Alliance, AFSCME/SEIU, AFL-CIO v. Secretary of Administration

597 N.E.2d 1012, 413 Mass. 377, 1992 Mass. LEXIS 447
CourtMassachusetts Supreme Judicial Court
DecidedAugust 13, 1992
StatusPublished
Cited by18 cases

This text of 597 N.E.2d 1012 (Alliance, AFSCME/SEIU, AFL-CIO v. Secretary of Administration) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alliance, AFSCME/SEIU, AFL-CIO v. Secretary of Administration, 597 N.E.2d 1012, 413 Mass. 377, 1992 Mass. LEXIS 447 (Mass. 1992).

Opinion

Lynch, J.

In these consolidated actions the plaintiffs, three State employee labor unions (unions),3 seek a declaration [379]*379under G. L. c. 231 A, § 2 (1990 ed.), that the various wage increases and other cost items contained in certain collective bargaining agreements with the Commonwealth are enforceable. Two of the unions also seek mandatory relief requiring the defendants to take all steps necessary to pay the wage increases, even without any legally effective appropriations. The cases are here on reservation and report by a single justice based on the plaintiffs’ complaints, the defendants’ motion to dismiss, and the parties’ statement of agreed facts. We conclude that the increases have not become effective and are not enforceable.

1. Facts. We summarize the statement of agreed facts as follows: After negotiations between the unions and the Commonwealth, five collective bargaining agreements were executed on December 15, 1990, and January 2, 1991, in the final days of the administration of the outgoing Governor.4 The then Secretary of Administration signed the collective bargaining agreements on behalf of the Commonwealth, and the Alliance, MOSES, and NAGE signed the agreements on behalf of their respective collective bargaining units. All the contracts are for the period July 1, 1990, through June 30, 1993, and called for a thirteen per cent wage increase to be phased in over the course of three years and for increases in various payroll costs such as shift differentials, weekend differentials, and employer contributions to the health and welfare fund. Each agreement contained an article entitled “Appropriation by the General Court,” which included the following: “The cost items contained in this Agreement shall not become effective unless appropriations necessary to fully [380]*380fund the cost items have been enacted by the General Court in accordance with M.G.L. c. 150E, section 7.”5

On February 1, 1991, the Governor submitted five bills to the Legislature requesting appropriations to fund the wage and cost item increases for fiscal year 1991 (FY 1991), the first year of the agreements.6 The Governor also sent a written message to the Legislature urging that the bills be rejected “[i]n light of the extraordinarily difficult fiscal circumstances now facing the Commonwealth, for both the current fiscal year and the ensuing one, and in light of other significant cost items for existing employee benefits which the Administration did not negotiate and cannot support and which would be continued under the recently signed agreements.”

On December 17, 1991, the House, and on December 20, the Senate, approved the bills which were then laid before the Governor. On December 30, 1991, the day the Legislature was to adjourn, the Governor returned the bills to the Legislature unsigned. Accompanying each bill was a message noting the financial problems of the Commonwealth and that the agreements’ provisions for wage increases were “not in any way performance based which is the philosophy” of the current administration. Additionally, the Governor asked the Legislature to amend the bills to provide that funding the first year of the agreements would not make them effective [381]*381for the entire three-year term, and he also proposed that G. L. c. 150E (1990 ed.), be amended to relieve a successor employer from the obligation to abide by and secure funding for a collective bargaining agreement negotiated by a predecessor.7

The Legislature adjourned without taking further action on the bills.

The unions contend that the cost items, specifically the wage increases, became effective once the Legislature “passed” the bills approving the funding, notwithstanding the Governor’s refusal to sign the bills, because the bills were “enacted” in the sense required by G. L. c. 150E, § 7, and the agreements. The unions claim that, even if the Governor’s signature was necessary, he was statutorily and contractually obligated to sign the bills. The unions also argue that the increases became effective as soon as the agreements were executed, and that the subsequent submission and passage of the appropriation bills was not necessary, because the general appropriations act for FY 1991, which was in effect, [382]*382already contained sufficient funding for the increases. We do not agree.8

2. Analysis. The unions misunderstand the enactment process, the constitutional powers of the Governor, and the roles of the Governor and Legislature in relation to appropriations.

The power to appropriate money is exclusively that of the Legislature. Bromfield v. Treasurer & Receiver Gen., 390 Mass. 665, 670 n.9 (1983). Opinion of the Justices, 302 Mass. 605, 612, 616 (1939). The Governor, however, has the power to disapprove an appropriation entirely. Barnes v. Secretary of Admin., 411 Mass. 822, 826 (1992). Opinion of the Justices, 294 Mass. 616, 620 (1936). Furthermore, although the words “enact” and “enacted” in art. 63, §§ 3 and 4, of the Amendments to the Massachusetts Constitution, refer solely to legislative action, see Opinion of the Justices, 300 Mass. 630, 640 (1938), “those words . . . are also used to indicate not only action by the Legislature but also approval by the Governor.” Opinion of the Justices, 370 Mass. 869, 872 (1976). “Our system contemplates action by both the legislative and executive branches before a bill may be enacted into law.” Opinion of the Justices, 384 Mass. 840, 844-845 (1981). Accordingly, a bill may become law only with the Governor’s approval by signature, by his acquiescence, or by a legislative override of his veto. Tuttle v. Boston, 215 Mass. 57, 59 (1913). The governing statute, G. L. c. 150E, § 7, and the agreements themselves recognize the . necessity for a valid appropriation to fund the cost items of the agreements. The public employment practices of the Commonwealth similarly require both legislative and executive action to fund collective bargaining agreements on a local level as well. See Labor Relations Comm’n v. Selectmen of Dracut, 374 Mass. 619 (1978). The unions, therefore, cannot prevail in the absence of a valid appropriation. Chapter 150E does not eliminate the need for the Governor’s signature on an appropriation bill. Even where, as here, the Governor pro[383]*383poses the bill, the Governor’s approval of the bill cannot be presumed, nor can presentment to the Governor be dispensed with as a mere formality. Opinion of the Justices, 375 Mass. 827, 838 (1978). Since an appropriation requires gubernatorial and legislative action, there have been no “appropriations . . . to fully fund the cost items” since there has been no appropriation bill enacted into law to fund those items.

In arguing to the contrary the unions seek to fractionalize the law-making process by claiming that the funding bills were “enacted” absent gubernatorial action or that the acts of a previous administration somehow impinged on the constitutionally mandated discretion of the next. We decline to adopt such a strained and constitutionally questionable interpretation of the statute and the agreements. Both required the Governor to submit an appropriation request to the Legislature, but the request for legislative action is not a substitute for exercise of the Governor’s independent prerogatives.

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Bluebook (online)
597 N.E.2d 1012, 413 Mass. 377, 1992 Mass. LEXIS 447, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alliance-afscmeseiu-afl-cio-v-secretary-of-administration-mass-1992.