A.M., a Minor v. Jerry Butler, Superintendent of the Illinois Youth Center

360 F.3d 787, 2004 U.S. App. LEXIS 3944, 2004 WL 377303
CourtCourt of Appeals for the Seventh Circuit
DecidedMarch 2, 2004
Docket02-2882
StatusPublished
Cited by95 cases

This text of 360 F.3d 787 (A.M., a Minor v. Jerry Butler, Superintendent of the Illinois Youth Center) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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A.M., a Minor v. Jerry Butler, Superintendent of the Illinois Youth Center, 360 F.3d 787, 2004 U.S. App. LEXIS 3944, 2004 WL 377303 (7th Cir. 2004).

Opinion

360 F.3d 787

A.M., a minor, Petitioner-Appellee.
v.
Jerry BUTLER, Superintendent of the Illinois Youth Center, Respondent-Appellant.

No. 02-2882.

United States Court of Appeals, Seventh Circuit.

Argued September 18, 2003.

Decided March 2, 2004.

COPYRIGHT MATERIAL OMITTED Steven A. Drizin (Argued), Northwestern University School of Law, Chicago, IL, for Petitioner-Appellee.

Lisa A. Hoffman (Argued), Office of the Attorney General, Chicago, IL, for Respondent-Appellant.

Before EASTERBROOK, DIANE P. WOOD, and EVANS, Circuit Judges.

TERENCE T. EVANS, Circuit Judge.

In 1993, 83-year-old Anna Gilvis was savagely beaten and stabbed to death in her home. Eleven months later, Anthony Morgan,1 who was 10 years old at the time of the murder, was charged with the crime and adjudged a delinquent after a 2-day trial in the Cook County Court Juvenile Division. Given the paucity of options available under Illinois law for an 11-year-old offender, Morgan received a modest sentence — 5 years probation.2 The Appellate Court of Illinois affirmed his delinquency adjudication, and the state supreme court denied leave to appeal. Morgan then filed a petition for federal habeas corpus relief which the district court granted. United States ex rel. A.M. v. Butler, 2002 WL 1348605 (N.D.Ill.). The State of Illinois appeals.

Before reaching the merits, we address two matters, the first being whether this appeal is moot because Morgan, who is now 20 years old, finished serving his probation term over 4 years ago. Although neither side challenges our jurisdiction — indeed, in supplemental filings, both insist that the case is not moot — a federal court at any stage of the proceedings must, on its own, dismiss a case as moot when it cannot give the petitioner any effective relief. Spencer v. Kemna, 523 U.S. 1, 7, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998); Calderon v. Moore, 518 U.S. 149, 150, 116 S.Ct. 2066, 135 L.Ed.2d 453 (1996). The inability to review moot cases stems from the requirement of Article III of the Constitution which limits the exercise of judicial power to live cases or controversies. Spencer, 523 U.S. at 7, 118 S.Ct. 978. "Federal courts are without power to decide questions that cannot affect the rights of litigants in the case before them." D.S.A. v. Circuit Court Branch 1, 942 F.2d 1143, 1145 n. 2 (7th Cir.1991) (quoting North Carolina v. Rice, 404 U.S. 244, 246, 92 S.Ct. 402, 30 L.Ed.2d 413 (1971)).

Here, Morgan was still on probation when he filed his habeas petition in 1998.3 He completed his probation term while his petition was pending in the district court. Although no longer in custody, however, a challenge to a criminal conviction (or, in this case, a declaration of juvenile delinquency, which is its equivalent for a child) is not moot when the defendant continues to face adverse consequences stemming from its adjudication. Thus, in determining if Morgan's petition is moot, we must examine "whether sufficient collateral consequences of the conviction persist to give the petitioner `a substantial stake in the judgment of conviction which survives the satisfaction of the sentences imposed on him.'" Puchner v. Kruziki, 111 F.3d 541, 543 (7th Cir.1997) (quoting Carafas v. La Vallee, 391 U.S. 234, 237, 88 S.Ct. 1556, 20 L.Ed.2d 554 (1968)). This standard applies equally to juvenile adjudications. D.S.A., 942 F.2d at 1145-50.

Applying these principles, we think Morgan's petition is not moot. Examining Illinois law, Morgan has a stake in the outcome of this litigation. For example, one aggravating factor under Illinois' Aggravated Unlawful Use of a Weapon statute is whether a defendant has previously been adjudicated a delinquent for an act that if committed by an adult would be a felony. 720 ILCS 5/24-1.6(a)(3)(d); People v. Marin, 342 Ill.App.3d 716, 277 Ill.Dec. 285, 795 N.E.2d 953 (Ill.App. Ct. 1st Dist. 2003). A first-time conviction under this statute is a Class 4 felony. 720 ILCS 5/24-1.6(d). In contrast, without a juvenile adjudication as an aggravating factor, the comparable crime would be Unlawful Use of a Weapon, a Class A misdemeanor. 720 ILCS 5/24-1. The difference in potential sentences is significant. If treated as a felony, the possible sentence is 3 years imprisonment. 730 ILCS 5/5-8-1(7). In contrast, if considered a misdemeanor, the maximum sentence would be less than one year. 730 ILCS 5/5-8-3(1). Because Morgan's delinquency adjudication will, like an adult criminal conviction, increase his potential punishment in the future, we agree with the parties that his petition is not moot.4

The second pre-merits matter is the State's breach of our rules in prosecuting its appeal. In large part, the outcome of this appeal depends on our assessment of how the case was resolved by the Appellate Court of Illinois. And to facilitate our review, one of our most important rules, Circuit Rule 30, requires that important opinions from other courts be given to us in either an appendix to the appellant's main brief or in a separate appendix. Circuit Rule 30(a) provides that "[t]he appellant shall submit, bound with the main brief, an appendix containing the judgment or order under review and any opinion, memorandum of decision, findings of fact and conclusions of law, or oral statement of reasons delivered by the trial court...." Circuit Rule 30(b)(4) calls for "[c]opies of all opinions, by any ... state appellate court previously rendered in the criminal prosecution, any appeal, and any earlier collateral attack." These materials must be submitted as part of the appendix to the main brief or in a separate appendix. See Circuit Rule 30(b)(7). The decision of the Appellate Court of Illinois, the most important decision by the state courts in this case, falls squarely within our rule.

The State's counsel, Lisa Anne Hoffman, signed a certification saying that her brief contains, in its appendix, "all of the materials required under Circuit Rule 30(a) and (b)." This certification was false: the opinion of the Appellate Court of Illinois is nowhere to be found. As we have said, a breach of Rule 30 is "not a `nit-picky' violation. Failure to supply necessary documents goes to the heart of this court's decision-making process." Hill v. Porter Mem'l Hosp., 90 F.3d 220, 225-26 (7th Cir.1996). The purpose of the rule is to give us, at our fingertips, the materials we consider most important to discharging our duties. The materials called for by Rule 30 "are the tools of decision on appeal," and "[c]ompliance with Circuit Rule 30 is essential to proper performance of the appellate task...." United States v. Rogers, 270 F.3d 1076, 1084 (7th Cir.2001). The State's failure here is a material breach of our rules.

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360 F.3d 787, 2004 U.S. App. LEXIS 3944, 2004 WL 377303, Counsel Stack Legal Research, https://law.counselstack.com/opinion/am-a-minor-v-jerry-butler-superintendent-of-the-illinois-youth-center-ca7-2004.