IN THE SUPREME COURT OF IOWA No. 14–0656
Filed February 12, 2016
Amended March 9, 2016 (revised)
STATE OF IOWA,
Appellee,
vs.
STEPHEN SCOTT PRUSHA,
Appellant.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Marshall County, Kim M.
Riley, District Associate Judge.
A criminal defendant seeks further review of a court of appeals
decision affirming his conviction for methamphetamine possession,
contending police obtained evidence through a warrantless search that
violated his constitutional right to be free from unreasonable searches. COURT OF APPEALS DECISION AND DISTRICT COURT JUDGMENT
AFFIRMED.
Darrell G. Meyer, Marshalltown, for appellant.
Thomas J. Miller, Attorney General, Kelli Huser, Assistant Attorney
General, Jennifer Miller, County Attorney, and Ben Stansberry, Assistant
County Attorney, for appellee. 2
Alan R. Ostergren, Muscatine, for amicus curiae Iowa County
Attorneys Association. 3
HECHT, Justice.
Stephen Prusha contends we should now decide the question we
“reserved for another day” in State v. Pals, 805 N.W.2d 767, 782 (Iowa
2011): whether article I, section 8 of the Iowa Constitution requires police
to “advise an individual of his or her right to decline to consent to a
search.” However, we decline Prusha’s invitation and continue to leave
the consent advisory question open because we conclude Prusha did not
raise the Iowa Constitution when he challenged the search before the
district court. We therefore evaluate the search in this case solely under
the Fourth Amendment, and we conclude Prusha voluntarily consented
to the search under the totality of the circumstances presented here.
I. Background Facts & Proceedings.
Just after 1:10 a.m. on April 5, 2013, while on patrol in a rural
area about four miles east of Marshalltown, Marshall County Deputy
Sheriff John Shaver observed a pedestrian walking on the side of the
road. Deputy Shaver found it unusual to see a pedestrian at that time of
night in that area, so he pulled his police cruiser to the side of the road
in front of the pedestrian. He activated the vehicle’s rear amber
directional lights but not its red and blue emergency lights. Deputy
Shaver later testified he pulled over because he “wanted to make sure
[the pedestrian] was okay, make sure he hadn’t been in an automobile
accident, . . . [gone] in the ditch, anything like that.”
The pedestrian removed his billfold from his pocket to retrieve his
identification. As Deputy Shaver exited the car and approached him, the
pedestrian kept walking toward the cruiser and proactively handed
Deputy Shaver his identification. The identification revealed Prusha was
the pedestrian, and Deputy Shaver asked Prusha why he was walking
along the road at such a late hour. Prusha responded that he was 4
walking to his home in Marshalltown after having an argument with his
girlfriend. Deputy Shaver later testified Prusha appeared calm and
responsive during their interaction and did not appear to be intoxicated
or otherwise impaired.
Deputy Shaver relayed Prusha’s license information to a dispatcher
to check for outstanding warrants. There were no outstanding warrants,
but the dispatcher advised Deputy Shaver that Prusha was “flagged”
because he “was known to interfere and had a history of illegal drug
use”—although he had no drug arrests or other criminal history involving
drugs. The dispatcher provided no additional information about why
Prusha was flagged.
Although he had confirmed that Prusha did not need assistance or
emergency aid, Deputy Shaver acted on the information his dispatcher
provided. Deputy Shaver asked Prusha if he possessed any weapons or
drugs. Although Prusha denied possession of such items, Deputy Shaver
asked Prusha if he would consent to a search of his person. Deputy
Shaver did not tell Prusha that he could refuse consent and was free to
go, but Deputy Shaver testified, and his report states, that Prusha
consented to a search. 1
Deputy Shaver asked Prusha to walk toward the patrol car and
Prusha agreed to do so. However, Prusha then reached his hand into his
pocket. Deputy Shaver quickly grabbed Prusha’s wrist to keep his hand
inside the pocket because he thought Prusha might be retrieving a
weapon. Prusha said he would show Deputy Shaver what was in his
pocket and pulled his hand out slowly to reveal a glass pipe containing a
1Neither Deputy Shaver’s report nor his testimony details Prusha’s exact words or gestures responsive to the request for consent to search. Prusha did not testify at the suppression hearing. 5
powdery residue. Deputy Shaver confiscated the pipe, arrested Prusha,
and handcuffed him. Deputy Shaver then searched Prusha’s pockets
and discovered a plastic bag containing about a half gram of
methamphetamine.
