Anderson v. Snyder
This text of 389 F. Supp. 3d 1082 (Anderson v. Snyder) is published on Counsel Stack Legal Research, covering District Court, S.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
DONALD M. MIDDLEBROOKS, UNITED STATES DISTRICT JUDGE
THIS CAUSE comes before the Court upon Defendants Sheriff Williams D. Snyder, in his official capacity as Sheriff of Martin County, and Deputy Ben Fennell's Motion for Summary Judgment, filed December 12, 2018. (DE 47). Plaintiff Richard Ernest Anderson, as Personal Representative of the Estate of Richard Edward Anderson, responded to Defendants' Motion on January 10, 2019 (DE 57), and Defendants replied on January 17, 2019 (DE 60). The Court heard oral argument on Defendant's Motion on February 27, 2019. (DE 70). Upon full consideration of the submissions of the Parties, the record, and the applicable law, Defendants' Motion is granted.
I. BACKGROUND
On August 28, 2016, Martin County Sheriff's Deputies Ronald Manganiello ("Manganiello"), Robert Calarco ("Calarco"), and Defendant Ben Fennell ("Fennell") responded to emergency calls at the residence of Plaintiff Richard Ernest Anderson ("Plaintiff"). Plaintiff had called 911 because his twenty-three-year-old son, Richard Edward Anderson ("Ricky" or "Decedent") was threatening to hurt himself. On that day, Plaintiff twice called 911 for help with Ricky-the first time, the *1086Deputies left without taking Ricky into custody for an involuntary examination pursuant to Florida's Mental Health Act (the "Baker Act"),
Plaintiff brings two causes of action against Defendants: count 1 arises out of the Deputies' response to the first 911 call and states a negligent wrongful death claim against Sheriff Snyder under Florida's Wrongful Death Act,
A. The Baker Act
Florida's Mental Health Act,
The Baker Act provides that people suffering from mental health issues can only be subject to an involuntary examination if they meet certain criteria. See
(1) CRITERIA.-A person may be taken to a receiving facility for involuntary examination if there is reason to believe that the person has a mental illness and because of his or her mental illness:
(a) 1. The person has refused voluntary examination after conscientious explanation and disclosure of the purpose of the examination; or
2. The person is unable to determine for himself or herself whether examination is necessary; and
(b) 1. Without care or treatment, the person is likely to suffer from neglect or refuse to care for himself or herself; such neglect or refusal poses a real and present threat of substantial harm to his or her well-being; and it is not apparent that such harm may be avoided through the help of willing family members or friends or the provision of other services; or
2. There is a substantial likelihood that without care or treatment the person will cause serious bodily harm to himself or herself or others in the near future, as evidenced by recent behavior.
According to the Baker Act Reporting Center's Annual Report for fiscal year 2016/2017, 199,994 involuntary examinations were initiated in 2016-17.
Free access — add to your briefcase to read the full text and ask questions with AI
DONALD M. MIDDLEBROOKS, UNITED STATES DISTRICT JUDGE
THIS CAUSE comes before the Court upon Defendants Sheriff Williams D. Snyder, in his official capacity as Sheriff of Martin County, and Deputy Ben Fennell's Motion for Summary Judgment, filed December 12, 2018. (DE 47). Plaintiff Richard Ernest Anderson, as Personal Representative of the Estate of Richard Edward Anderson, responded to Defendants' Motion on January 10, 2019 (DE 57), and Defendants replied on January 17, 2019 (DE 60). The Court heard oral argument on Defendant's Motion on February 27, 2019. (DE 70). Upon full consideration of the submissions of the Parties, the record, and the applicable law, Defendants' Motion is granted.
