Alpek Polyester, S.A. De C v. v. Polymetrix Ag

Court of Appeals for the Federal Circuit·Decided December 16, 2021·No. 21-1706·Unpublished

Opinion

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit

ALPEK POLYESTER, S.A. DE C.V., FKA GRUPO PETROTEMEX, S.A. DE C.V., DAK AMERICAS LLC, Plaintiffs-Appellants

v.

POLYMETRIX AG, Defendant-Appellee

2021-1706

Appeal from the United States District Court for the District of Minnesota in No. 0:16-cv-02401-SRN-HB, Judge Susan Richard Nelson.

Decided: December 16, 2021

ERIC W. SCHWEIBENZ, Oblon, McClelland, Maier & Neustadt, LLP, Alexandria, VA, argued for plaintiffs-appellants . Also represented by ALEXANDER BEACH ENGLEHART, J. DEREK MASON, JOHN PRESPER.

TODD NOAH, Dergosits & Noah LLP, San Francisco, CA, argued for defendant-appellee.

2 ALPEK POLYESTER, S.A. DE C.V. v. POLYMETRIX AG

Before LOURIE, O’MALLEY, and STOLL, Circuit Judges.

LOURIE, Circuit Judge.

Alpek Polyester, S.A. and DAK Americas LLC 1 appeal from the decision of the United States District Court for the District of Minnesota granting summary judgment of no inducement in favor of Polymetrix, A.G. (“Polymetrix”). See Grupo Petrotemex, S.A. DE C.V. v. Polmetrix A.G., No. 16- cv-2401, 2021 WL 1239894 (D. Minn. Apr. 2, 2021) (“Summary Judgment Decision”). Alpek also appeals from other decisions issued by the district court in conjunction with the denial of summary judgment, including denial of Alpek’s motion to strike a declaration submitted in support of Polymetrix’s motion for summary judgment and denial of Alpek’s motion to amend its complaint, see id., as well as the district court’s denial of Alpek’s motion to compel production of an opinion of counsel. See Grupo Petrotemex, S.A. DE C.V. v. Polmetrix A.G., No. 16-cv-2401, 2020 WL 1983747 (D. Minn. Apr. 26, 2020) (“Motion to Compel Decision ”). For the reasons provided below, we affirm all of the district court’s decisions.

BACKGROUND

Alpek Polyester, S.A. is a Mexican company that owns U.S. Patents 7,790,840, 7,868,125, and 7,192,545 (collectively , the “patents-in-suit”), which are directed to methods and processes for producing polyethylene terephthalate (“PET”) resin used to create plastic bottles and containers. DAK Americas LLC is Alpek’s American affiliate and the exclusive licensee of the patents-in-suit.

Polymetrix is a Swiss engineering company that supplies equipment and engineering services for the

1 At the time this appeal was filed, Alpek Polyester, S.A. was known as Grupo Petrotemex, S.A. de C.V. See Dkt. 27. We refer to the appellants collectively as “Alpek.”

ALPEK POLYESTER, S.A. DE C.V. v. POLYMETRIX AG 3

construction of plants that manufacture PET resin. Polymetrix does not itself manufacture PET resin; rather, Polymetrix manufactures and sells polymer processing equipment, including equipment that uses Polymetrix’s EcoSphereTM technology.

In February 2013, Polymetrix contracted with Indorama Ventures Poland sp. z o.o. (“IVP”) to equip a manufacturing plant located in Wloclawek, Poland with the EcoSphereTM process. IVP is a subsidiary of Indorama Ventures Public Company Limited (“Indorama Ventures”), which is a global petrochemicals producer with more than 100 manufacturing facilities in more than 30 countries around the world. Summary Judgment Decision, 2021 WL 1239894, at *3.

Polymetrix completed its work under the contract on July 5, 2014, after which the contract provided for a “commissioning period” before final payment. Id. During the commissioning period, Polymetrix retained ownership of the equipment installed at the plant while IVP conducted performance tests. The contract allowed Polymetrix to review the results of the performance tests, see id. at *12, but there is no indication that the contract specified who was required to perform the tests or where they would be performed .

During the commissioning period, IVP undertook to conduct the performance testing referenced in the contract. On three occasions, IVP sent one or more samples of PET to one of its affiliate laboratories—Auriga Polymers, Inc. (“Auriga”) and AlphaPet, Inc. (“AlphaPet”)—in the United States. First, on July 7, 2014, IVP sent two PET resin samples to Auriga for interlaboratory cross-checking of IVP’s own laboratory results. See id. at *4. Second, on July 17, 2014, an AlphaPet employee named Jay Gosain returned from a visit to IVP with a sample of PET that he personally carried into the United States. See id. at *4–5. Third, on October 27, 2014, IVP sent a 30 kg PET sample to Auriga 4 ALPEK POLYESTER, S.A. DE C.V. v. POLYMETRIX AG

“in order to have Auriga make preforms” and have those preforms “analyzed in a laboratory.” Id. at *6.

Alpek sued Polymetrix in the United States District Court for the District of Minnesota on July 12, 2016. Alpek accused Polymetrix of actively inducing infringement of the patents-in-suit under 35 U.S.C. § 271(b) by causing IVP to import into the United States a product produced by a patented process. The parties engaged in a complicated and protracted international discovery process, most of which is not relevant to the outcome of this appeal. We discuss here the few issues which are of particular import to the various motions that are at issue before us.

The first relevant discovery issue pertains to Polymetrix ’s initial disclosures under Federal Rule of Civil Procedure 26. Specifically, Polymetrix did not disclose Puneet Saini as an “individual likely to have discoverable information ” that Polymetrix “may use to support its claims or defenses.” See Fed. R. Civ. P. 26(a)(1)(A)(i). Mr. Saini is the director of IVP, and his name was referenced on more than 1,000 documents produced during discovery. Relevant to this appeal, Polymetrix later relied on a declaration from Mr. Saini in support of its summary judgment motion, and Alpek moved to strike the declaration.

The second relevant discovery issue pertains to depositions in mid-2020 during which Alpek’s counsel questioned witnesses about Polymetrix’s ownership of the IVP plant equipment during the commissioning period and Polymetrix ’s knowledge regarding testing done by IVP through its United States affiliates. Based on those depositions, on August 14, 2020, Alpek moved to amend its complaint to add a count of direct infringement, which the magistrate judge later denied because it was filed ten months after the deadline set forth in the scheduling order for amended pleadings. See J.A. 149–67.

Additionally, on September 29, 2020 Alpek’s counsel elicited the following testimony from Yash Awasthi, who

ALPEK POLYESTER, S.A. DE C.V. v. POLYMETRIX AG 5

testified as a corporate representative of Auriga and Alpha Pet pursuant to Federal Rule of Civil Procedure 30(b)(6):

Q. And was the sample that Mr. Gosain took back to the United States taken in order to perform interlaboratory cross-checking for Polymetrix? A. Yes, for Polymetrix. They requested the sample to be sent to -- along with, and the results were provided to them of polymers and esterification sample . It was at the request of Mr. Puneet Saini, as I said.

J.A. 12204. Mr. Awasthi later clarified that he “thought [counsel] had said IVP, but apparently [counsel] might have said Polymetrix.” J.A. 12215.

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