Anderson v. Wainwright

446 F. Supp. 763, 1978 U.S. Dist. LEXIS 20035
CourtDistrict Court, M.D. Florida
DecidedJanuary 19, 1978
DocketNo. 76-84-Civ-J-S
StatusPublished

This text of 446 F. Supp. 763 (Anderson v. Wainwright) is published on Counsel Stack Legal Research, covering District Court, M.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Anderson v. Wainwright, 446 F. Supp. 763, 1978 U.S. Dist. LEXIS 20035 (M.D. Fla. 1978).

Opinion

OPINION

CHARLES R. SCOTT, District Judge.

On September 7, 1977, the Honorable Harvey E. Schlesinger, United States Magistrate, in a thorough and carefully analyzed opinion, found that petitioner’s original conviction and sentence of twelve years in 1967 were lawful, and recommended that the petition for a writ of habeas corpus be denied. Six days later petitioner filed written objections to Judge Schlesinger’s findings and recommendation. In accordance with Local Rule 6.02, the Court has reviewed the findings and recommendation of Judge Schlesinger, together with the entire record in this case, in considering petitioner’s objections.

Judge Schlesinger found that petitioner’s second sentence, pursuant to a plea agreement, was not valid and binding. That plea agreement and sentence were entered into after the Fifth Circuit stayed this Court’s decision to issue a writ of habeas corpus to petitioner for his original, 1967 conviction. Later, the Fifth Circuit reversed this Court’s decision on the merits. The Florida First District Court of Appeal ruled that, as a result of the Fifth Circuit’s stay of this Court’s habeas corpus writ, the State of Florida had neither the duty, nor the authority, to enter into a plea agreement for another sentence of petitioner. The Fifth Circuit expressly intended its stay order to affect this Court’s decision, and not the State of Florida. However, once the Florida First District Court of Appeal determined that the State of Florida lacked authority or obligation to re-sentence petitioner, as a consequence of the Fifth Circuit’s stay, the Fifth Circuit accepted, acceded to, and acquiesced in the Florida court’s interpretation of the collateral, effect of the Fifth Circuit’s stay order.

Therefore, when he objects that a decision of the Florida First District Court of Appeal could not bind this Court, petitioner is correct, but misunderstands the legal posture of this case. It was not the interpreted decision of the Florida appellate court that bound this Court, but rather the later decision of the Fifth Circuit that deferred to, and adopted, the Florida appellate court’s ruling. It was the Fifth Circuit’s acceptance of the Florida appellate court ruling that incorporated it into the federal law of this case. Hence, this Court is not free to decide differently. This Court is bound, not as a result of the Florida First District Court of Appeal, but as a direct result of the Fifth Circuit’s adoption of the Florida appellate court decision.

Petitioner objects to this reasoning, suggesting that the Fifth Circuit’s decision to accept and adopt the Florida First District [765]*765Court of Appeal’s interpretative ruling, was based on mere procedural considerations of federal-state comity, and not on the substantive merits of the state appellate court ruling. The alleged distinction between procedure and substance will not stand up under scrutiny. Insofar as the Fifth Circuit held that this Court’s decision to issue a writ of habeas corpus for petitioner’s original 1967 conviction was not moot, and then retained its reversal of this Court’s decision, the substantive effect of the Florida appellate court’s decision was before the Fifth Circuit; and the Fifth Circuit ruled on the merits by retaining its reversal of this Court’s decision to invalidate petitioner’s 1967 conviction.

Petitioner further objects that he has been prejudiced by having to serve the longer, original sentence, because the State of Florida did not comply with the later plea proceedings. The overall thrust of these objections is that the State of Florida is estopped from honoring the original conviction and sentence, and from failing to honor the purported plea agreement in the later plea proceedings. This theory would bar the State of Florida from finding the original conviction and sentence valid and the later plea agreement and plea void. The error in this theory is that a plea agreement is not a contract executed for consideration upon a mutuality of consent; and a variant of promissory estoppel is not available to prevent an invalid plea proceeding from being a nullity, without legal effect.

In a recent decision, the Fifth Circuit has underscored this conclusion in the federal procedural situation. In Sassoon v. United States, 561 F.2d 1154 (5th Cir. 1977), the defendant pled guilty on May 31, 1974, to two separate indictments. The next month he was sentenced to six years according to a plea agreement. He filed a motion for post-judgment relief pursuant to 28 U.S.C. § 2255. On September 9, 1975, the district court, without a hearing vacated the May, 1974, conviction and ordered defendant to be allowed to plead anew. One week later, on September 16, 1975, the defendant entered his guilty plea again. Three days after that, however, the government filed a motion to reconsider the September 9,1975, order that vacated the original, May of 1974, conviction. After studying the government’s motion to reconsider for ten days, the district court granted the motion to reconsider, and vacated the September 9, 1975, order that had purported to vacate the original sentence and conviction.

On appeal to the Fifth Circuit, the defendant argued that the district court was estopped from vacating the September 9, 1975, order, that set aside his 1974 sentence and conviction, because of his re-arraignment one week after the September 9 order. The Fifth Circuit held that because of the district court’s failure to comply with 28 U.S.C. § 2255, the September 9, 1975, order (which vacated the original conviction) was invalid, “and all proceedings that follow from it were likewise void.” Id. at 1156.

As a result of this interpretation of the procedural imbroglio below, the September 9 order, the re-arraignment, and the government’s motion for reconsideration are of no legal significance. Id. at 1156-57.

Because the later plea proceeding was without authority or legal effect, the plea agreement underlying it had no obligatory effect either. Consequently, the question of Santobello v. New York, 404 U.S. 257, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971), is not a real issue. While it is true, under Santobello v. New York, supra, that a guilty plea induced by, and relying upon, promises and a plea agreement is invalid unless those promises are fulfilled, in this case there was no valid plea agreement nor any valid proceedings at which petitioner’s guilty plea was rightly entered.

Petitioner contends that this result is unjust and he has been unjustly prejudiced. Whatever else justice might be, the best notions of it which rational minds can apprehend are as it is expressed in law; and the finest experience of justice in the history of mankind is the dispassionate and impartial adherence to the rule of law. Cir[766]*766cumvention and evasion of the binding obligations of the rule of law are not justice. That petitioner is not free from incarceration, although an ultra vires plea agreement would have produced such a result, does not amount to prejudice. That argument supposes that the failure of a counterfactual situation to be the existing situation necessarily constitutes legally significant prejudice.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Younger v. Harris
401 U.S. 37 (Supreme Court, 1971)
Santobello v. New York
404 U.S. 257 (Supreme Court, 1971)
Gerald Isaac Sassoon v. United States
561 F.2d 1154 (Fifth Circuit, 1977)
Brent v. White
276 F. Supp. 386 (E.D. Louisiana, 1967)
Irving v. Breazeale
265 F. Supp. 116 (S.D. Mississippi, 1967)

Cite This Page — Counsel Stack

Bluebook (online)
446 F. Supp. 763, 1978 U.S. Dist. LEXIS 20035, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anderson-v-wainwright-flmd-1978.