I. BACKGROUND
On August 28, 2016, Martin County Sheriff's Deputies Ronald Manganiello ("Manganiello"), Robert Calarco ("Calarco"), and Defendant Ben Fennell ("Fennell") responded to emergency calls at the residence of Plaintiff Richard Ernest Anderson ("Plaintiff"). Plaintiff had called 911 because his twenty-three-year-old son, Richard Edward Anderson ("Ricky" or "Decedent") was threatening to hurt himself. On that day, Plaintiff twice called 911 for help with Ricky-the first time, the *1086Deputies left without taking Ricky into custody for an involuntary examination pursuant to Florida's Mental Health Act (the "Baker Act"),
Plaintiff brings two causes of action against Defendants: count 1 arises out of the Deputies' response to the first 911 call and states a negligent wrongful death claim against Sheriff Snyder under Florida's Wrongful Death Act,
A. The Baker Act
Florida's Mental Health Act,
The Baker Act provides that people suffering from mental health issues can only be subject to an involuntary examination if they meet certain criteria. See
(1) CRITERIA.-A person may be taken to a receiving facility for involuntary examination if there is reason to believe that the person has a mental illness and because of his or her mental illness:
(a) 1. The person has refused voluntary examination after conscientious explanation and disclosure of the purpose of the examination; or
2. The person is unable to determine for himself or herself whether examination is necessary; and
(b) 1. Without care or treatment, the person is likely to suffer from neglect or refuse to care for himself or herself; such neglect or refusal poses a real and present threat of substantial harm to his or her well-being; and it is not apparent that such harm may be avoided through the help of willing family members or friends or the provision of other services; or
2. There is a substantial likelihood that without care or treatment the person will cause serious bodily harm to himself or herself or others in the near future, as evidenced by recent behavior.
According to the Baker Act Reporting Center's Annual Report for fiscal year 2016/2017, 199,994 involuntary examinations were initiated in 2016-17. Baker Act Reporting Center, The Baker Act: Fiscal Year 2016/2017 Annual Report at 5 (June 2018), http://www.dcf.state.fl.us/programs/samh/publications/The% 20Baker% 20Act% 20-% 20FL% 20MH% 20Act% 20-% 20FY% 2016-17% 20Annual% 20Report% 20-% 20Released% 20June% 202018.pdf [hereinafter, the "Report"]. Half of these involuntary examinations (50.23%) were initiated by law enforcement.
B. The Factual Circumstances
1. The First 911 Call
Unless otherwise indicated, the facts set forth herein are undisputed. On August 28, 2016, Plaintiff called 911, reporting that his twenty-three-year-old son Ricky had not taken his medicine and was threatening to hurt himself. (DE 46-1, DE 46-11 at 112:10-18). Plaintiff informed the dispatcher that Ricky had attempted to commit suicide nine months prior, and that Ricky was currently agitated and angry. (Id. ) In response to Plaintiff's phone call, Deputies Manganiello, Calarco, and Defendant Fennell arrived at the Andersons' residence. (DE 46-3 at 4:4-5:11; DE 46-4 at 5:22-26; DE 46-5 at 16:2-17:2). Defendant Fennell spoke to Plaintiff and his wife, Lori Anderson ("Mrs. Anderson"), outside the home, but left shortly after arriving to respond to an unrelated call. (DE 46-5 at 17:17-19:8).
Shortly thereafter, members of Martin County Fire Rescue, including Brian Robertson ("Robertson"), arrived at the Anderson residence. (DE 46-2 at 55:17-21). Fire Rescue personnel took Ricky's vital signs. (DE 46-6 at 62:20-63:11). Throughout the Deputies' interaction with Ricky, Ricky seemed calm and behaved normally. (DE 46-3 at 9:8-12, DE 46-4 at 12:17). Deputies Manganiello and Calarco asked Ricky if he wanted to hurt himself or anyone else. (DE 46-3 at 10:3-7, DE 46-4 at 13:5-7). Ricky answered that he did not. (DE 46-3 at 10:3-8, DE 46-4 at 13:5-7). Robertson also asked Ricky if he was suicidal, and Ricky responded that he was not. (DE 46-6 at 106:25-107:6). Ricky indicated to the Deputies that he had plans for the future-to move out from his parent's home and to have a girlfriend. (DE 46-4 at 12:25-13:4).
