although the regulation never mentions a 365-day employment relationship
requirement, the Administrative Law Judge (the “ALJ”) 4 and the Benefits Review Board
(the “Board”) both interpreted § 725.101(a)(32) and its subsections to require that the miner
show a 365-day employment relationship with his employer during each year for which
Petitioner seeks credit towards the BLBA’s fifteen-year presumption. Petitioner disagrees,
asserting that she only needs to show that the miner worked 125 working days during a
one-year time period to earn a year’s credit towards the presumption. The central issue
4 In his January 23, 2021 Order denying Baldwin’s claims, the ALJ solely referenced DOL regulation 20 C.F.R. § 718.305, which serves as the regulatory counterpart to 30 U.S.C. § 921(c)(4) and sets forth the same fifteen-year presumption as the BLBA. See Spring Creek Coal Co. v. McLean o/b/o McLean, 881 F.3d 1211, 1218 (10th Cir. 2018) (describing § 718.305 as providing “further guidance on the implementation” of the BLBA’s fifteen-year presumption).
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before us becomes whether § 725.101(a)(32) imposes the 365-day employment threshold
requirement.
B.
Eddie Baldwin (“Baldwin”) worked in Virginia coal mines for Island Creek
Kentucky Mining (“Island Creek”) from May 1976 to December 31, 1991. Baldwin
worked in the mines in a variety of roles. As a new hire, he was required to crawl to the
end of a 500-foot block of coal to drill holes into that block and “shoot coal down while
[a] plow was running.” J.A. 116. 5 In performing these tasks, he “could just hardly see my
hand in front of my face with my headlight going at times.” Id. Later in his career, his
work involved hauling motors and supplies, working on the belt line, hanging cables and
water lines and handling 50-pound bags of rock dust, cinder blocks and timber, among
other materials.
In July 2018, Baldwin filed a claim for black lung benefits under the BLBA. The
District Director overseeing Baldwin’s claim issued a Proposed Decision and Order
awarding him benefits in February 2020. In the Proposed Order, the District Director found
that Baldwin had been employed for 15.39 years, based on the relevant Social Security
Earnings Record, and therefore that he qualified for the BLBA’s fifteen-year presumption
of total disability due to pneumonoconiosis. Paired with his demonstration of a totally
disabling respiratory impairment, the District Director found that Baldwin had successfully
established his entitlement to benefits.
5 Citations to the “J.A.” refer to the Joint Appendix filed by the parties in this appeal.
8 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 9 of 34
In response, Island Creek, Baldwin’s employer for the duration of his mining career,
timely requested a formal hearing in front of an ALJ. The District Director then referred
the claim to the Office of Administrative Law Judges.
The ALJ conducted a hearing on November 17, 2020. Baldwin testified that his job
involved consistent exposure to coal, and he described how he ended every shift with coal
“just plumb black around my eyes and up my nostrils and just in my throat [ . . . ] [j]ust
everywhere.” Id. 120. He started noticing breathing difficulties around 1996 or 1997,
which worsened as time went on. Baldwin was also questioned about several periods
throughout his years of employment with Island Creek during which he had been laid off.
The ALJ concluded the hearing by announcing that he would bifurcate the benefits
determination as to (1) whether Baldwin had established sufficient years of employment to
qualify for the BLBA’s fifteen-year presumption and (2) the merits of Baldwin’s benefits
claim, and ordered the parties to brief their positions on the first issue.
The ALJ ultimately concluded that Baldwin had been continuously employed for
eleven full years (1977-81 and 1986-91), and five partial years during which he had been
laid off at various times. Critically, the ALJ improperly focused on Baldwin’s partial
periods of “underground coal mine employment,” finding that Baldwin was employed for
236 days during 1976, 273 days during 1982, 132 days during 1983, 245 days in 1984, and
260 days in 1985. Id. 71, 91–96. Instead of considering the number of working days that
Baldwin had accrued during these partial years of employment, the ALJ only credited
Baldwin with percentages of a full 365-day period of employment, relative to the amount
of days that Baldwin had been employed per partial year of employment. This ultimately
9 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 10 of 34
led to the ALJ’s conclusion that Baldwin had only been employed for 14.14 years and thus
did not satisfy the threshold showing of fifteen cumulative years of employment.
Consequently, the ALJ did not apply the BLBA’s presumption. Upon his later
consideration of the merits of Baldwin’s claim on June 23, 2021, the ALJ ultimately denied
benefits to Petitioner, finding that Baldwin had failed to establish the required element of
total disability causation.
Petitioner appealed the ALJ’s decision to the Board. In her appeal, Petitioner urged
the Board to adopt the Sixth Circuit’s approach to calculating a “year” of coal mine
employment under § 725.101(a)(32) as articulated in Shepherd v. Incoal, Inc., 915 F.3d
392 (6th Cir. 2019). There, the Sixth Circuit held that if a miner established that he worked
at least 125 days for a coal mine operator within a one-year period, the factfinder may
presume that the miner was employed for a full year for purposes of the BLBA’s fifteen-
year presumption, without the miner needing to show a 365-day employment relationship.
Shepherd, 915 F.3d at 395.
In its July 14, 2023 Decision and Order, the Board affirmed the ALJ’s decision, with
one member dissenting. The majority reiterated that the Board “has long interpreted Fourth
Circuit case law as supporting the position [that] the ALJ must first determine whether the
miner was engaged in an employment relationship for a period of one calendar year [. . .
and once] the threshold one-year period is met, the ALJ must then determine whether the
miner worked for at least 125 working days within that one-year period.” J.A. 15. Relying
on two of our cases dealing with § 725.101(a)(32)’s predecessor regulations, Daniels v.
