Altman v. Heart Fund

92 Cal. App. 3d 486
CourtCalifornia Court of Appeal
DecidedApril 30, 1979
DocketCiv. No. 54723
StatusPublished

This text of 92 Cal. App. 3d 486 (Altman v. Heart Fund) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Altman v. Heart Fund, 92 Cal. App. 3d 486 (Cal. Ct. App. 1979).

Opinion

Opinion

HASTINGS, J.

Wilma Lempie Jackson, decedent, left a holographic will which was admitted to probate on May 5, 1977. Bruce A. Altman, public administrator, was appointed administrator with-will-annexed. On November 2, 1977, the public administrator filed a petition to determine entitlement to distribution. The last portion of decedent’s holographic will (exhibit 1 attached to this opinion) reads as follows: “.. . and the rest to the heart fund after my bills are paid up.” The petition alleges that two associations, namely the American Heart Association, Greater Los Angeles Affiliate (American Heart Association), and Memorial Heart Research Foundation (Memorial) had made claim to the residue. The public administrator sought direction from the court on which organization was entitled to the residue of the estate.

The court’s pertinent findings of fact are as follows:

“3. There is no clear indication as to who Decedent was referring to when she directed in her holographic Will dated September 1, 1974, that the residue of her Estate be distributed ‘to the heart fund.’
“4. By directing in her holographic Will dated September 1, 1974, that the residue of her Estate be distributed ‘to the heart fund,’ Decedent [489]*489intended to bequeath the residue of her Estate to charitable organizations actively soliciting funds for or carrying on heart research
“5. Memorial Heart Research Foundation and American Heart Association, Greater Los Angeles Affiliate, are charitable organizations actively soliciting funds for or carrying on heart research.
“6. Neither American Heart Association, Greater Los Angeles Affiliate nor Memorial Heart Research Foundation have been able to establish any connection or relationship to the Decedent.”

The findings of the trial court end with a determination that the two associations are each entitled to one-half of the residue.

Although there is no specific finding that the court applied the cy pres doctrine, it is clear that tíre court did so in making its final determination. During the hearing, the court noted that neither party had been able to establish any relationship with the decedent, and then proceeded to say: “So I suppose the best way to do it is to play Solomon and give half of it to each of you. [U] I can’t do much more than that. My personal belief is that the Heart Fund, or the American Heart Association, is the one that does the most advertising and is probably the most widely known. I frankly don’t know too much about the Memorial Heart Research Foundation, myself. And if I were going to give a gift to the Heart Fund, I suppose it would go to the American Heart Association. [If] But without any intent being shown, I think the fairest thing to do is to divide it between the two of you.”

After further colloquy between court and counsel, the court concluded by saying: “I think the doctrine of cy pres applies.”

Discussion

The words “cy pres” are Norman French for “as near.” When expanded to its full implication the phrase was “cy pres comme possible” and meant “as near as possible.” (See Bogert, Trusts and Trustees (rev. 2d ed. 1977) § 431, p. 490; and In re Veterans’ Industries, Inc., 8 Cal.App.3d 902, 917, fn. 12 [88 Cal.Rptr. 303].) Roughly speaking it is the doctrine that equity will, when a charity is originally or later becomes impossible, inexpedient, or impracticable of fulfillment, substitute another charitable object which is believed to approach the original purpose as closely as possible. (Bogert, supra, at p. 490.)

[490]*490Further illumination of the doctrine is found in Restatement Second of Trusts (§ 399, com. o, p. 305) where, in a discussion of the cy pres doctrine, it states: “If a testator devises or bequeaths property to a charitable corporation or association which refuses to accept the devise or legacy, or which is incapable of taking or holding it, or which is not in existence, the disposition will not fail if the testator manifested an intention to devote the property to charitable purposes and not merely to make a gift to the particular corporation or association.” In Estate of Lamb, 19 Cal.App.3d 859, 866 [97 Cal.Rptr. 46], reference is made to the above restatement comment where the court states: “It will be seen from the above that there are two essentials of application of cy pres where the donee of a charitable gift ceased to exist (the more frequent occurrence) or did not yet exist at the date of the death of the decedent. The first is that the gift must be truly a charitable one, that is, it must be intended to benefit either the whole community or a class indefinite as to members and individuals [citation]; and the second, that the dominant intent of the donor must be that of carrying out a charitable purpose, the particular instrument for doing this being secondary.”

In our present case, the reasons for applying the cy pres doctrine do not exist because, from the evidence before the court, it was possible to distribute the residue to “the heart fund” as the decedent requested. The American Heart Association clearly fit this description, while Memorial did not.

Where there is an ambiguity in a will, the testator’s intent may be derived from extrinsic evidence as well as from the will itself. (53 Cal.Jur.2d, Wills, § 427, p. 706.) And where the ambiguity is in the will’s designation of a beneficiary, namely, there are two or more persons or organizations who measure up to the designation or description mentioned in the will, extrinsic evidence is admissible for the purpose of identifying the intended beneficiary. (Id., § 429, pp. 708-709.) It would seem, at first glance, that we had such an ambiguity here.

Although the court was presented with no evidence that decedent had dealt with either claimant, there was extrinsic evidence to establish that American Heart Association was known and recognized as the “Heart Fund,” while no such evidence was presented by Memorial. The only evidence before the court from Memorial was a letter by its counsel, Milton J. Nenney, to the public administrator that stated: “Heart Research Foundation was incorporated in Los Angeles County on September 24, 1953, and actively carried on its charitable activities in the field of cardiovascular research with the support of public charitable contribution from that date until October 10, 1962 when its corporate name was changed to Wiley Winsor Memorial Heart Research Founda[491]*491tion. On August 8, 1975, the corporate name was again changed, to its present name, Memorial Heart Research Foundation.” This letter was attached to the public administrator’s petition to the court but was not formally admitted into evidence. No other evidence was offered by Memorial, although there was a statement by its counsel that they could find no connection between their association and the decedent.

American Heart Association, on the other hand, did present affirmative evidence that established: (1) on August 31, 1954, it registered the name “Heart Fund” with the United States Patent Office and had timely renewed this registration on August 31, 1974. (2) It emphasized this registered name on its stationery and other printed material distributed to the public (exhibits 2 and 3 attached hereto).

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Related

Estate of Lamb
19 Cal. App. 3d 859 (California Court of Appeal, 1971)
Veterans' Industries, Inc. v. Lynch
8 Cal. App. 3d 902 (California Court of Appeal, 1970)

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Bluebook (online)
92 Cal. App. 3d 486, Counsel Stack Legal Research, https://law.counselstack.com/opinion/altman-v-heart-fund-calctapp-1979.