Amended March 13, 2015 State of Iowa v. Curtis Vance Halverson

CourtSupreme Court of Iowa
DecidedJanuary 2, 2015
Docket13–0446
StatusPublished

This text of Amended March 13, 2015 State of Iowa v. Curtis Vance Halverson (Amended March 13, 2015 State of Iowa v. Curtis Vance Halverson) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Amended March 13, 2015 State of Iowa v. Curtis Vance Halverson, (iowa 2015).

Opinion

IN THE SUPREME COURT OF IOWA No. 13–0446

Filed January 2, 2015 Amended March 13, 2015

STATE OF IOWA,

Appellee,

vs.

CURTIS VANCE HALVERSON,

Appellant.

On review from the Iowa Court of Appeals.

Appeal from the Iowa District Court for Des Moines County, Michael J. Schilling, Judge.

Defendant seeks further review of a court of appeals decision affirming his conviction and finding defendant’s trial counsel was not ineffective for failing to challenge the sufficiency of the evidence to convict the defendant of possession of contraband at a residential facility. DECISION OF COURT OF APPEALS VACATED; DISTRICT COURT JUDGMENT REVERSED AND CASE REMANDED WITH INSTRUCTIONS.

Thomas A. Hurd of Glazebrook, Moe, Johnston & Hurd LLP, Des Moines, for appellant.

Thomas J. Miller, Attorney General, Darrel Mullins, Assistant Attorney General, Patrick C. Jackson, County Attorney, and Tyron Rogers, Assistant County Attorney, for appellee. 2

APPEL, Justice.

In this case, we consider an ineffective-assistance-of-counsel claim

in which defense counsel failed to challenge the sufficiency of the

evidence to convict the defendant of possession of marijuana at a

residential facility under Iowa Code section 719.7(3)(c) (2011). In order to

commit the charged offense, the defendant must be held in an

“institution under the management of the [Iowa] department of

corrections [(IDOC)]”. Id. In this case, the defendant was being held at

the Burlington Residential Correctional Facility (residential facility) at the

time of the events giving rise to the charge. After receipt of the State’s

testimony, defense counsel made a motion for directed verdict based on

the State’s failure to make a prima facie case, 1 but specifically failed to

argue the evidence was insufficient to establish that the facility was an

institution under the management of the department of corrections. The

court denied the motion for directed verdict and the defendant was

convicted of the underlying charge.

On appeal, the defendant claims his trial counsel was ineffective

for specifically failing to assert there was insufficient evidence to support

the charge because the residential facility was not under the management of the department of corrections. The court of appeals

affirmed the judgment. We granted further review. For the reasons

stated below, we conclude the statutory argument was a claim “worth

making” under our caselaw, that counsel was ineffective for failing to

assert it, and that had the claim been timely asserted, the defendant

would have been acquitted of the underlying charge. As a result, the

1Defense counsel later recast its motion for directed verdict on this count as a

motion for judgment of acquittal, which was overruled. 3

decision of the court of appeals is vacated, the judgment of the district

court is reversed, and the case remanded with instructions to dismiss

the charge.

I. Factual and Procedural Background.

Curtis Halverson was in the custody of the residential facility—

commonly referred to as a halfway house—when officials detected the

smell of marijuana arising from a room to which he was assigned.

Residential officers searched the room and discovered a partially smoked

marijuana cigarette. After obtaining other incriminating evidence,

Halverson was charged with knowingly possessing marijuana on the

grounds of a facility “under the management of the department of

corrections” in violation of Iowa Code sections 719.7(1)(a), 719.7(3)(c),

and 719.7(4)(b), a class “D” felony. 2

Halverson pled not guilty and the matter proceeded to jury trial.

At trial, the State called three witnesses. The State’s witnesses testified

that the residential facility was a halfway house in which Halverson was

a resident, that the residential facility functioned “under the policies of

the Department of Corrections,” and that staff received a two-week

training course on their job duties “in association with or through the Department of Corrections.” After receipt of the testimony, defense

counsel made a conclusory motion for a directed verdict, but failed to

argue the evidence was insufficient to establish that the residential

facility was an institution under the management of the department of

corrections.

2Halverson was also charged with knowingly possessing an incendiary device on the grounds of a facility under the management of the department of corrections in violation of Iowa Code sections 719.7(1)(b), 719.7(3)(c), and 719.7(4)(a). This charge was dismissed when the trial court granted Halverson’s motion for judgment of acquittal on this count. 4

The court instructed the jury that in order to convict the defendant

it must find that “The Burlington Residential Correctional Facility is a

correctional institution or an institution under the management of the

Department of Corrections.” The jury convicted Halverson. The court of

appeals affirmed the conviction, and we granted further review.

II. Standard of Review.

Ineffective-assistance-of-counsel claims are reviewed de novo.

State v. McKettrick, 480 N.W.2d 52, 55 (Iowa 1992). Although at trial

Halverson’s counsel moved to dismiss the State’s case for insufficient

evidence, he failed to specifically assert that the State failed to show the

residential facility was under the management of the department of

corrections. See Iowa Code § 719.7(3)(c). As a result, the claim was not

preserved; however, our ordinary preservation rules do not apply to

claims of ineffective assistance of counsel. See State v. Ondayog, 722

N.W.2d 778, 784 (Iowa 2006). As a result, Halverson may raise his claim

for the first time on appeal. Id.

In his brief on appeal, Halverson does not specify whether he is

proceeding under the Sixth Amendment to the United States

Constitution or article I, section 10 of the Iowa Constitution. Where

there are parallel provisions in the Federal and State Constitutions and a

party does not indicate the specific constitutional basis under which the

party is proceeding, we regard both federal and state constitutional

claims as preserved. See King v. State, 797 N.W.2d 565, 571 (Iowa

2011).

The United States Supreme Court has said that under the Sixth

Amendment, in order to show ineffective assistance a defendant must

prove by a preponderance of the evidence that the attorney failed to

perform an essential duty and to the extent it denied the defendant a fair 5

trial, prejudice resulted. Strickland v. Washington, 466 U.S. 668, 687,

104 S. Ct. 2052, 2064, 80 L. Ed. 2d 674, 693 (1984). Although some

state courts have not utilized the Strickland test, the defendant does not

suggest ineffective-assistance-of-counsel claims should be reviewed

under the Iowa Constitution in a fashion different from its federal

counterpart. For purposes of this case, we therefore apply the Strickland

standard. See King, 797 N.W.2d at 571 (applying Strickland test when

counsel did not indicate whether case was being brought under the Iowa

or Federal Constitution); State v. Wilkes, 756 N.W.2d 838, 842 n.1 (Iowa

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Amended March 13, 2015 State of Iowa v. Curtis Vance Halverson, Counsel Stack Legal Research, https://law.counselstack.com/opinion/amended-march-13-2015-state-of-iowa-v-curtis-vance-halverson-iowa-2015.