Mitchell, 479 F.3d 321 (4th Cir. 2007), and Armco Inc. v Martin, 277 F.3d 468 (4th Cir.
10 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 11 of 34
2002), the Board found that a showing of 125 working days within a calendar year or partial
periods totaling the same, standing alone, “does not establish one full year of coal mine
employment as defined in the regulations,” and that the miner must also show a 365-day
employment relationship before qualifying for a year of credit towards the BLBA’s fifteen-
year presumption. Id. 16. The majority rejected Petitioner’s arguments regarding
Shepherd, highlighting that “[t]his case arises in the Fourth Circuit, which has not adopted
Shepherd or otherwise held that 125 days of earnings establishes a year-long employment
relationship” without more. Id. 15. The majority ultimately affirmed the denial of benefits,
finding that the ALJ did not err in his conclusion that Baldwin did not qualify for the
BLBA’s fifteen-year presumption because Baldwin had less than fifteen cumulative years
of coal mine employment, nor did he err in the methods of calculation that he used to reach
that conclusion.
The dissenting judge disagreed with the majority’s assessment of the ALJ’s
approach and outcome, noting that “the ALJ’s analysis reflects a common, yet mistaken
view that a miner cannot be credited with one year of coal mine employment unless he first
establishes a 365-day employment relationship with one or more operators during a
calendar year.” Id. 18. The judge discounted the binding power of Armco and Daniels,
because they interpreted a now-defunct regulation. In his view, their holdings did not
preclude the conclusion that a showing of 125 working days, standing alone, was sufficient
to establish one year of employment under the current regulation. He found persuasive the
Sixth Circuit’s holding in Shepherd — “the only federal court to squarely address whether
a finding of 125 working days under the revised regulations establishes one year of coal
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mine employment” — and asserted that the ALJ’s findings ignored “the regulations’ clear
instruction.” Id. 19, 21.
Petitioner’s timely petition for review followed. The parties’ sole dispute revolves
around whether the ALJ properly determined that Baldwin did not accumulate fifteen years
of underground coal mine employment and thus failed to qualify for the BLBA’s fifteen-
year presumption. To resolve that dispute, we must determine the proper interpretation of
the applicable DOL regulation, § 725.101(a)(32), an issue that this Court has not previously
addressed, 6 and determine what showing a miner must make to be credited with a full year
of coal mining employment for purposes of the BLBA’s fifteen-year presumption.
II.
We have jurisdiction over this petition under 33 U.S.C. § 921(c). In black lung
cases, our review is limited to assessing “whether substantial evidence supports the factual
findings of the ALJ and whether the legal conclusions of the [Board] and ALJ are rational
and consistent with applicable law.” Harman Min. Co. v. Dir., Off. of Workers’ Comp.
Programs, 678 F.3d 305, 310 (4th Cir. 2012) (citing Lewis Coal Co. v. Dir., Off. of
Workers’ Comp. Programs, 373 F.3d 570, 575 (4th Cir. 2004)). The ALJ, as the trier of
fact, renders factual and credibility determinations, and we “therefore defer to the ALJ’s
evaluation of the proper weight” of any conflicting evidence. W. Virginia CWP Fund, 880
F.3d at 697. However, we review de novo the legal conclusions of the Board and the ALJ,
6 In Armco and Daniels, we mentioned, but did not substantively address, § 725.101(a)(32); instead, both opinions analyzed a “year of employment” as defined by two predecessor regulations, 20 C.F.R. § 718.301(b)(2000) and 20 C.F.R. § 725.493(b) (2000), which § 725.101(a)(32) superseded. 12 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 13 of 34
including on “issues of regulatory construction.” Romero v. Barr, 937 F.3d 282, 290 (4th
Cir. 2019); Milburn Colliery Co. v. Hicks, 138 F.3d 524, 528 (4th Cir. 1998).
III.
This petition turns on one central question of regulatory interpretation: how to
calculate a year of coal mine employment under 20 C.F.R. § 725.101(a)(32). That
question, in turn, boils down to a decision between two competing approaches: whether
the regulation requires a miner to make two showings — a year-long employment
relationship and 125 working days in a coal mine during that year-long relationship — or
merely to show that he worked 125 days in a coal mine during a one-year time period.
Petitioner argues that the plain language of the regulation mandates only the latter showing,
which would allow Baldwin to establish the requisite amount of coal mine employment to
qualify for the BLBA’s fifteen-year presumption even without fifteen years of consistent
employment with Island Creek. Island Creek and the Director, Office of Workers’
Compensation Programs (“DOWCP”) (collectively, “Respondents”) counter that the
regulation’s plain language requires both showings: a year-long employment relationship
with a coal mine operator and, after having established that threshold showing, 125 days
working in the mines during that year of employment. In the alternative, Respondents
argue that if the Court finds the regulation to be ambiguous, it should defer to DOWCP’s
13 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 14 of 34
interpretation of the regulation under the standard laid out in Kisor v. Wilkie, 588 U.S. 558
(2019). 7
We join our colleagues in the Sixth Circuit in holding that the plain language of
§ 725.101(a)(32) requires a miner to show only that he worked 125 working days in a coal
mine within a calendar year (or partial periods totaling one year) to establish a year of
employment for purposes of the BLBA’s fifteen-year presumption. This reading of the
regulation’s text comports with the BLBA’s expressly remedial purpose and the evolution
of the regulation over time. Further, since the regulation’s text is unambiguous, we need
not defer to DOWCP’s contrary interpretation.