It is undisputed that Plaintiff insisted to the Deputies that Ricky was going to commit suicide and needed to be taken to the hospital. (DE 46-11 at 101:23-102:2.). One of the Deputies told Plaintiff that the Deputy did not believe that Fire Rescue would take Ricky into custody. (Id. at 102:4-6). Plaintiff alleges that one of the Deputies told Plaintiff that he had no authority to determine whether Ricky would be taken to the hospital.2 (DE 46-11 at 101:23-102:11).
The parties do not dispute that, while the Deputies were at the Anderson residence, *1088Ricky stated that he was willing to go to the hospital if his dad wanted him to go. (DE 46-3 at 14:4-14). Ultimately, however, Ricky signed a Refusal Form, which Mrs. Anderson also signed as a witness, indicating that Ricky had refused transport by Fire Rescue to the hospital.3 (DE 46-8). The Fire Rescue personnel and the Deputies left the Anderson residence.
The Parties agree about much of what occurred while Deputies Manganiello and Calarco were at the Andersons' residence, but they dispute whether the Deputies properly understood their authority under the Baker Act to take Ricky into custody for an involuntary examination. According to Plaintiff's characterization of the events, the Deputies allowed the Fire Rescue personnel to take over the evaluation of whether or not Ricky should have been involuntarily examined pursuant to the Baker Act. (DE 58 ¶ 33). Defendants insist that the Deputies made the determination not to take Ricky into custody pursuant to the Baker Act. (DE 59 ¶ 33).
There is also some question about what the Deputies were told by the police dispatcher about their role in responding to Plaintiff's emergency call, particularly whether the Deputies were dispatched as an assist to Fire Rescue. It is unclear from the record what information was transmitted from the 911 dispatcher to the Deputies regarding the situation at the Anderson residence. The Parties did not submit for the record the notes from the dispatcher that were transmitted to the Deputies, and when the Deputies were deposed, they did not have a clear recollection of what information was given to them. (DE 46-3 at 7:1-3, DE 46-4 at 12:6-14). Deputy Manganiello, for example, testified that he could not recall if he had fully read the dispatch notes before arriving at the Anderson residence. (DE 46-3 at 7:1-3). Deputy Calarco testified that he "believe[d]" the emergency call was relayed "as an assist to fire rescue. It was a kid not taking his medication ... [and] [f]ire rescue requested law enforcement dispatch." (DE 46-4 at 12:6-9). Ultimately, however, this factual question is immaterial to the Motion for Summary Judgment.
2. The Second 911 Call
Immediately after Fire Rescue personnel and the Deputies left, Ricky became agitated again. (DE 61:10-62:6). Plaintiff called 911, informing the dispatcher that he had previously called and that Ricky was now holding a knife and threatening to stab himself. (DE 46-9). Defendant Fennell responded to the second 911 call and arrived at the Anderson residence. (DE 46-5 22:22-25). Hearing voices in the backyard, Defendant Fennell walked to the backyard. (Id. ) There, he observed Plaintiff and Ricky talking. (Id. at 23:1-3). Ricky had a knife in his hand, and Plaintiff was attempting to calm Ricky down. (Id. at 23:1-8). Ricky said, "I just want to talk to my dad." (DE 46-11 at 132:19-20). Defendant Fennell ordered Ricky to put down the knife. (DE 46-2 at 63:13-15). The Parties dispute precisely how events unfolded thereafter, but it is agreed that Ricky turned away from Defendant Fennell and began moving away from him.4 (DE 46-10). Defendant Fennell then deployed his taser on Ricky. (Id. ) The taser failed to incapacitate *1089Ricky, who quickly stabbed himself four times in the chest. (DE 46-2 at 64:6-8). Ricky's self-inflicted wounds proved to be fatal. (DE 31 ¶ 28).
