Amkor Technology, Inc. v. International Trade Commission

692 F.3d 1250, 106 U.S.P.Q. 2d (BNA) 1565, 2012 WL 3590825, 2012 U.S. App. LEXIS 17789
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 22, 2012
Docket2010-1550
StatusPublished
Cited by2 cases

This text of 692 F.3d 1250 (Amkor Technology, Inc. v. International Trade Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Amkor Technology, Inc. v. International Trade Commission, 692 F.3d 1250, 106 U.S.P.Q. 2d (BNA) 1565, 2012 WL 3590825, 2012 U.S. App. LEXIS 17789 (Fed. Cir. 2012).

Opinion

LINN, Circuit Judge.

Complainant-Appellant, Amkor Technology, Inc. (“Amkor”), appeals the determination of the International Trade Commission (“Commission”) that Amkor’s U.S. Patent No. 6,433,277 (“'277 Patent”) is invalid under 35 U.S.C. § 102(g)(2). The respondents in the Commission investigation below, Carsem (M) Sdn Bhd, Carsem Semiconductor Sdn Bhd, and Carsem, Inc. (collectively, “Carsem”), intervene. Because the Commission applied an erroneous legal standard, this court reverses the Commission’s determination on prior invention under § 102(g)(2). This court also declines to affirm the Commission’s invalidity determination on the alternative grounds raised by Carsem.

I. Background

On December 19, 2003, Amkor initiated Commission Investigation No. 337-TA-501 (“Investigation”), In re Certain Encapsulated Integrated Circuit Devices and Products Containing the Same, alleging that Carsem violated section 337 of the Tariff Act of 1930, as amended in 19 U.S.C. § 1337 (“section 337”), based on the importation, sale for importation, and sale within the United States after importation of cer *1252 tain encapsulated integrated circuit devices that allegedly infringed claims 1-4, 7, 17, 18, and 20-23 of the '277 Patent, and other claims of two related patents not on appeal.

A. '277 Patent

The '277 Patent, titled “Plastic and Integrated Circuit Package and Method and Leadframe for Making the Package,” was filed on July 13, 2000, and issued on August 13, 2002. The invention relates to smaller and “more reliable” integrated circuit packages. '277 Patent col.2 1.2. Integrated circuit die — small blocks of semiconducting material that contain a circuit — are conventionally enclosed in a plastic package, or “encapsulant.” Id. eol.l 11.19-22. A metal leadframe serves as the central support structure for the package. Id. col.l 11.23-31. In the prior art, part of the leadframe was completely surrounded by encapsulant, and part of the leadframe extended outside of the package to connect the package externally. Id. col.l 11.31-35. The internal structure of the leadframes in the prior art limited the ability of those in the art to further reduce the package size. Id. col.l 11.42-60.

The claimed packages are “near chip-scale” packages, meaning that the finished package is only marginally larger than the semiconductor chip itself. The smaller size is achieved by encapsulating only a top portion of the package. See id. col.2 11.21-30. Fig.2 from the '277 Patent depicts the invention:

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The invention involves structurally simple contacts (30), which extend inwards from the leadframe (20) towards an adjacent surface on the die pad (24), and are ultimately severed from the leadframe along the cut lines C — C and D — D. Id. col.4 11.20-27, Fig.2. The leadframe includes disposable connectors (28), or “tie bars,” which are also severed from the leadframe along the cut lines A — A and B — B. Id. col.3 11.65-67, col.4 11.16-19, Fig.2. After severing the contacts, the package is placed on a flat surface with the die pad facing upwards, and viscous encapsulant is *1253 poured onto the top surface, covering the top surface of the die pad, the contacts, and all other parts of the leadframe around the die pad. Id. col.2 11.21-30. “[Reentrant portions and asperities [present on] the side surfaces of the die pad and contacts function as encapsulant fasteners or lead locks,” and thus the encapsulant material, rather than the leadframe, securely connects the die pad and contacts to the package. Id. col.2 11.53-59.

Claims 1 and 2 of the '277 Patent cover:

1. A package for an integrated circuit die comprising:
a metal die pad and a plurality of metal contacts, wherein said die pad has a first surface, and each said contact has a first end facing the die pad, a second end opposite the first end, a first surface, a second surface opposite the first surface, and a lip at the first surface of the contact fully around a circumference of the contact except at the second end[;] an integrated circuit die on the die pad; a plurality of conductors each electrically connected between the die and the first surface of a respective one of the contacts; and
a package body formed of an encapsulant material, said encapsulant material covering the die and underfilling the lip of the contacts, wherein the second surface of each said contact is exposed at a horizontal first exterior surface of the package body.
2. The package of claim 1, wherein the die pad includes a first surface upon which the die is mounted and a lip at the first surface fully around a circumference of the die pad.

'277 Patent eol.12 11.2-22 (emphasis added). Claim 1 is not at issue in this appeal. The dispute in this appeal relates to the limitation directed to the lip at the first surface and the meaning of the expression “fully around a circumference of the die pad.”

B. Procedural History

On February 11, 2004, the Administrative Law Judge (“ALJ”) issued a subpoena to third parties ASAT, Inc., ASAT Holdings, and ASAT Limited (collectively, “ASAT”), seeking certain documents related to ASAT’s leadless plastic chip carrier package invention (“ASAT invention”) described in U.S. Patent 6,229,200 (“ASAT '200 Patent”) that Carsem asserted were critical to its defense. ASAT failed to comply with the subpoena. On November 18, 2004, prior to receiving the ASAT documents, the ALJ issued a first Initial Determination finding no violation of section 337. The ALJ determined: (1) that some or all of Carsem’s accused micro leadframe package products infringed claims 1, 7, 17, and 20 of the '277 Patent; (2) that claims 1, 7, 17, 18, and 20 of the '277 Patent were invalid as anticipated; and (3) that claims 2-4 and 21-23 of the '277 Patent, which require a lip that runs “fully around a circumference of the die pad” (claims 2-4) and “fully around the die pad” (claims 21-23) were indefinite because it was unclear whether the lip ran under the connectors that connect the die pad to the leadframe, or was actually interrupted by the connectors. Initial Determination on Violation of Section 337, Inv. No. 337-TA-501, at 57, 61, 106, 194 (Nov. 18, 2004) (“First ID ”).

On review, the Commission modified the ALJ’s claim construction, construing “fully around a circumference of the die pad” and “fully around the die pad” to mean that “the lip must run fully around the sides of the die pad, but not underneath or through the tie bars,” and remanded. Commission Op., Inv. No. 337-TA-501, at 11, 16 (Apr. 13, 2005) (“Claim Construction Remand ”).

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692 F.3d 1250, 106 U.S.P.Q. 2d (BNA) 1565, 2012 WL 3590825, 2012 U.S. App. LEXIS 17789, Counsel Stack Legal Research, https://law.counselstack.com/opinion/amkor-technology-inc-v-international-trade-commission-cafc-2012.