1.
We begin our analysis of the regulation, as we must, by considering its plain
language. Mohamed v. Bank of Am. N.A., 93 F.4th 205, 210 (4th Cir. 2024). The
regulation’s definition of a “year” reads as follows:
7 In Kisor, the Supreme Court indicated that courts could afford “substantial deference to an agency’s interpretation of its own regulation” under Auer v. Robbins, 519 U.S. 452, 461 (1997), but only if the regulation at issue is ambiguous. Id. at 576. A regulation may only be deemed “genuinely” ambiguous if there is uncertainty about a “single right answer” “even after a court has resorted to all the standard tools of interpretation,” including analyzing a regulation’s text, structure, history and purpose, without reference to an agency’s interpretation of its own regulation. Id. Thus, the first step of the Kisor inquiry requires a court to carefully consider the text, structure, history and purpose of the regulation “in all the ways it would if it had no agency to fall back on.” Id. at 575 (quoting Pauley v. BethEnergy Mines, Inc., 501 U.S. 680, 702 (1991) (Scalia J., dissenting)). If the court finds that the regulation is unambiguous, it need not proceed to the second step of the Kisor analysis, which allows the Court to defer to an agency’s interpretation if it finds that interpretation to be authoritative, implicating the agency’s substantive expertise and reflecting fair and considered judgment. Id. at 577.
14 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 15 of 34
Year means a period of one calendar year (365 days, or 366 days if one of the days is February 29), or partial periods totaling one year, during which the miner worked in or around a coal mine or mines for at least 125 “working days.” A “working day” means any day or part of a day for which a miner received pay for work as a miner, but shall not include any day for which the miner received pay while on an approved absence, such as vacation or sick leave. In determining whether a miner worked for one year, any day for which the miner received pay while on an approved absence, such as vacation or sick leave, may be counted as part of the calendar year and as partial periods totaling one year.
§ 725.101(a)(32). On its face, this definition consists of two elements: (1) a calendar year,
or partial periods totaling one year, and (2) a minimum of 125 days spent working in or
around coal mines during that one-year period. Notably, the definition (and its related
subsections, as described below) contains no mention whatsoever of any required
employment relationship, let alone one lasting 365 days. Instead, the regulation ties its
only mention of employment to a showing of 125 days working “in or around a coal mine.”
The plain text of the regulation thus lends itself most naturally to a reading that a miner
must show that he worked 125 days in a coal mine within the proscribed period (a calendar
year or partial periods adding up to the same) — and nothing more — to establish a year
of employment for BLBA purposes.
Despite the fact that § 725.101(a)(32)’s text never mentions a 365-day employment
relationship, Respondents assert that the regulation’s plain text requires a miner to show
both “a full calendar year of employment — which may include both working days and
non-working days — and 125 working days within that year of employment.” DOWCP
Brief at 16. Respondents do not point to any provision within the text to support their
15 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 16 of 34
argument, relying instead on purported “implications” of certain textual phrases within the
regulation’s first paragraph.
We remain unpersuaded by Respondents’ interpretation of § 725.101(a)(32) for
several reasons. First, and fatally, Respondents never explain where § 725.101(a)(32)’s
definition of a “year” imposes a threshold requirement that a miner must show a 365-day
employment relationship to establish a year of employment — they simply conclude that
it does. We decline to read a substantive requirement into a regulation that does not appear
anywhere within the plain text of the applicable regulation or the BLBA itself.
Respondents’ arguments based on the “implications” of various phrases within
§ 725.101(a)(32) also fail to persuade us. Respondents begin by asserting that the
regulation’s clarification that leap years involve 366 days, rather than 365, constitutes a
“textual clue” that a miner must demonstrate a year-long employment relationship, because
“[i]f a year of coal mine employment could be established upon a mere showing of 125
working days, it is difficult to see why it would matter whether any given year was a regular
year or a leap year.” DOWCP Brief at 16, n.12. This argument rings hollow. The
regulation’s reference to a calendar year plainly serves to define the scope of the temporal
unit within which 125 working days can be established, and its acknowledgment that a
calendar year consists of 366 days during a leap year, rather than 365, simply reinforces
the traditional understanding of a calendar year. We fail to see any hidden textual “clue”
that contributes to a different conclusion.
Respondents also highlight the regulation’s third sentence, which allows certain
non-working days, such as vacation days, to “be counted as part of the calendar year and
16 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 17 of 34
as partial periods totaling one year” when determining whether a miner worked for a year.
§ 725.101(a)(32); DOWCP Brief at 16. They argue that this sentence “implies that a
determination must be made as to whether the miner was in fact employed for a full
calendar year.” DOWCP Brief at 16. However, the fact that non-working days may be
considered part of the “calendar year” does not somehow impose a requirement that the
miner must demonstrate an employment relationship spanning that year. If anything, this
sentence undermines Respondents’ interpretation by clarifying that non-working days
within the larger calendar year do not negate the presumption that a miner has worked for
one year, as long as that miner can demonstrate that he worked 125 days within the requisite
time period.