II. LEGAL STANDARD
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "A fact is material for the purposes of summary judgment only if it might affect the outcome of the suit under the governing law." Kerr v. McDonald's Corp. ,
The movant "always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of 'the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,' which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett ,
After the movant has met its burden under Rule 56(c), the burden shifts to the non-moving party to establish that there is a genuine issue of material fact. Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp. ,
III. DISCUSSION
The operative complaint, Plaintiff's Second Amended Complaint ("SAC"), initially stated three counts, but Plaintiff dismissed Count 3, against Defendant Martin County Board of County Commissioners, on November *109012, 2018 (DE 44). The remaining two counts are as follows: Count 1 arises out of the Deputies' response to the first 911 call and states a negligent wrongful death claim against Sheriff Snyder under Florida's Wrongful Death Act,
A. Count 1: Negligent Wrongful Death
Plaintiff asserts a negligent wrongful death claim against Defendant Snyder in his official capacity, claiming that Snyder is vicariously liable for Deputies Manganiello and Calarco's negligence, which Plaintiff alleges led to Decedent's death. (DE 31 ¶¶ 6-17). Plaintiff offers two theories of the Deputies' negligence: that they were negligent in deferring to Fire Rescue personnel for the determination of whether Decedent should be involuntarily examined pursuant to Florida's Baker Act or, alternatively, that the Deputies were negligent in failing to take Decedent promptly into custody pursuant to the Baker Act. (Id. )
For purposes of summary judgment, the Parties' arguments center around whether the Sheriff owed Decedent a duty of care and whether sovereign immunity shields the Sheriff from liability. These are conceptually distinct analyses, and the Florida Supreme Court has mandated that courts conduct the duty analysis before deciding the applicability of sovereign immunity. Wallace v. Dean ,
1. Legal Standard
A negligence claim under Florida law has four elements that must be proved: (1) the existence of a duty of care, (2) breach of that duty, (3) legal or proximate causation, and (4) actual damages.
Where questions of duty arise in connection with potential governmental liability, Florida's Supreme Court has provided a "rough, general guide" of four categories of governmental activity that either support or fail to support the recognition of a duty of care between a governmental employee and an alleged tort victim:
(I) legislative, permitting, licensing, and executive officer functions; (II) enforcement of laws and the protection of the public safety; (III) capital improvements and property control operations; and (IV) providing professional, educational, and general services for the health and welfare of the citizens.
Category II encompasses a government's "discretionary power to enforce compliance with the law, as well as the authority to protect the public safety." Trianon ,
Florida's Supreme Court has stated that "the discretionary power given to judges, prosecutors, arresting officers, and other law enforcement officials" is included within category II. Trianon ,
Category IV activities are those by which a government "[p]rovid[es] professional, educational, and general services for the health and welfare of its citizens." Trianon , 468 So.2d at 921. Category IV activities are distinguishable from the discretionary law enforcement activities within category II because the category IV "service activities, such as medical and educational services, are performed by private persons as well as governmental entities, and common law duties of care clearly exist." Trianon , 468 So.2d at 921. Pursuant to traditional principles of tort law, such activities expose individuals to tort liability; governmental actions of the same type are therefore also susceptible to tort liability. See Wallace ,
In Wallace v. Dean , the Florida Supreme Court held that the police activity of performing a safety check on a particular individual, pursuant to a 911 call for help, constitutes a category IV activity. Wallace ,
In holding that the police safety check constituted a category IV activity, the Florida Supreme Court explained that "the Sheriff's deputies did not attempt to enforce any law and certainly were not engaged in the protection of the general public; instead, they affirmatively sought to provide a service (a 911 safety check) to a specific individual, Brenda Wallace."
In Greer v. Ivey , the Middle District of Florida was also confronted with the question of whether a particular police activity fell within category II or category IV.
The court in Greer categorized the police activity at issue as category II activity, finding that the police were "engaged in the enforcement of law and protection of public safety."
2. Duty Analysis
In determining whether the Sheriff owed a duty of care to Decedent, I must first determine whether the Sheriff's actions constitute a category II or category IV activity. For the reasons explained below, I conclude that the police function of responding to emergency calls pursuant to the Baker Act is a category II, law enforcement activity, for which the police owe a duty to the general public rather than to individual citizens. Accordingly, Defendants' Motion is granted as to Count 1.
