Andrea M. McNair v. Eric K. Shinseki

25 Vet. App. 98, 2011 U.S. Vet. App. LEXIS 2522, 2011 WL 5607868
CourtUnited States Court of Appeals for Veterans Claims
DecidedNovember 18, 2011
Docket09-1813
StatusPublished
Cited by4 cases

This text of 25 Vet. App. 98 (Andrea M. McNair v. Eric K. Shinseki) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Andrea M. McNair v. Eric K. Shinseki, 25 Vet. App. 98, 2011 U.S. Vet. App. LEXIS 2522, 2011 WL 5607868 (Cal. 2011).

Opinion

KASOLD, Chief Judge:

Veteran Andrea M. McNair appeals through counsel that part of a January 22, 2009, decision of the Board of Veterans’ Appeals (Board) that denied disability compensation for neuralgia 1 of the breast or focal nerve damage (hereinafter “neuralgia”) as a result of surgery she underwent at a VA facility in June 1998. On appeal, Ms. McNair argues, inter alia, that the Board erred when it found that she was advised adequately of the potential adverse effects of her surgery and therefore that her consent to the surgery was informed. Ms. McNair seeks reversal of the Board’s decision. The Secretary disputes Ms. McNair’s contentions.

The case was referred to a panel of the Court to address the evidentiary effect of a signed generic consent form when the patient signing the form asserts that she was not informed of a foreseeable risk of surgery. For the reasons stated below, we hold that the presumption of regularity does not apply to the scope of the information provided to a patient by a doctor with regard to the risks involved with any particular treatment. We further hold that a failure to provide information to a patient about a potential adverse effect does not defeat a finding of informed consent if a reasonable person faced with similar circumstances would have proceeded with the treatment.

Because additional findings of fact are necessary to apply these holdings, the Board’s decision will be set aside and the matters remanded for further adjudication.

I. FACTS

Ms. McNair served on active duty in the U.S. Army from August 1993 to May 1995. Prior to her service — in August 1989 — Ms. McNair underwent breast reduction surgery. She did not report any complications as a result of that procedure. On June 2, 1998, she underwent bilateral reduction mammoplasty at a VA hospital. 2 Ms. McNair and her doctor signed an authorization for medical procedures form that reflects that she was advised as to the nature of the surgery, attendant risks involved, and expected results, but the form is general in nature and does not state the specific attendant risks that were discussed. Record (R.) at 448. In addition, a contemporaneously entered treatment note states that this was Ms. McNair’s second breast-reduction surgery, which was required after Ms. McNair developed macromastia 3 subsequent to her original sur *101 gery, with symptoms including neck, back, and shoulder pain, significant “bra strapping,” and decreased physical activity due to the size and positions of the breasts. R. at 442. Another treatment note detailed the surgeon’s conversation with Ms. McNair regarding the risks and tradeoffs of the surgery:

The nature of the operation including the tradeoff b/t scar or [illegible] of excess skin, adipose and glandular tissue were discussed in great detail including the potential complications of infection, hematoma, partial or complete NAC [nipple-areolar complex] graft loss as well as irregular pigmentation during the healing [illegible]. The pt acknowledged the above and instruct[ed] to proceed.

R. at 452.

In November 1998, Ms. McNair filed a claim under 38 U.S.C. § 1151 for continual neuralgia resulting from breast reduction surgery. In a March 1999 rating decision, a VA regional office found that Ms. McNair was not entitled to such benefits because “[b]oth the private and VA examiner indicate that such pain from nerve regeneration after the elective surgery is an expected consequence of such surgery.” R. at 435. Ms. McNair appealed that decision, stating that she did not experience pain after her first surgery and reiterating that she was not informed of the chance of this type of pain occurring. Since then, this matter has been the subject of several Board decisions, a joint motion for remand granted by this Court, and numerous VA medical examinations. Ms. McNair has contended throughout this time that she was not informed of the risk of neuralgia prior to her June 1998 surgery.

In the decision on appeal, the Board found that Ms. McNair suffers from an additional disability due to neuralgia that was incurred as a result of the June 1998 surgery. The Board further found that neuralgia was a foreseeable risk of surgery but that Ms. McNair was not entitled to disability compensation because (1) there was no evidence of negligence or similar instance of fault on the part of VA in furnishing surgical treatment, and (2) Ms. McNair provided informed consent for treatment. Regarding the informed consent finding, the Board found that there was substantial compliance with 38 C.F.R. § 17.32, the regulation governing the provision and documentation of consent to medical procedures such as surgery. The Board further found that (1) there is no VA regulatory requirement that every foreseeable risk be documented in the record, (2) to the extent the record does not document that neuralgic scar pain was a possible risk, this omission was a minor deviation from the requirements of § 17.32 that was immaterial under the circumstances of this case, and (3) “in this case a reasonable person could assume that the surgeon’s detailed discussion addressing possible residual scarring includes associated neuralgic pain.” R. at 13. This appeal followed.

II. ARGUMENTS

Ms. McNair argues that none of the evidence in the record establishes that the specific risk of neuralgia was disclosed to her and that the only affirmative evidence of record on that point consists of her lay statements that she was not so informed— statements that she asserts were not weighed by the Board. She further argues that there is no support for the Board’s finding that any failure to document neuralgia in the record was a minor and immaterial deviation under 38 C.F.R. § 3.361(d)(1)(h). When questioned at oral argument, Ms. McNair clarified her position, and asserted that the regulation’s reference to “minor” and “immaterial” de *102 viations includes only minor mistakes in documenting the consent, such as ascribing the wrong date to an otherwise properly executed consent form. She also argued that this case is distinguishable from Hal-comb v. Shinseki, 23 Vet.App. 234 (2009), because in that case the veteran did not provide any supporting evidence, “even [considering] his own lay statements,” whereas here Ms. McNair consistently has stated that she was not advised that she might suffer from neuralgia as a result of her surgery.

The Secretary argues that the Board’s findings of fact are not clearly erroneous because Ms. McNair signed a consent form in which she attested that she understood the nature of the proposed procedure, attendant risks involved, and the expected results. Because the form is congruent with VA regulatory and internal procedures, the Secretary cites to our decision in Halcomb

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Bluebook (online)
25 Vet. App. 98, 2011 U.S. Vet. App. LEXIS 2522, 2011 WL 5607868, Counsel Stack Legal Research, https://law.counselstack.com/opinion/andrea-m-mcnair-v-eric-k-shinseki-cavc-2011.