Finally, Respondents point to the regulation’s reference to “partial periods totaling
one year,” arguing that the inclusion of this phrase makes “no sense” unless “the ‘year’
described in the opening paragraph of § 725.101(a)(32) refers to an employment
relationship lasting a calendar year.” Island Creek Brief at 12, n.10. Yet, Respondents
again fail to ground their argument in the text of the regulation. The regulation does not
specify “partial periods of employment totaling one year of employment,” nor does it
require that the miner prove continuous employment throughout these “partial periods.”
Rather, the regulation’s reference to “partial periods totaling one year” merely functions to
expand the scope of the temporal unit beyond a calendar year within which 125 working
days can be established. For instance, a miner may show 125 working days within one
calendar year, stretching from January 1 to December 31 of the same year. A miner may
also show 125 working days within partial periods of two consecutive calendar years,
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amounting to one full year — e.g., 125 working days between May 1 of one year and April
30 of the next year. Such a reading accords with the BLBA presumption’s remedial
purpose, which seeks to simplify (rather than restrict) miners’ access to BLBA benefits,
see infra Section III.A.2, and avoids reading into the regulation a threshold 365-day
employment requirement that the text does not express.
We turn next to the definition’s context within the broader regulatory provision,
which further supports our conclusion that a miner may establish a year of coal mine
employment upon a showing of 125 working days within a one-year period. “When
interpreting a regulation, we do not read its language in isolation. Rather the words must
be read in their context and with a view to their place in the overall regulatory scheme.”
United States v. Boler, 115 F.4th 316, 325 (4th Cir. 2024) (cleaned up). Further, we abide
by the principle of regulatory interpretation that “constructions which render regulatory
provisions superfluous are to be avoided.” Black & Decker Corp. v. Comm’r, 986 F.2d 60,
65 (4th Cir. 1993) (quoting Hart v. McLucas, 535 F.2d 516, 519 (9th Cir. 1976)).
We start with the regulation’s subsections. Section 725.101(a)(32)(i) reads:
If the evidence establishes that the miner worked in or around coal mines at least 125 working days during a calendar year or partial periods totaling one year, then the miner has worked one year in coal mine employment for all purposes under the Act. If a miner worked fewer than 125 working days in a year, he or she has worked a fractional year based on the ratio of the actual number of days worked to 125. Proof that the miner worked more than 125 working days in a calendar year or partial periods totaling a year, does not establish more than one year.
§ 725.101(a)(32)(i). Significantly, this subsection unambiguously establishes that a miner
who has worked 125 working days within the span of a calendar year or partial periods
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totaling one year “has worked one year in coal mine employment for all purposes under
the Act.” § 725.101(a)(32)(i). Subsection (i) does not make any reference whatsoever to
a 365-day employment relationship. By contrast, the subsection repeatedly focuses upon
125 working days, underscoring this figure as the touchstone of the inquiry that determines
whether a miner has “worked one year in coal mine employment.” This becomes especially
clear in the subsection’s definition of a fractional year relative to 125 working days, rather
than 365 days of a formalized employment relationship — if the regulation did in fact
require a 365-day employment relationship, the proper divisor for fractional years of
employment would necessarily be 365, not 125. The text of subsection (i) thus serves to
strongly reinforce the unambiguous language in § 725.101(a)(32) that a miner need only
establish 125 working days within a one-year period to claim a year of employment.
Respondents assert that this provision supports their position, because holding
otherwise would render subsection (i)’s language specifying that these 125 working days
must occur during a calendar year or comparable partial periods superfluous. DOWCP
Brief at 17. Respondents’ argument lacks merit. Section 725.101(a)(32)(i)’s requirement
that 125 working days must occur “during a calendar year or partial periods totaling one
year” simply functions to preclude a miner from tallying up 125 working days across
multiple calendar years to qualify for the presumption. Instead, this provision requires a
miner to show that he worked 125 days in a coal mine within a discrete 365 or 366-day
period corresponding to a calendar year or partial periods of two calendar years.
Next, subsection (ii) provides:
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To the extent the evidence permits, the beginning and ending dates of all periods of coal mine employment must be ascertained. The dates and length of employment may be established by any credible evidence including (but not limited to) company records, pension records, earnings statements, coworker affidavits, and sworn testimony. If the evidence establishes that the miner’s employment lasted for a calendar year or partial periods totaling a 365-day period amounting to one year, it must be presumed, in the absence of evidence to the contrary, that the miner spent at least 125 working days in such employment.
§ 725.101(a)(32)(ii). Aside from designating appropriate types of evidence for use in
calculating a miner’s length of employment, this provision establishes an important
rebuttable presumption that any miner whose employment “lasted for a calendar year or
partial periods totaling a 365-day period amounting to one year . . . spent at least 125
working days in such employment.” Id. This presumption affords miners an additional
path to establishing 125 working days — and thus a year of employment for purposes of
the BLBA — even where evidence of actual days spent working in the mines may be
difficult or impossible to procure.
Subsection (ii)’s presumption corroborates our reading of § 725.101(a)(32), while
directly undermining Respondents’ proposed two-step inquiry. As with subsection (i), this
provision again underscores the centrality of the 125-day showing by providing miners
with an additional means to meet that threshold. Further, under Respondents’ reading of
§ 725.101(a)(32), subsection (ii) would render the definition’s express 125-working-day
requirement mere surplusage. If Respondents were correct that miners must initially show
a 365-day employment relationship to demonstrate a year of employment, every eligible
miner would also necessarily qualify for subsection (ii)’s presumption that they have
worked 125 days within that employment period, obviating any need for the 125-working-
20 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 21 of 34
day requirement in the first place. This interpretation would render a key definitional
provision inoperative and effectively read it out of the regulation entirely, contravening the
clear thrust of the regulation, which organizes a year of employment around a showing of
125 working days. In light of the regulatory scheme’s repeated insistence that a miner
must independently show 125 working days within a calendar year, and mindful of our
duty, where possible, to read a regulatory scheme so that none of its provisions are rendered
useless or redundant, we therefore find subsection (ii)’s presumption to further militate
against Respondents’ reading of the regulation.
