Andrew v. Depani-Sparkes

2017 OK 42, 396 P.3d 210, 2017 WL 2123981, 2017 Okla. LEXIS 44
Supreme Court of Oklahoma·Decided May 16, 2017·No. Case Number: 114082·Published·Cited by 59 cases

Opinions

CERTIORARI PREVIOUSLY GRANTED; OPINION OF THE COURT OF CIVIL APPEALS VACATED; ORDER OF THE DISTRICT COURT REVERSED; CAUSE REMANDED FOR FURTHER PROCEEDINGS

EDMONDSON, J.

¶ 1 Plaintiffs filed an action in the District Court alleging defendants’ negligence relating to the prenatal care and birth of plaintiffs’ child. That court granted summary judgment to defendant Mercy Health Center and plaintiffs appealed. Plaintiffs argue the trial court did not apply a correct standard for causation and failed to recognize the testimony from their expert witnesses. Mercy argues the tidal court correctly sustained a motion for summary judgment which relied in part on a Daubert1 motion filed by Mercy. Mercy also argues plaintiffs simply failed to show causation required in a negligence action by an expert opinion. We reverse the summary judgment because plaintiffs’ materials used to object to summary judgment showed expert opinions on causation sufficient to create a question of fact. We also explain a Daubert adjudication may not be applied retroactively to support a prior judgment. We remand the cause for further proceedings.

¶ 2 There were five pending motions in the trial court. Two were motions for summary judgment filed by defendants, and one of these was filed by Mercy. Three were Dau-bert motions. Two Daubert motions were filed by defendants: (1) Mercy’s motion to exclude plaintiffs’ expert concerning causation and the conduct of Mercy’s nursing staff, and (2) Sparkes’ motion to exclude the opinions of a different expert witness for plaintiffs. One Daubert motion was filed by plaintiffs to exclude testimony concerning a causation theory advocated by defendants.

¶ 3 On April 23, 2015, the trial court sent to the parties an email which granted Mercy’s amended motion for summary judgment. The email stated plaintiffs failed to submit “evidence tending to prove that any act of Defendant’s nursing staff was the direct cause of the injury to Plaintiffs’ minor child.”2

¶ 4 The next day on April 24th after granting Mercy’s summary judgment motion, the journal entry of the summary judgment was filed and the trial court held a hearing on the pending Daubert motions. The trial court stated it understood the issues, oral argument was not necessary, but would be provided if any party wanted an oral argument. Tr. at 4-5. All counsel waived argument. The trial court granted Mercy’s Daubert motion.

¶ 5 On April 28, 2015, and four days after the Daubert hearing, plaintiffs filed a “motion to reconsider” the summary judgment granted to Mercy, or in the alternative for the trial court to certify, the court’s ruling for an immediate appeal pursuant to 12 O.S. 994. The motion had additional factual material attached, and Mercy objected to the motion.

¶ 6 On May 13, 2015, the trial court rendered an “Amended Order Granting Mercy Health Center, Inc.’s Amended Motion for Summary Judgment” that was filed June 2, 2015. The amendment repeated'the language on the Court’s April 24th journal entry and added a 12 O.S. 994 certification stating the order was a final adjudication. The trial court also stayed the proceeding until completion of the 994 appeal.

¶7 Plaintiffs appealed and the Court, of Civil Appeals affirmed the trial court with one judge dissenting. Plaintiffs sought certio-rari, three Special Justices were appointed, to participate for three Justices of the Court who recused or disqualified in the matter. The Court granted the'petition for certiorari. We vacate the opinion by the Court of Appeals, reverse the summary judgment, and remand the matter for additional proceedings. ,

[214]*214I.

¶ 8 For an adjudicated claim to be suitable for immediate appeal pursuant to 12 O.S. 994,3 it must not arise from the same transaction or occurrence as any unadjudieated claims left pending in the trial court.4 Both plaintiffs and defendants briefed the issue whether plaintiffs’ suit was brought as single or multiple causes of action against multiple defendants. Both plaintiffs and Mercy argued the cause of action against Mercy is a cause of action separate and distinct from those pled against other defendants in the trial court. The Court has appellate jurisdiction to review the District Court’s judgment,

II.

¶9 Generally, interlocutory orders that are not made subject to immediate appellate scrutiny may nevertheless obtain appellate scrutiny upon an appeal from a subsequent appealable order or judgment.5 A trial court’s Daubert order is an evidentiary ruling, and an interlocutory order anterior to judgment which is usually reviewed when a subsequent judgment or appealable order is appealed and after adequate steps have been pursued to preserve the alleged error.6

¶ 10 The appellate record and supplemental record filed in this Court do not contain (1) any Daubert motions or responses thereto, or (2) any journal entry of the trial court expressly granting or denying a Dau-bert motion. Generally, error assigned on appeal must be shown by the appellate record.7 When the alleged error involves an evidentia-ry issue, the record on appeal must contain the evidence and a trial court record showing [215]*215the judge’s ruling. For example) an appellate complaint of insufficient evidence to support a judgment must be supported on appeal with the evidence submitted to the trial court.8 In the matter before us, we do not review a usual Daubert issue of scientific validity or methodology used in an opinion provided by an expert witness.9 Our appellate review of a Daubert issue is limited to the extent it is applicable to the motion for summary judgment and to the extent it may be included in that judgment as we explain herein.

III.

¶ 11 On April 24th, one day after deciding the summary judgment motion, the journal entry for the summary judgment was filed and the trial court also heard a Daubert motion. Four days later plaintiffs filed a motion to reconsider the summary judgment awarded to Mercy. Plaintiffs attached additional factual material. Mercy argued plaintiffs’ April 28th motion to reconsider with an expert witness affidavit could not be considered by the trial court. Mercy argued plaintiffs’ new affidavit attached to the motion conflicted with that expert’s deposition testimony and the motion for reconsideration fell short of the requirements in 12 O.S. 651 (new trial)10 or 1031 (vacation or modification).11

¶ 12 Prior to the repeal of 12 O.S. 317 in [216]*2161984,12 our law distinguished orders modifying. a judgment and those amending a judgment,13 and after that date we explained the function of amending a judgment by an order granting nunc pro tunc relief, to correct a clerical error on the face of a judgment with an amended judgment stating what actually occurred. An amendment (nunc pro tunc) could relate back,14 but a modification of a judgment did not relate back because it was considered a' final order after an “original judgment.”15

¶ 13 The.

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Andrew v. Depani-Sparkes, 2017 OK 42, 396 P.3d 210, 2017 WL 2123981, 2017 Okla. LEXIS 44 (Okla. 2017).

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