The State charged Prusha with possessing methamphetamine. See
Iowa Code § 124.401(5) (2013). Prusha moved to suppress any
statements or confessions he gave and any evidence obtained through a
warrantless search. The district court denied the motion. It concluded
that under the “totality of the circumstances” approach established in
Schneckloth v. Bustamonte, 412 U.S. 218, 248–49, 93 S. Ct. 2041, 2059,
36 L. Ed. 2d 854, 875 (1973), Prusha voluntarily consented to the
search.
After the district court denied his motion to suppress, Prusha
agreed to a bench trial on the minutes of testimony. The court found
Prusha guilty. Prusha appealed his conviction, contending the
warrantless search violated both the Federal and Iowa Constitutions. We
transferred the case to the court of appeals. The court of appeals upheld
the warrantless search and affirmed Prusha’s conviction. Prusha sought,
and we granted, further review. As in all cases implicating constitutional
protections, our review is de novo.
II. Analysis.
A. Error Preservation. In his motion to suppress, Prusha
asserted the State illegally obtained both statements and evidence from
him. He contended in one paragraph that the statements were
“improperly obtained in violation of the 4th, 5th, and 6th Amendments to
the United States Constitution . . . and in violation of the Constitution of
the State of Iowa.” He contended in a separate paragraph that any
search violated “the statutes of the State of Iowa and . . . the 6
Constitution of the United States.” We find no evidence in the record
that counsel filed a written brief detailing authority supporting the
suppression motion.
At the suppression hearing, the attorneys spoke generally about
the consent exception to the warrant requirement, without specifying
whether they relied upon the warrant requirement under the Fourth
Amendment, the Iowa Constitution, or both. The district court cited and
discussed Pals, a case decided under article I, section 8, but applied a
multifactor voluntariness test from a federal (Eighth Circuit) case and
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IN THE SUPREME COURT OF IOWA No. 14–0656
Filed February 12, 2016
Amended March 9, 2016 (revised)
STATE OF IOWA,
Appellee,
vs.
STEPHEN SCOTT PRUSHA,
Appellant.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Marshall County, Kim M.
Riley, District Associate Judge.
A criminal defendant seeks further review of a court of appeals
decision affirming his conviction for methamphetamine possession,
contending police obtained evidence through a warrantless search that
violated his constitutional right to be free from unreasonable searches. COURT OF APPEALS DECISION AND DISTRICT COURT JUDGMENT
AFFIRMED.
Darrell G. Meyer, Marshalltown, for appellant.
Thomas J. Miller, Attorney General, Kelli Huser, Assistant Attorney
General, Jennifer Miller, County Attorney, and Ben Stansberry, Assistant
County Attorney, for appellee. 2
Alan R. Ostergren, Muscatine, for amicus curiae Iowa County
Attorneys Association. 3
HECHT, Justice.
Stephen Prusha contends we should now decide the question we
“reserved for another day” in State v. Pals, 805 N.W.2d 767, 782 (Iowa
2011): whether article I, section 8 of the Iowa Constitution requires police
to “advise an individual of his or her right to decline to consent to a
search.” However, we decline Prusha’s invitation and continue to leave
the consent advisory question open because we conclude Prusha did not
raise the Iowa Constitution when he challenged the search before the
district court. We therefore evaluate the search in this case solely under
the Fourth Amendment, and we conclude Prusha voluntarily consented
to the search under the totality of the circumstances presented here.
I. Background Facts & Proceedings.
Just after 1:10 a.m. on April 5, 2013, while on patrol in a rural
area about four miles east of Marshalltown, Marshall County Deputy
Sheriff John Shaver observed a pedestrian walking on the side of the
road. Deputy Shaver found it unusual to see a pedestrian at that time of
night in that area, so he pulled his police cruiser to the side of the road
in front of the pedestrian. He activated the vehicle’s rear amber
directional lights but not its red and blue emergency lights. Deputy
Shaver later testified he pulled over because he “wanted to make sure
[the pedestrian] was okay, make sure he hadn’t been in an automobile
accident, . . . [gone] in the ditch, anything like that.”
The pedestrian removed his billfold from his pocket to retrieve his
identification. As Deputy Shaver exited the car and approached him, the
pedestrian kept walking toward the cruiser and proactively handed
Deputy Shaver his identification. The identification revealed Prusha was
the pedestrian, and Deputy Shaver asked Prusha why he was walking
along the road at such a late hour. Prusha responded that he was 4
walking to his home in Marshalltown after having an argument with his
girlfriend. Deputy Shaver later testified Prusha appeared calm and
responsive during their interaction and did not appear to be intoxicated
or otherwise impaired.