Finally, subsection (iii) proposes a formula for adjudicating officers to use “to
establish the length of the miner’s work history” when the evidence cannot establish the
“beginning and ending dates” of the miner’s coal mine employment or when “the miner’s
employment lasted less than a calendar year,” instructing them to “divide the miner’s
yearly income from work as a miner by the coal mine industry’s average daily earnings for
that year, as reported by the Bureau of Labor Statistics (BLS).” § 725.101(a)(32)(iii). This
provision expressly predicates the application of its formula on a situation in which a miner
has “less than a calendar year” of employment — directly contravening Respondents’ view
that the regulation always requires a full year of employment to establish eligibility and
that a miner lacking such a full year of employment remains categorically ineligible.
Despite conceding this incongruence between the regulatory text and its preferred
interpretation, Island Creek nonetheless protests that “at no point does [subsection] (iii)
state that a ‘year’ can be proven absent a 365-day employment relationship.” Island Creek
Brief at 21. True — but Island Creek fails to explain why such a statement would be
21 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 22 of 34
necessary in a regulatory scheme that never affirmatively articulates a 365-day
employment requirement in the first place. Nor does Island Creek explain how we should
reconcile its reading with subsection (iii)’s express contemplation of miners demonstrating
a year of employment when their employment relationship with a coal mine operator lasts
less than a year, a scenario wholly consonant with Petitioner’s reading of the regulation.
Beyond the regulation’s text, Respondents argue that we must give weight to DOL’s
preamble to § 725.101(a)(32), which suggests that “in order to have one year of coal mine
employment, the regulation contemplates an employment relationship totaling 365 days,
within which 125 days were spent working and being exposed to coal mine dust, as opposed
to being on vacation or sick leave.” DOWCP Brief at 17–18 (quoting Preamble to Final
Rule, Regulations Implementing the Federal Coal Mine Safety and Health Act of 1969, as
Amended, 65 Fed. Reg. 79,920, 79, 959 (Dec. 20, 2000)). We disagree. We have
previously held that, “to the extent there is a conflict between the preamble and the
regulation, the regulation must control because a preamble cannot be read to require more
than the regulation requires.” Mejia-Velasquez v. Garland, 26 F.4th 193, 202 (4th Cir.
2022); see also Peabody Twentymile Mining, LLC v. Sec’y of Lab., 931 F.3d 992, 998 (10th
Cir. 2019) (“[W]hile the preamble can inform the interpretation of the regulation, it is not
binding and cannot be read to conflict with the language of the regulation itself.”). Here,
the plain language of § 725.101(a)(32) requires only a showing of 125 working days within
a one-year period, and the regulation never states or implies that a miner must demonstrate
a 365-day employment relationship in order to establish a year of employment. The
preamble, by contrast, appears to suggest a significantly more onerous barrier to eligibility
22 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 23 of 34
for the BLBA’s fifteen-year presumption, “requir[ing] more than the regulation requires.”
Mejia-Velasquez, 26 F.4th at 202. As such, under our precedent, we must adhere to the
plain language of the regulation itself and disregard Respondents’ arguments on the basis
of the conflicting preamble.
Looking beyond the regulation, Respondents argue that their preferred reading of
§ 725.101(a)(32) constitutes the “only interpretation that gives effect to the text of 30
U.S.C. § 921(c)(4), which places the burden on a claimant to prove 15 years of coal mine
employment to invoke the rebuttable [fifteen-year] presumption.” Island Creek Brief at 14
(emphasis in original). The Court again notes that, much like the regulation, the BLBA
never mandates that a miner must show a 365-day employment relationship to qualify for
the fifteen-year presumption; instead, the Act only requires that an eligible miner must
have been “employed for fifteen years or more,” while leaving the specifics of that
employment unaddressed. 30 U.S.C. § 921(c)(4). Meanwhile, as we have reiterated,
DOL’s definition of a “year” unambiguously specifies that, to establish a year of coal mine
employment “for all purposes under the Act,” a miner need only show that he has “worked
in or around coal mines at least 125 working days during a calendar year or partial periods
totaling one year.” 20 C.F.R. § 725.101(a)(32)(i) (emphasis added). Respondents’
argument on the basis of the BLBA’s statutory text thus fails to move the needle.
Based on the regulatory text and context, and for all of the above reasons, we hold
that § 725.101(a)(32) unambiguously allows a miner to receive credit for a year of coal
mine employment if he shows that he has worked at least 125 working days within a
23 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 24 of 34
calendar year (or partial periods totaling one year) in or around a coal mine. 8 The
regulation does not require miners to also establish a 365-day employment relationship
with a mine operator.
2.
