Angeles Ramonita Garcia v. Kenneth R. Neagle, Warden, F. C. I. Alderson, and United States Parole Commission

660 F.2d 983
Court of Appeals for the Fourth Circuit·Decided January 11, 1982·No. 80-6585·Published·Cited by 67 cases

Opinion

JAMES DICKSON PHILLIPS, Circuit Judge:

The United States Parole Commission (Commission) appeals from an order of the district court requiring the Commission to give Angeles Ramonita Garcia a new parole hearing because the parole guidelines used by the Commission are invalid and their application violative of her right to due process. The Commission also appeals from the court’s further order releasing Mrs. Garcia from custody, following the Commission’s refusal to conduct a new hearing. We reverse. We hold that the district court exceeded its powers under the Parole Commission and Reorganization Act (the Parole Act), 18 U.S.C. § 4201 et seq., in reviewing the Commission’s determination for abuse of discretion. We further hold that the Commission did not — as the district court concluded — violate its statutory mandate in promulgating the guidelines so as to emphasize the offense rather than the sentence' imposed in making parole determinations nor in categorizing large-scale fraud offenses in the same category with violent crimes.

I

In 1977, Mrs. Garcia was a 64-year-old resident of Puerto Rico who operated a beautician’s training school in San Juan. She was charged in the United States District Court for the District of Puerto Rico with falsifying the attendance records of certain of her students in order to receive from the Veterans’ Administration tuition payments to which her school was not entitled. The amount of money allegedly expropriated exceeded $500,000. 1

As the result of a plea agreement, Mrs. Garcia pleaded guilty to three counts of the indictment against her: mail fraud, 18 U.S.C. § 1341, making false statements to the United States Government, ¡d. §§ 1001, 1002, and conspiracy to defraud the United States Government, id. § 371. The district judge in Puerto Rico accepted her guilty plea and subsequently sentenced her to terms of five years on each count, the maximum penalty for the offenses charged, and a fine of $21,000, but ordered that the sentences be served concurrently.

After sentencing, Mrs. Garcia was incarcerated at F.C.I. Alderson, West Virginia. In November 1978, the Commission conducted her initial parole hearing and thereafter granted her a presumptive parole date of March 31, 1981, at which time she would have served two-thirds of her sentence. The Commission arrived at this date by applying the guidelines promulgated pursu *986 ant to the Parole Act. 28 C.F.R. § 2.20. These guidelines match offense severity with a quantified prediction of parole success (“salient factor score”). Mrs. Garcia’s offenses were rated “Greatest I,” 2 the sixth highest of seven levels, but her salient factor score was 11, the most favorable possible. The guideline range for this combination was 40 to 52 months. Not finding any justification for making a parole decision outside the guideline, the Commission set a presumptive parole date 40 months into her sentence, March 3, 1981. A statutory interim hearing was set for May 1980.

In May 1979, Mrs. Garcia filed a petition, soon followed by a first supplement, for a writ of habeas corpus under 28 U.S.C. § 2255 in the United States District Court for the Southern District of West Virginia. In this petition she alleged that her plea of guilty had been involuntarily entered, that her trial counsel had been ineffective, and that she had never been apprised of her right to appeal. Later she filed a second supplement alleging that the sentencing court had violated Rule 11 of the Federal Rules of Criminal Procedure by failing to inform her of the policies of the Commission, and that the decision of the Commission to deny her parole until 40 months had been served was illegal. She contended, alleging 28 U.S.C. § 2241 as an additional basis for jurisdiction, that the parole guidelines usurp both judicial and legislative functions by nullifying the discretion of the sentencing court in imposing individual sentences and by denying prisoners the individualized consideration required in the Parole Act.

In January 1980, the habeas court in West Virginia transferred the original petition and first supplement to the United States District Court for the District of Puerto Rico, and ordered the Commission to file in the West Virginia court a responsive pleading to all the issues raised in the second supplemental petition, including the alleged violation of Rule 11 by the sentencing court. The court also ordered Mrs. Garcia to file in the West Virginia court an amended pleading in the form of a petition for declaratory relief naming the Commission as defendant.

The district court then held that the Commission had both violated the Parole Act and abused its discretion in denying Mrs. Garcia parole until two-thirds of her sentence had been served. 3 Specifically, the *987 court found that the categorization of her offense in the “Greatest I” category solely because of the monetary amount of the fraud and the use of an amount not judicially determined violated the language and spirit of the statute, denying her the individualized consideration required by 18 U.S.C. § 4206(a). Such action, in the court’s view, was “a complete abrogation by the Commission of its mandate from Congress [shocking to] the conscience of the court.” The court declined to address the issue whether the Commission guidelines usurp the legislative and judicial powers. Although the court did apparently find that the sentencing court had violated due process by failing to inform Mrs. Garcia of the Commission’s parole policies prior to accepting her guilty plea, the court stayed resolution of the Rule 11 issue pending its consideration by the sentencing court.

On appeal, the Commission argues that there is no statutory or constitutional prohibition against rating a nonviolent fraud offense involving a large sum in the same guideline category with offenses involving possible injury to human life. Further, the Commission argues that the district court exceeded the proper scope of judicial review available under the Parole Act and improperly substituted its judgment for that of the Commission.

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Angeles Ramonita Garcia v. Kenneth R. Neagle, Warden, F. C. I. Alderson, and United States Parole Commission, 660 F.2d 983 (4th Cir. 1982).

660 F.2d 983 (Angeles Ramonita Garcia v. Kenneth R. Neagle, Warden, F. C. I. Alderson, and United States Parole Commission) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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