Andre Barbosa v. Commonwealth
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Opinion
COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Fitzpatrick, Judge Annunziata and Senior Judge Overton Argued at Chesapeake, Virginia
ANDRE BARBOSA MEMORANDUM OPINION * BY v. Record No. 2577-00-1 JUDGE ROSEMARIE ANNUNZIATA JULY 16, 2002 COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF VIRGINIA BEACH Thomas S. Shadrick, Judge
Steven M. Oser for appellant.
Richard B. Smith, Senior Assistant Attorney General, (Jerry W. Kilgore, Attorney General, on brief), for appellee.
On October 23, 2000, Andre Barbosa was convicted at a jury
trial of aggravated malicious wounding, in violation of Code
§§ 18.2-51.2(A) and 18.2-10, grand larceny, in violation of Code
§ 18.2-95, and use of a firearm in the commission of aggravated
malicious wounding, in violation of Code § 18.2-53.1. He
received a sentence of 25 years, with 18 years suspended, for
malicious wounding, three years for the firearm charge, and a
suspended three-year sentence for grand larceny.
Barbosa appeals his convictions on the ground that the
trial court erroneously denied his motion to present a jury
* Pursuant to Code § 17.1-413, this opinion is not designated for publication. instruction on self-defense. He contends that the evidence at
trial supported an instruction of self-defense. The
Commonwealth contends that the defendant did not preserve this
question at trial. See Rule 5A:18. Assuming, without deciding,
that the issue was properly preserved, we find the court did not
err in refusing to instruct the jury on the law of self-defense
and affirm Barbosa's conviction.
Analysis
Because the trial court refused to grant the instruction proffered by the accused, we view the facts in the light most favorable to the defendant. However, an instruction is proper only if supported by more than a scintilla of evidence. If the instruction is not applicable to the facts and circumstances of the case, it should not be given. Thus, it is not error to refuse an instruction when there is no evidence to support it.
Commonwealth v. Sands, 262 Va. 724, 729, 553 S.E.2d 733, 736
(2001) (citations omitted). If "the evidence [at trial] raised
factual issues regarding the reasonableness of the force used
[or] the reasonableness of the perceived threat," it is error to
refuse a proffered self-defense instruction that correctly
states the law. Foster v. Commonwealth, 13 Va. App. 380, 384,
412 S.E.2d 198, 200 (1991).
"[T]he law of self-defense is the law of necessity." Foote
v. Commonwealth, 11 Va. App. 11, 16, 396 S.E.2d 851, 856 (1990).
Therefore, to support an instruction for self-defense, the
accused must demonstrate that he "exercis[ed] reasonable force
- 2 - to repel the assault." Id. "[T]he amount of force used to
defend oneself must not be excessive and must be reasonable in
relation to the perceived threat." Foster, 13 Va. App. at 383,
412 S.E.2d at 200. "The privilege to use such force is limited
by the . . . well recognized rule that a person 'shall not,
except in extreme cases, endanger human life or do great bodily
harm.'" Diffendal v. Commonwealth, 8 Va. App. 417, 421, 382
S.E.2d 24, 26 (1989) (quoting Montgomery v. Commonwealth, 98 Va.
840, 843, 36 S.E. 371, 372 (1990)). "Thus, . . . [one] who
expects to be attacked should first employ the means in his
power to avert the necessity of self-defence, and, until he has
done this, his right of self-defence does not arise." Hash v.
Commonwealth, 88 Va. 172, 192, 13 S.E. 398, 405 (1891). "The
'bare fear' of serious bodily injury, or even death, however
well-grounded, will not justify the taking of human life."
(2001) (citations omitted).
In this case, Barbosa contends that he was entitled to a
self-defense instruction because there was evidence at trial
that he "fear[ed] for his physical safety" and that he believed
that he was about to be brutally beaten by the victim and his
friends. The evidence, however, viewed in the light most
favorable to the defendant, makes manifest that Barbosa's use of
deadly force was not warranted by the perceived impending attack
by the victim. See id. at 729, 553 S.E.2d at 736.
- 3 - According to Barbosa, the following preceded his admitted
shooting of the victim in the abdomen:
[The victim] said – He said, Come here, and I started walking towards him; and he was like – he started arguing with me; and I waved my hand; and I said, Listen – I was like, I don't want to argue with you; and he was like . . . What are you going to do about it? And I was like, Listen, chill; and I looked at [my friend] Tom; and he was just looking to me to see what was going on. You couldn't even tell that we were arguing. The dude was just saying mean things. He wasn't raising his fists or anything, and then he got real close and like real close like his face right here; and he said, What are you going to do about it? Huh? Huh?
When he said that, all his friends surrounded me; and I just took a step back; and I lifted up my shirt; and I put it behind the handle [of the gun]; and I said, Listen, I got a gun on me. I'm not going to fight you.
And when I did that, his friend grabbed him. . . . [The victim's friend, Trini,] said Listen, man, chill; and [the victim] told his friend F that; and he was like, What are you going to do with that? Huh? And he got real close – close to me like my chest, and I backed up, and I pulled out the gun; and I said, Listen, chill; and I put it to him; and I was like, Stop; and he was like, You ain't going to do nothing; and he tried to rush forward; and he was bumping the gun; and that's when I was just scared; and I took a step back; and I just squeezed the trigger; and I just fired.
He further testified that he was afraid of receiving a
"pretty bad" gang beating as he had in the past. During an
earlier incident, he had suffered a "busted face," and a broken
rib. However, he admitted that no one had touched him, that the
- 4 - victim did not have a weapon, that he was the only one involved
who had a gun and that the victim had made no threats although
stating that he wasn't afraid of Barbosa or his gun. He also
acknowledged that he told his friend Tom Kestler, who was
present during the incident, "I probably shouldn't have done
that," suggesting there was no reason to use a gun to defend
himself.
Under these facts, we hold, therefore, that it was not
"necessary" for Barbosa to use deadly force to avert the
perceived impending "gang beating." The fact that he was
surrounded by Serna and his friends and that Serna "bumped into
his gun," stating he was not afraid, does not constitute an
"overt act indicative of imminent danger." See Vlastaris v.
Commonwealth, 164 Va. 647, 651-52, 178 S.E. 775, 776-77 (1935)
(holding that accused's fear for his life was without foundation
because victim made no overt act at the time of the shooting).
Furthermore, we hold that the deadly force Barbosa used in the
circumstances of this case was not reasonable and proportionate.
See Hash, 88 Va. at 192, 13 S.E. at 405 ("The party making the
defence may use no instrument and no power beyond what will
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