While the plain text of the regulation commands our holding, the BLBA’s remedial
purpose provides further support. The “principal purpose” of the BLBA is to “compensate
the miners” and their surviving dependents “whose lives and health have been sacrificed
in the production of [a] critical energy source — coal.” 1 S. Rep. No. 92–743 (1972), as
reprinted in 1972 U.S.C.C.A.N. 2305, 2305. In crafting the BLBA’s fifteen-year
presumption, Congress noted that it intended to “relax the often insurmountable burden of
proving eligibility” for coal miners by providing “the benefit of the doubt to claimants.”
Id. at 2306, 2315. This Court has long been “[m]indful of Congress’s expressed intent that
entitlement to black lung benefits not be unduly circumscribed.” Gulf & W. Indus. v. Ling,
176 F.3d 226, 232 (4th Cir. 1999) (citing Doris Coal Co. v. Dir., Off. of Workers’ Comp.
Programs, 938 F.2d 492 (4th Cir. 1991). Accordingly, we have expressly recognized that
the BLBA’s “presumptions . . . favor the granting of benefits” and have noted that
8 Since we find § 725.101(a)(32)’s definition of a year unambiguous, we afford no deference to DOL’s interpretation of the regulation. See Kisor, 588 U.S. at 574–75 (“[I]f the law gives an answer — if there is only one reasonable construction of a regulation — then a court has no business deferring to any other reading, no matter how much the agency insists it would make more sense.”).
24 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 25 of 34
“Congress designed the presumptions to ensure that difficulties in proving pneumoconiosis
by medical evidence not prevent deserving miners from receiving benefits.” Charles v.
Gale Coal Co., 813 F.2d 400 (4th Cir. 1987) (per curiam). Our reading of
§ 725.101(a)(32)’s definition of “year,” which serves to reduce, rather than increase, the
evidentiary burden on coal miners seeking BLBA benefits, thus comports with our
longstanding recognition of Congress’s intent to help coal miners and grant them the
compensation they deserve for years of strenuous and dangerous physical labor.
Moreover, common sense dictates, as does the regulation and the remedial thrust of
the BLBA, that the focus should be on the time period during which a miner is exposed to
coal dust, as opposed to the length of time that he collects a paycheck. Black lung disease
results from the consistent ingestion of coal dust, not the time period during which an
employer lists a miner on their employment records. The regulation recognizes that reality
by centering the number of days that a miner actually works in or around coal mines,
thereby risking his health to procure this critical energy source.
Respondents’ interpretation of § 725.101(a)(32) not only flies in the face of that
remedial intent and common sense — it creates a host of perverse incentives for employers,
which run contrary to the BLBA’s remedial purpose and serve to hinder access to BLBA
benefits for coal miners suffering from black lung disease. Under Respondents’ view, if a
miner’s employment relationship with an operator fell even one day short of a full year,
that miner could not establish a year of employment for purposes of the BLBA’s
presumptions, regardless of how many days he toiled in the mines. By strategically laying
off miners before the conclusion of a full year of employment and then rehiring them mere
25 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 26 of 34
days later, coal mine operators could avoid any obligation to pay those miners benefits
under the BLBA once their health deteriorates. 9 Such a result would run counter to the
Act’s express aim to increase access to benefits for deserving miners and their survivors.
We decline to erect such an arbitrary procedural barrier that would prohibit otherwise
eligible miners from receiving the benefits of an evidentiary presumption, especially where
that barrier has no grounds in the regulatory text.
3.
Section § 725.101(a)(32)’s history further reinforces that miners need only establish
125 working days within a calendar year (or partial periods amounting to the same) to
establish a year of employment for purposes of the BLBA. As referenced above, in 1980,
DOL first defined a year of employment for use in the BLBA’s various presumptions,
specifically contemplating that “a year of employment means a period of one year, or partial
periods totalling [sic] one year, during which the miner was regularly employed in or
around a coal mine by the operator or other employer.” 20 C.F.R. § 718.301(b)(2000)
(emphasis added). The regulation defined “regular employment” as a “period of at least
125 working days during a year.” Id. Simultaneously, DOL promulgated a separate
definition of a year of employment for use in determining responsible operator liability,
employing identical language to § 718.301(b) in its definition of the terms “a year of
employment” and “regular employment.” 20 C.F.R. § 725.493(b)(2000). Both provisions
9 We note that there is no evidence that Island Creek engaged in, nor advocates for, such conduct in the immediate case.
26 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 27 of 34
explicitly defined a “year of employment” as a period of one year or partial periods totaling
one year during which the miner was regularly employed “by [an] operator or other
employer,” and defined such “regular employment” as working at least 125 days in a given
year.
In 2001, DOL promulgated the regulation at issue here, § 725.101(a)(32), which
defines a “year” for all purposes under the BLBA and supersedes both predecessor
regulations. The current regulation no longer defines a “year of employment,” nor does it
condition eligibility for the BLBA’s presumptions on proof that a miner was “regularly
employed” throughout a full calendar year. The current regulation also contains no
mention of a required employment relationship, in contrast to its predecessor regulations,
which required a miner to demonstrate “regular employment” by a coal mine “operator or
other employer.”
We find this shift in formulation significant. By replacing the initial reference to a
“year of employment” with merely a “year,” DOL removed any express or implied
suggestion that a showing of an employment relationship of any particular duration was
required, let alone that it needed to last for a full year. Instead, the regulation re-centers
the inquiry on whether a miner worked 125 working days, with the only caveat that these
125 days fall within the span of a one-year period. Relatedly, where the predecessor
regulations required a miner to show that a coal mine “operator or other employer” had
“regular[ly] employ[ed]” him, the new regulation focuses only on a miner’s showing of
125 working days within a year-long period, without reference to any specific employment
relationship with any particular employer. These changes underscore Congress’s
27 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 28 of 34
animating impulse to simplify, rather than increase, the burden on coal miners in
establishing eligibility for BLBA benefits and further support our reading of the
regulation’s plain text, which focuses on the actual number of days that a miner suffered
exposure to dangerous coal dust in coal mines, rather than an ongoing, year-long
employment relationship.