Deputy Shaver relayed Prusha’s license information to a dispatcher
to check for outstanding warrants. There were no outstanding warrants,
but the dispatcher advised Deputy Shaver that Prusha was “flagged”
because he “was known to interfere and had a history of illegal drug
use”—although he had no drug arrests or other criminal history involving
drugs. The dispatcher provided no additional information about why
Prusha was flagged.
Although he had confirmed that Prusha did not need assistance or
emergency aid, Deputy Shaver acted on the information his dispatcher
provided. Deputy Shaver asked Prusha if he possessed any weapons or
drugs. Although Prusha denied possession of such items, Deputy Shaver
asked Prusha if he would consent to a search of his person. Deputy
Shaver did not tell Prusha that he could refuse consent and was free to
go, but Deputy Shaver testified, and his report states, that Prusha
consented to a search. 1
Deputy Shaver asked Prusha to walk toward the patrol car and
Prusha agreed to do so. However, Prusha then reached his hand into his
pocket. Deputy Shaver quickly grabbed Prusha’s wrist to keep his hand
inside the pocket because he thought Prusha might be retrieving a
weapon. Prusha said he would show Deputy Shaver what was in his
pocket and pulled his hand out slowly to reveal a glass pipe containing a
1Neither Deputy Shaver’s report nor his testimony details Prusha’s exact words or gestures responsive to the request for consent to search. Prusha did not testify at the suppression hearing. 5
powdery residue. Deputy Shaver confiscated the pipe, arrested Prusha,
and handcuffed him. Deputy Shaver then searched Prusha’s pockets
and discovered a plastic bag containing about a half gram of
methamphetamine.
The State charged Prusha with possessing methamphetamine. See
Iowa Code § 124.401(5) (2013). Prusha moved to suppress any
statements or confessions he gave and any evidence obtained through a
warrantless search. The district court denied the motion. It concluded
that under the “totality of the circumstances” approach established in
Schneckloth v. Bustamonte, 412 U.S. 218, 248–49, 93 S. Ct. 2041, 2059,
36 L. Ed. 2d 854, 875 (1973), Prusha voluntarily consented to the
search.
After the district court denied his motion to suppress, Prusha
agreed to a bench trial on the minutes of testimony. The court found
Prusha guilty. Prusha appealed his conviction, contending the
warrantless search violated both the Federal and Iowa Constitutions. We
transferred the case to the court of appeals. The court of appeals upheld
the warrantless search and affirmed Prusha’s conviction. Prusha sought,
and we granted, further review. As in all cases implicating constitutional
protections, our review is de novo.
II. Analysis.
A. Error Preservation. In his motion to suppress, Prusha
asserted the State illegally obtained both statements and evidence from
him. He contended in one paragraph that the statements were
“improperly obtained in violation of the 4th, 5th, and 6th Amendments to
the United States Constitution . . . and in violation of the Constitution of
the State of Iowa.” He contended in a separate paragraph that any
search violated “the statutes of the State of Iowa and . . . the 6
Constitution of the United States.” We find no evidence in the record
that counsel filed a written brief detailing authority supporting the
suppression motion.
At the suppression hearing, the attorneys spoke generally about
the consent exception to the warrant requirement, without specifying
whether they relied upon the warrant requirement under the Fourth
Amendment, the Iowa Constitution, or both. The district court cited and
discussed Pals, a case decided under article I, section 8, but applied a
multifactor voluntariness test from a federal (Eighth Circuit) case and
ultimately ruled only that the warrantless search “did not violate the
Fourth Amendment.”
Prusha forcefully argues in his appellate brief for a different
standard under the Iowa Constitution, but we conclude this argument
comes too late. 2 He recognized the Iowa Constitution as a possible
independent basis for suppression, because he made that assertion with
respect to statements, a separate issue—yet he did not assert it as a
ground for suppressing the evidence obtained through the warrantless
search. Thus, we conclude Prusha never apprised the district court that
he believed the search violated article I, section 8. Cf. State v. Vance, 790 N.W.2d 775, 780 (Iowa 2010) (“In the district court . . . , Vance’s counsel
failed to raise the legality of the stop under the Iowa Constitution. For
this reason, we will limit our discussion regarding the legality of the stop
to the Fourth Amendment.” (Citation omitted.)). Although the district
court discussed Pals in ruling on the motion to suppress, we cannot
conclude confidently that by doing so, the district court adjudicated an
2Prusha’s appellate counsel did not represent him before the district court. We emphasize that Prusha’s failure to preserve error under article I, section 8 is not attributable to his appellate counsel. 7
issue Prusha never asked it to decide under article I, section 8.
