Alzmann v. Maher

231 A.D. 131
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 1, 1930
StatusPublished
Cited by7 cases

This text of 231 A.D. 131 (Alzmann v. Maher) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alzmann v. Maher, 231 A.D. 131 (N.Y. Ct. App. 1930).

Opinions

Young, J.

The relator was indicted in Kings county with another person for the crime of a conspiracy to obstruct justice. He pleaded not guilty and was admitted to bail, and a motion subsequently made to dismiss the indictment was denied. The petition states that, prior to the date of the indictment, to wit, on July 10, 1930, the relator executed and acknowledged an alleged waiver of immunity in the action referred to, and that thereafter he testified before the grand jury of Kings county as to the facts relating to the inquiry which resulted in his indictment. The petition of the relator then goes on to state as follows: ‘ That prior to so testifying, said alleged waiver of immunity, which had been executed by the [132]*132petitioner and acknowledged by him, was not filed in the office of the County Clerk of Kings County, as petitioner has been informed and believes; that your petitioner never directed the filing of the said waiver of immunity in the County Clerk’s office of Kings County. Your petitioner further states that thereafter and on the 5th day of August, 1930, as he has been informed and verily believes, the said waiver of immunity was filed in the office of the County Clerk of Kings County without his consent and without his direction.”

It was further alleged in the petition that the grand jury, by virtue of these facts, had no jurisdiction to indict the relator; that the so-called indictment was void and that the relator was illegally restrained of his liberty, and his claim is set forth in the petition as follows: “ Your petitioner further states that under the provisions of Section 584 of the Penal Law of the State of New York and under the Laws of the State of New York, as well as under the Constitution of the State of New York and of the United States of America, your petitioner became immune from prosecution for the crime' of conspiracy alleged and referred to in this petition, and your petitioner further states that in view of the fact that the petitioner herein was permitted to testify before the Grand Jury, which indicted him, he has, as he has been informed and believes, been granted immunity from prosecution in the said conspiracy action, by reason and by virtue of the facts alleged in this petition.”

The return to the writ set forth that the relator was in custody under an order of the county judge of Kings county, and that the relator had been indicted by the grand jury of Kings county on July 17, 1930, charged with the crime of conspiracy.

The relator traversed the return, annexing to said traverse a copy of the indictment under which he was held.

Appellant claims that, inasmuch as he was permitted to testify before the grand jury in this case, prior to the filing in the office of the county clerk of a waiver of immunity, which had been executed and acknowledged by him, he gained immunity to the extent that he could not be prosecuted for or on account of any transaction, matter or thing concerning which he testified or produced evidence before said grand jury.

Section 584 of the Penal Law (as added by Laws of 1910, chap. 395) reads as follows:

Witnesses’ privileges. No person shall, be excused from attending and testifying, or producing any books, papers or other documents before any court, magistrate, or referee, upon any investigation, proceeding or trial, for a violation of any of the provisions of this article, upon the ground or for the reason that the testimony [133]*133or evidence, documentary or otherwise, required of him may tend to convict him of a crime or to subject him to a penalty or for (sic) forfeiture; but no person shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter or thing concerning which he may so testify or produce evidence, documentary or otherwise, and no testimony so given or produced shall be received against him upon any criminal investigation, proceeding or trial.”

Subsequently, the Legislature enacted section 2446 of the Penal Law (as added by Laws of 1912, chap. 312), which reads as follows:

Waiver of immunity. If it be provided by this chapter or any other general or special law that a person shall not be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter or thing concerning which he may testify or produce evidence, documentary or otherwise, or that testimony so given or produced shall not be received against him upon any criminal investigation, prosecution or proceeding, such person may execute, acknowledge and file in the office of the county clerk a statement expressly waiving such immunity or privilege in respect to any transaction, matter or thing specified in such statement and thereupon the testimony of such person or such evidence in relation to such transaction, matter or thing may be received or produced before any judge or justice, court, tribunal, grand jury or otherwise, and if so received or produced such person shall not be entitled to any immunity or privilege on account of any testimony he may so give or evidence so produced.”

The purpose of this section was to permit defendants to go before the grand jury and testify, upon waiving the immunity provided for by section 584 of the Penal Law. It will be noticed that section 2446 of the Penal Law provides that the person who is to testify may “ execute, acknowledge and file in the office of the county clerk a statement expressly waiving such immunity * * * and thereupon the testimony of such person * * * may be received,” etc.

The sole contention of the appellant upon this appeal is that the statute referred to was not complied with, in that the relator testified before the grand jury before the waiver which he had signed was filed in the office of the county clerk. There is no dispute about this and the appellant contends that the immunity referred to in section 584 of the Penal Law attached to the petitioner as soon as he testified before the grand jury, the alleged waiver not having been filed in the office of the county clerk by him as prescribed by the section referred to; that this is a constitutional right which cannot be taken away from bim by any [134]*134later filing of the waiver. Matter of Rouss (221 N. Y. 81) is referred to, where the Court of Appeals held that section 584 of the Penal Law was designed to give an immunity as broad as the constitutional privilege; that the provisions of the statute amount to a grant of amnesty and that the witness is to have the same protection as if he had received a pardon, and it is argued that, this being so, the relator in effect received a pardon the moment his testimony was taken before the grand jury and that the indictment subsequently found is invalid and void.

The district attorney concedes that the relator testified before the grand jury before his statement waiving immunity was filed with the county clerk as provided by the statute. He maintains, however, in his first point, that the writ of habeas corpus does not lie; that all questions respecting the validity of the indictment must be remitted to the court in which the indictment was found, and that the law does not permit the relator by writ of habeas corpus to interfere with the prescribed legal procedure provided by statute for the determination of the validity and propriety of the indictment. A number of cases are cited by the district attorney upon this proposition. (People ex rel. Burke v. McLaughlin, 77 Misc.

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Bluebook (online)
231 A.D. 131, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alzmann-v-maher-nyappdiv-1930.