4.
Respondents assert that our prior opinions in Armco Inc. v Martin, 277 F.3d 468
(4th Cir. 2002) and Daniels v. Mitchell, 479 F.3d 321 (4th Cir. 2007) preclude our
construction of § 725.101(a)(32). The Board cited both cases in support of its finding that
§ 725.101(a)(32) required Petitioner to establish a 365-day employment relationship with
a coal mine operator. J.A. 15. Because Armco and Daniels dealt only with
§ 725.101(a)(32)’s predecessor regulations, which defined a different term than the one at
issue here and which have been superseded by the regulation before us, we do not consider
our holdings in these opinions binding as to the meaning of a “year” under
§ 725.101(a)(32).
In Armco, we faced a challenge to the Board’s affirmance of a determination
regarding coal mine operator liability for a miner’s black lung benefits based on the length
of the miner’s employment with various operators. That challenge centered on the term
“year of employment” as defined by DOL’s predecessor regulations. See Armco, 277 F.3d
at 473 (analyzing the “one-year-of-employment requirement” in 20 C.F.R. § 725.493(b)).
We determined that the specific language of both predecessor regulations required the
factfinder to engage in a two-step inquiry and determine: (1) whether a miner “worked for
28 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 29 of 34
an operator” for one calendar year or partial periods totaling one year, and (2) whether a
miner’s employment during that one year was “regular,” i.e., whether the miner worked a
minimum of 125 working days. Armco, 277 F.3d at 474. 10 In so holding, we noted, in
dicta, that § 725.101(a)(32), which had only recently been promulgated, did “not bind our
interpretation” of the earlier regulations, but clarified what we held to be DOL’s “intent to
hold operators liable for the payment of benefits only if they had regularly employed the
miner for a full calendar year.” Id. at 475.
In Daniels, we faced a similar appeal concerning coal mine operator liability for
BLBA benefits. Daniels, 497 F.3d at 323. We affirmed that, under the predecessor
regulations discussed in Armco, a miner must show that “the employer employed the miner
for one calendar year during which the miner regularly worked in or around a coal mine,”
and cited Armco’s dicta discussing the new regulation’s purported support for a two-step
inquiry. Daniels, 497 F.3d at 334 (emphasis omitted). However, we explicitly noted that
§ 725.101(a)(32), the revised regulation at issue in the instant case, “was inapplicable” to
10 At the time that we decided Armco, a circuit split existed regarding the proper manner to determine a miner’s employment under §725.101(a)(32)’s predecessor regulations. See Armco, 277 F.3d at 475 (discussing circuit split). Notably, the Seventh and Eighth Circuit held that, even under the predecessor regulations, miners needed only to show 125 working days to receive credit for a full year of employment for BLBA purposes, rather than a year-long continuous employment relationship. See Landes v. OWCP, 997 F.2d 1192, 1195 (7th Cir. 1993) (equating a miner’s working for 125 days to “one year of work”); Yauk v. Director, OWCP, 912 F.2d 192, 195 (8th Cir. 1989) (holding that, for purposes of 20 C.F.R. § 718.301(b), if a miner worked for 125 days, “the miner will be credited with one year of coal mine employment”).
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the facts of Daniels. Id. at 334. We also highlighted that “[b]y its terms . . .
[725.101(a)(32)(iii)] may be used in situations where the miner’s employment lasted less
than one year.” Id. at 335.
In arguing that Armco and Daniels require us to read a year-long employment
relationship requirement into the revised regulation, Respondents emphasize the Board’s
reliance on Armco and Daniels in “interpret[ing] Fourth Circuit case law” to establish a
categorical rule that the “ALJ must first determine whether the miner was engaged in an
employment relationship for a period of one calendar year . . . or partial periods totaling
one year” before considering whether a miner worked 125 days during that calendar year
of employment. J.A. 15. Additionally, Respondents argue that “[a]lthough
§ 725.101(a)(32)’s meaning was not directly at issue in Armco and Daniels, their reasoning
applies with equal force to that regulation,” due to (1) the similarities between its definition
of “year” and the predecessor regulations’ definition of “year of employment” and (2)
Armco’s express reliance on § 725.101(a)(32)’s text “to support the ‘two-step inquiry’ it
gleaned from” those predecessor definitions. DOWCP Brief at 21.