Accordingly, we only address Prusha’s Fourth Amendment claims. See
id.
B. Whether Deputy Shaver Seized Prusha. “Law enforcement
officers do not violate the Fourth Amendment’s prohibition of
unreasonable seizures merely by approaching individuals on the street or
in other public places and putting questions to them if they are willing to
listen.” United States v. Drayton, 536 U.S. 194, 200, 122 S. Ct. 2105,
2110, 153 L. Ed. 2d 242, 251 (2002). That is what happened here.
Prusha only encountered Deputy Shaver, not a cadre of officers. Deputy
Shaver did not activate his vehicle’s emergency lights and there is no
indication in the record that he spoke to Prusha in an intimidating or
commanding tone. We conclude Deputy Shaver did not seize Prusha
within the meaning of the Fourth Amendment by approaching him and
asking a few questions. See id.
C. Consent Principles. In Schneckloth, the Supreme Court noted
voluntariness “cannot be taken literally to mean a ‘knowing’ choice”
under the Fourth Amendment. Schneckloth, 412 U.S. at 224, 93 S. Ct.
at 2046, 36 L. Ed. 2d at 861. Instead, the Court concluded voluntary
consent “is a question of fact to be determined from the totality of all the
circumstances,” and “knowledge of the right to refuse consent is one
factor to be taken into account.” Id. at 227, 93 S. Ct. at 2048, 36 L. Ed.
2d at 863. Other factors include “subtly coercive police questions, as
well as the possibly vulnerable subjective state of the person who
consents.” Id. at 229, 93 S. Ct. at 2049, 36 L. Ed. 2d at 864.
D. Application of Schneckloth. Under Schneckloth, knowledge
of the right to refuse “is not a prerequisite to establishing . . . voluntary
consent; it is merely a factor in determining its voluntariness.” State v. 8
Folkens, 281 N.W.2d 1, 4 (Iowa 1979). Although it is not a per se ground
for concluding consent was involuntary, the fact Deputy Shaver did not
provide a consent advisory weighs against voluntariness here.
The other factors commonly considered in a Schneckloth totality
analysis, however, lead us to conclude Prusha’s consent was voluntary.
Deputy Shaver did not seize Prusha under prevailing Fourth Amendment
principles. Similarly, Deputy Shaver did not assert any claim of
authority to search or deceptively imply he was only after major drug
users. Only he and Prusha were present. See State v. Lane, 726 N.W.2d
371, 380 (Iowa 2007) (noting, as one factor weighing in favor of
voluntariness, that a single officer requested consent to search and
explained a consent form while other officers waited outside the room ).
Prusha’s personal characteristics also indicate his consent was
voluntary. He was in his forties and there is no indication in the record
that Prusha was impaired, either from a disability or from any
substance, to such an extent as to be unable to understand Deputy
Shaver’s questions.
Finally, because the record does not establish how long the
encounter lasted, we are unable to determine whether Deputy Shaver’s
communication with the dispatcher and questions posed to Prusha
unreasonably lengthened it. Additionally, Prusha’s interaction with
Deputy Shaver occurred in a public place, and his contemporaneous
reaction was to facilitate the search. On balance, we conclude Prusha
voluntarily consented to the search in this case.
III. Conclusion.
Prusha did not raise the Iowa Constitution as a basis for
suppression until his appeal. Therefore, he did not preserve error on
article I, section 8, and we consider his suppression claims solely under 9
the Fourth Amendment. Deputy Shaver did not provide a consent
advisory, but the Fourth Amendment Schneckloth standard does not
require one; instead, it is one factor in a totality analysis. While that
factor weighs against voluntariness here, the other circumstances
indicate Prusha voluntarily consented to the search, and the search was
therefore valid under the Fourth Amendment. Because the search was
valid, the district court correctly denied Prusha’s motion to suppress.
We affirm Prusha’s conviction.
COURT OF APPEALS DECISION AND DISTRICT COURT
JUDGMENT AFFIRMED.