American National Bank of St. Joseph v. United States

92 F. Supp. 403, 39 A.F.T.R. (P-H) 967, 1950 U.S. Dist. LEXIS 2533
CourtDistrict Court, W.D. Missouri
DecidedJune 30, 1950
DocketNo. 5356
StatusPublished

This text of 92 F. Supp. 403 (American National Bank of St. Joseph v. United States) is published on Counsel Stack Legal Research, covering District Court, W.D. Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American National Bank of St. Joseph v. United States, 92 F. Supp. 403, 39 A.F.T.R. (P-H) 967, 1950 U.S. Dist. LEXIS 2533 (W.D. Mo. 1950).

Opinion

DUNCAN, District Judge.

This action arises under the Internal Revenue Laws of the United States, Section 41(20) [now § 1346] of Title 28 United States. Code Annotated to recover for loss arising out of plaintiff’s stock ownership in the Braddyville State Bank, Braddy-ville, Iowa, for which it took credit in its 1944 income tax return, and which was later disallowed by the Commissioner of Internal Revenue.

The case was submitted to the court upon stipulation of facts and evidence respecting the question of whether or not the assets over which the claim arose, had a determinable market value at the time they were received by the taxpayer. The' “Stipulation of Facts” are:

“It is hereby stipulated and agreed by and between the parties hereto, by their respective counsel, that the following facts [405]*405are true and together with all the exhibits annexed hereto and incorporated herein as a part thereof, individually marked for identification, shall be received in evidence and may be found as facts by the District Court of the United States for the Western Division of the Western District of Missouri, subject to the right of either party to enter objections upon the grounds of immateriality and/or irrelevancy and subject to the further right of either party to introduce additional and further evidence or other facts not inconsistent herewith:

“1. This action arises under the internal revenue laws of the United States and is brought by American National Bank of St. Joseph against the United States in accordance with Section 41(20) of Title 28, United States Code, to recover in the aggregate the sum for $4,000.83, plus statutory interest, arising out of a claimed long-term capital loss disallowed by the Commissioner, or, in the alternative, the aggregate of $7,747.84, plus statutory interest, arising out of a claimed bad debt disallowed by the Commissioner.

“2. The taxes in controversy represent a portion of the total corporation income taxes paid for the calendar years 1944 and 1945. The portions sought to be recovered consist of $1,256.50, plus $152.71 interest paid thereon, and $2,558.21, plus $33.41 interest paid thereon, or, in the alternative, as stated in paragraph 1, supra.

“3. The American National Bank of St. Joseph, hereinafter referred to as the taxpayer, is a corporation and a National Banking Association duly organized and existing under the laws of the United States relating to national banks with its banking house and place of business located in St. Joseph, Buchanan County, Missouri. The taxpayer has full power and authority to maintain this action.

“4. Dan M. Nee, the former Collector of Internal Revenue, to whom the taxes and interest described below in this stipulation were paid, is no longer and was not at the time of filing this action the duly qualified and acting Collector of Internal Revenue for the Treasury Department of the Government of the United States of America, for and in the Sixth District of Missouri at Kansas City, Missouri.

“5. On or before March 15, 1945, the taxpayer filed with the Collector of Internal Revenue in and for the Sixth District of Missouri, Kansas City, Missouri, on Form 1120, its corporate income tax return for the calendar year ending December 31, 1944, copy of which is attached hereto marked Exhibit A. On or before March 15, 1946, the taxpayer filed with the Collector of Internal Revenue in and for the Sixth District of Missouri, Kansas City, Missouri, on Form 1120, its corporate income tax return for the calendar year ending December 31, 1945, copy of which is attached hereto marked Exhibit B.

“6. Taxpayer’s 1944 income tax return, as filed, showed in detail normal tax net income of $40,218.07 and surtax net income of $61,348.94. Taxpayer included in said return short-term capital gains of $288.06 and long-term capital gains totaling $4,565.10 and deducted $14,229.74 as a bad debt due from one E. T. Schmidt. Total income tax due from taxpayer was shown on the return as $17,779.11.

“7. By letter of February 21, 1947, from the Bureau of Internal Revenue, taxpayer was advised of a proposed deficiency in corporation income tax of $7,205.48 for the year ended December 31, 1944. To arrive at the amount of this deficiency in tax the Commissioner of Internal Revenue proposed disallowance of deductions totaling $15,502.96. Of this amount $14,229.74 represented the deduction of $14,229.74 for a claimed bad debt loss on debt due from E. T. Schmidt. The Commissioner proposed a normal tax net income for the year ended December 31, 1944, of $55,721.03 and surtax net income of $76,851.90, including short-term capital gains of $288.06 and long-term capital gains of $4,565.10 and proposed tO’ determine an income tax liability of taxpayer for the year 1944 of $24,984.59. Taxpayer paid the tax of $24,-984.59 in the following amounts at the following times:

[406]*406March 15,1945 — $5,240.00

June 9, 1945 — 4,211.20

September 4,1945 — 6,345.60

December 6,1945 — 1,982.31

April 17,1947 — 7,205.48 plus $877.63 interest

Total $24,984.59 plus $877.63 interest

“8. The claimed loss of $14,229.74, referred to as a bad debt loss by the taxpayer in its original return, arose in the following manner:

“One E. T. Schmidt borrowed from it the sum of $8,900' on a certain promissory note dated May 2, 1927. In order to secure said loan Schmidt deposited as collateral 132 shares of $100 par value stock of the Bradyville State Bank, Bradyville, Iowa, an Iowa corporation, hereinafter referred to as Bradyville. Outstanding capital stock of Bradyville consisted of 250 shares of $100 par value of common stock. On or about October 11, 1927, the taxpayer released Schmidt from liability on the unpaid $8,900 note and cancelled it in consideration of his transfer of the Bradyville stock to the taxpayer, the stock having a market value to the taxpayer of not less than $8,-900.

“9. On or about November 12, 1927, taxpayer made a capital contribution to Brady-ville in the amount of $6,600 in payment of a capital assessment of $50 per share. On or about February 5, 1935, as set forth in paragraph 10, infra, taxpayer made a further capital contribution to Bradyville in a form of payment of capital assessment of $6,600. The above transactions resulted in a combined cost or base to the taxpayer of $22,100 for the 132 shares of Bradyville.

“10. On or about December 1, 1933, Bradyville closed its doors and was taken over on or about December 1, 1933, by an examiner for the Iowa State Banking Department for liquidation. The examiner in charge of closed Bradyville requested in 1935 a capital assessment on shares of stock of Bradyville. Many of the minority stockholders were unable to pay. However, on February 5, 1935, the taxpayer paid its share of said capital assessment in the amount of $6,600, as stated in paragraph 9, supra.

At that time it was agreed that if at the time the assessments were paid in a stockholder surrendered his stock, then his further liability would cease, or, if the stock was retained the contributing stockholder would participate in future distributions. Not all stockholders paid their assessment but those who did retained their stock.

“11. The taxpayer’s books and records (Exhibit D, page 7) show that on order of the bank examiner it had charged off its investment in the 132 shares of Bradyville as follows:

January 2, 1932, charged to undivided profits — $ 3,500

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Bluebook (online)
92 F. Supp. 403, 39 A.F.T.R. (P-H) 967, 1950 U.S. Dist. LEXIS 2533, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-national-bank-of-st-joseph-v-united-states-mowd-1950.