In Trianon , the Florida Supreme Court described category II activities as those by which "a governmental entity, through its officials and employees, exercises its discretionary power to enforce compliance with the law duly enacted by a government body." Trianon , 468 So.2d at 919. These governmental decisions are "a matter of governance, for which there never has been a common law duty of care." Id. The decisions involved in implementing the Baker Act-determining when a person meets the statutory criteria to be taken to a receiving facility for an involuntary examination-are discretionary decisions of how to implement the Baker Act and enforce compliance with it. The Baker Act itself, which allows for involuntary examinations of individuals who are substantially likely to cause "serious bodily harm to himself or herself or others ," demonstrates that such decisions are made at least in part for the purpose of protecting public safety.
The law enforcement actions at issue here are unlike the public safety check at issue in Wallace . The police officers in Wallace were not acting pursuant to any statute or attempting to enforce any law. Wallace ,
Having found that the Deputies were performing a category II activity, I must now determine whether they assumed a special duty of care with respect to Decedent. I find that they did not. A special tort duty arises "when law enforcement officers become directly involved in circumstances which place people within a 'zone of risk' by creating or permitting dangers to exist, by taking persons into custody, detaining them, or otherwise subjecting them to danger." Pollock ,
There are, however, no facts in this case that would suggest that the Deputies' actions placed Decedent within a zone of risk such as would confer a special duty of care. The Deputies did not take Decedent into custody or exercise control over him. Nor did the Deputies' actions subject Decedent to danger. It is undisputed among the Parties that, for the duration of Deputies Calarco and Manganiello's interaction with Decedent, Decedent was calm and seemingly stable. They asked him whether he was suicidal, and he responded that he was not. He indicated that he had plans for the future. The Deputies, having had a seemingly normal interaction with Decedent, did not place Decedent in a foreseeable zone of risk when they left the Anderson residence.
Accordingly, I find that there was no duty of care owed to Decedent. Accordingly, Defendants' Motion for Summary Judgment is granted as to Count 1.
B. Count 2: Excessive Force
In Count 2, Plaintiff brings a claim under
"Qualified immunity offers complete protection for government officials sued in their individual capacities as long as their conduct violates no clearly *1095established statutory or constitutional rights of which a reasonable person would have known." Lee v. Ferraro ,
To determine whether qualified immunity applies, courts conduct a two-step analysis, determining (1) whether the facts, when construed in a light most favorable to plaintiff, establish that a constitutional violation has been committed, and (2) whether the constitutional violation was "clearly established" at the time of the incident.
There are two ways to determine if a right is clearly established. First, a constitutional right may be clearly established if there is an existing decision by the U.S. Supreme Court, the Eleventh Circuit, or Florida's Supreme Court that would give officers "reasonable warning" that their conduct violated constitutional rights. Smith , 834 F.3d at 1291 (quoting Holloman ex rel. Holloman v. Harland ,
Here, it is undisputed that Decedent was armed with a knife and that Defendant Fennell had ordered him to drop the knife. (DE 46-2 at 63:13-15). Decedent did not comply with Fennell's order, and instead turned away from Fennell. (DE 46-10). Defendant Fennell deployed his taser once on Decedent. (Id. ) Such use of a taser does not violate a clearly established right.
*1096The Eleventh Circuit has repeatedly upheld the use of a single taser shock as an acceptable means of attempting to calm an agitated person. See Oliver ,
The Eleventh Circuit has also upheld the use of nonlethal force, such as that with a taser, on a person who is armed with a knife. See Smith v. LePage ,
Accordingly, I find that Defendant Fennell is entitled to qualified immunity for his actions in response to the second 911 call. Defendant's Motion for Summary Judgment is granted as to the claims against Defendant Fennell.
It is hereby ORDERED AND ADJUDGED that Defendants' Motion for Summary Judgment (DE 47) is GRANTED. Final Judgment in favor of Defendant will be entered by separate order.
SIGNED in Chambers in West Palm Beach, Florida, this 20th day March 2019.
Related
Cite This Page — Counsel Stack
389 F. Supp. 3d 1082, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anderson-v-snyder-flsd-2019.