Respondents’ arguments significantly overstate the applicability of Armco and
Daniels to § 725.101(a)(32). First, Armco and Daniels both acknowledged
§ 725.101(a)(32)’s inapplicability to the facts of those cases and consequently never
substantively analyzed that revised regulation’s definition of a “year” for purposes of the
BLBA’s fifteen-year presumption. As such, our statement in Armco that § 725.101(a)(32)
helps to “clarif[y]” and reinforce a two-step test under the former regulations constitutes
non-binding dicta, because it “could have been deleted without seriously impairing the
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analytical foundations of the holding,” which rested on our reading of the predecessor
regulations’ text. United States v. Horsley, 105 F.4th 193, 212 (4th Cir. 2024). Further, to
the extent that Respondents suggest that our interpretation of predecessor regulations in
Armco and Daniels maps onto § 725.101(a)(32) with equal force, we reiterate the
significant differences between the defunct regulations and the one before us today. As
previously noted, § 725.101(a)(32) defines a “year,” rather than a “year of employment,”
and omits all language related to “regular employment” or an employment relationship
between a miner and an operator. These significant changes greatly attenuate the
applicability of Armco and Daniels’s logic to the regulation at hand. Finally, although
Armco and Daniels mention § 725.101(a)(32) in passing, these opinions never engage with
the regulation or any of its subsections, which — as the Daniels court acknowledged —
clearly contemplate situations in which a miner may establish a year of employment for
purposes of the BLBA without demonstrating a year-long employment relationship. See
supra Section III.A.1.
For all of these reasons, Armco and Daniels do not bind our interpretation of
§ 725.101(a)(32). We thus decline to apply Armco and Daniels’s two-step inquiry to the
calculation of a “year” under this revised regulation.
5.
In arriving at our holding, we join the Sixth Circuit, the only appellate court to have
definitively ruled on the meaning of a “year” in § 725.101(a)(32). In Shepherd v. Incoal,
Inc., 915 F.3d 392 (6th Cir. 2019), the Sixth Circuit emphatically rejected the respondents’
characterization of § 725.101(a)(32) as requiring, “in all instances, that the miner be
31 USCA4 Appeal: 23-1947 Doc: 81 Filed: 03/19/2026 Pg: 32 of 34
employed by a coal mining company for a full calendar year and that the miner work for
at least 125 days in the mines during that 365- or 366-day period.” Id. at 401 (emphasis in
original). The Sixth Circuit noted that such an interpretation “ignores the clear language
of the regulation” and the “underlying intent of the BLBA,” which should be “liberally
construed so as to include the largest number of miners within its entitlement provisions.”
Id. at 401, 402 (internal quotation omitted). The Sixth Circuit further described
§ 725.101(a)(32)’s subsections as elucidating “four alternate ways in which a claimant can
establish requisite periods of coal mine employment,” emphasizing in particular subsection
(iii)’s application to miners whose employment has “lasted less than a calendar year.” Id.
at 401, 403. As our sister court correctly highlights, that subsection “expressly provides
that even if a miner cannot show that he or she was employed by a mining company for a
calendar year, he or she still can be credited with a year of coal mine employment.” Id. at
403 (emphasis added). Shepherd’s central conclusion — that the plain language of
§ 725.101(a)(32) and its subsections require a miner to show only that he worked 125
working days within a calendar year (or partial periods totaling one year) to establish a year
of employment — comports with our own analysis of the regulation, its context and history,
and the BLBA’s purpose. We therefore join its analysis and holding.
In the proceedings below, the ALJ concluded that Baldwin failed to establish
eligibility for the BLBA’s fifteen-year presumption set forth in 30 U.S.C. § 921(c)(4). He
arrived at this conclusion based on his incorrect interpretation of the regulation, requiring
proof by the miner of a full year of employment without regard to the number of days that
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the miner actually worked in or around the mines. The ALJ did not make findings as to
the number of “working days” that Baldwin spent in or around coal mines during his five
partial years of employment, and instead improperly focused on Baldwin’s total years of
employment. In light of our holding today, which establishes that a miner need only show
that he has worked 125 “working days” within one calendar year (or partial periods totaling
one year) to establish a year of employment for all purposes under the BLBA, the ALJ’s
failure to make the relevant findings concerning Baldwin’s “working days” within his
partial years of employment constitutes error. After making his findings as to the beginning
and end dates of Baldwin’s employment with Island Creek, the ALJ should have then
calculated the number of “working days” within each year-long period that Baldwin spent
working in or around a coal mine. Then, after determining the number of years in which
Baldwin worked in or around a coal mine for at least 125 days, the ALJ should have decided
whether, having applied all relevant presumptions in § 725.101(a)(32), Baldwin stood
eligible for § 921(c)(4)’s fifteen-year presumption. If he found that Baldwin’s years of
employment triggered the rebuttable presumption, he should have then analyzed whether
Island Creek rebutted that presumption with appropriate evidence.
Thus, we find that the ALJ erred in applying the provisions of § 725.101(a)(32)
when calculating Baldwin’s years of employment; consequently, we also necessarily find
that he erred in his methods of calculating Baldwin’s work history for purposes of the
BLBA’s fifteen-year presumption.
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IV.
For the foregoing reasons, we grant the petition for review, vacate the Board’s
decision and remand with instructions for the Board to return Petitioner’s case to the ALJ
for reconsideration consistent with this opinion. On remand, the ALJ must consider all
evidence in the record to determine how many “working days” Baldwin worked in each
calendar year or partial periods totaling one year. Only after making a specific finding as
to Baldwin’s working days within each calendar year or partial periods totaling one year
may the ALJ determine whether Baldwin has demonstrated the fifteen years of coal mine
employment necessary to invoke the rebuttable presumption in 30 U.S.C. § 921(c)(4). If
the ALJ finds that Baldwin does qualify for the BLBA’s fifteen-year presumption, he must
subsequently determine whether Island Creek has rebutted that presumption to determine
Petitioner’s eligibility for BLBA benefits.
VACATED AND REMANDED
Related
Cite This Page — Counsel Stack
Anita Baldwin v. DOWCP, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anita-baldwin-v-dowcp-ca4-2026.