Allen v. Martin Surfacing

263 F.R.D. 47, 2009 WL 3461145
CourtDistrict Court, D. Massachusetts
DecidedSeptember 24, 2009
DocketCivil Action No. 05-40048-FDS
StatusPublished
Cited by2 cases

This text of 263 F.R.D. 47 (Allen v. Martin Surfacing) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Martin Surfacing, 263 F.R.D. 47, 2009 WL 3461145 (D. Mass. 2009).

Opinion

MEMORANDUM AND ORDER ON CROSS-MOTIONS CONCERNING EXPERT TESTIMONY

SAYLOR, District Judge.

This is a negligence and wrongful death action arising out of the death of Daniel Allen, the former head football coach of the College of The Holy Cross in Worcester, Massachusetts. Plaintiffs are the surviving spouse and children of Allen. Defendant is the company hired to resurface the gymnasium floor of the Field House at Holy Cross.1 Jurisdiction is based on diversity of citizenship.

Allen died from amyotrophic lateral sclerosis (“ALS”), commonly known as Lou Gehrig’s disease, on May 16, 2004. Plaintiffs allege that in the spring of 2001 defendant exposed Allen to neurotoxic levels of toluene, a chemical in materials used to resurface the gymnasium floor in the Holy Cross Field House, the building that housed Allen’s office. Plaintiffs do not contend that toluene causes ALS or caused Allen to develop ALS. Rather, they contend that Allen was predisposed to developing ALS and that his exposure to neurotoxic levels of toluene accelerated both the development of ALS symptoms and the course of the condition. Plaintiffs further contend that defendant was negligent in failing to properly warn Allen and his staff of the dangerous propensities of the materials they were using, as well as the need to keep out of the building during the resurfacing process.2

[51]*51Plaintiffs have identified four expert witnesses in this matter: Marcia Ratner, Ph.D., a neurotoxicologist; Christine Oliver, M.D., a physician who specializes in occupational medicine; William Ewing, C.I.H., an industrial hygienist; and Richard Clapp, D.Sc., M.P.H., an epidemiologist. Defendant has identified Dean Hashimoto, M.D., a physician who also specializes in occupational medicine.

There are several motions pending before the Court, all of which concern proposed expert testimony. Specifically, plaintiffs have moved to include their causation experts’ testimony in full at trial. Defendant filed three motions for summary judgment and/or to preclude the expert testimony of Dr. Ratner, Dr. Oliver, and Mr. Ewing pursuant to Fed.R.Evid. 702.3 Beginning on January 7, 2008, the Court held a three-day hearing with testimony from both plaintiffs’ and defendant’s experts about their opinions in this case.

This case presents a somewhat unusual set of circumstances. The experts proffered by plaintiffs are generally well-qualified by education, training, and experience, and the substance of their testimony hardly qualifies as “junk science.” Nonetheless, their conclusions (whether viewed independently, or taken as a whole) approach the limits of admissible testimony, at the point where scientific fact, and scientific reasoning, begin to fade into theory and speculation. After careful review, and for the reasons set forth below, the Court has concluded that the testimony is on the proper side of the boundary, and will therefore be admitted. Any weaknesses in the foundations of those opinions will therefore be tested by the adversary process, rather than excluded from the jury altogether. Accordingly, and with the exception noted below, the Court will deny defendant’s motions and grant plaintiffs’ motion.

I. Background

Daniel Allen was the head football coach at The College of the Holy Cross in Worcester, Massachusetts, until shortly before his death in 2004. In the spring and summer of 2001, Allen was 45 years old and in apparently good physical health. He had no history of ALS in his family. Allen’s office at Holy Cross was located on the second floor of the Field House.

In 2001, Holy Cross contracted with Southwest Recreational Industries, d/b/a Martin Surfacing, to install Versaturf “360,” a new flooring system for the gymnasium located in the Field House. Employees of Martin Surfacing began their work on the gymnasium floor starting in May and continuing into early June 2001. The resurfacing process made use of several solvents and chemicals, including toluene. The process took at least one full work week to complete, during which time Allen was present in his office. At no time did Martin Surfacing or its employees inform Allen, or any of his colleagues in the Field House, of the toxic nature of the chemicals used or of any precautions he should take while the chemicals were in use. Throughout the resurfacing process, Allen experienced symptoms of dizziness, headaches, and disorientation. Members of his staff, who also had offices in the Field House, suffered similar symptoms.

In the months after the resurfacing, Allen experienced symptoms of fatigue and weakness, for which he sought medical advice from his primary care physician and, eventually, a neurologist. By September 2001, he had developed fasciculations (small, local, involuntary muscle contractions or twitching visible under the skin) in his lower extremities, which later spread to his upper extremities. He was formally diagnosed in January 2002 as having a motor neuron disease, likely ALS. He became wheelchair-bound in the spring of 2003. His condition continued to [52]*52worsen throughout 2003 and early 2004, and he passed away on May 16, 2004.

There are two forms of ALS: familial, which is linked to a person’s genetic makeup, and sporadic, which has no known cause.4 The National Institute of Neurological Disorders and Stroke defines ALS as “a rapidly progressive, invariably fatal neurological disease that attacks the nerve cells (neurons) responsible for controlling voluntary muscles.” (Dkt. No. 54, Memorandum in Support of Plaintiffs’ Motion to Fully Include Their Causation Experts’ Testimony at Trial (“Pl.Mem.”) Tab 2a at 8-9.) Although ALS destroys the muscle control of an individual, the disease does not affect the ability to see, smell, taste, hear, or feel, nor does it normally impair cognitive abilities. During the course of ALS, the upper and lower motor neurons degenerate or die, losing their capacity to send messages to muscles. Without any stimulation to move, the muscles gradually weaken and waste away; this state is generally marked by muscle contractions or twitches. As ALS progresses, the brain ceases being able to start or control voluntary movement. Individuals with ALS are slowly deprived of their strength and the ability to move their arms, legs, and body. Eventually, the muscles in the diaphragm and chest wall fail, and individuals lose the ability to breathe without ventilatory support.

The parties do not dispute that Allen had sporadic ALS. Nor do they dispute the fact that exposure to toluene does not cause ALS. Rather, the parties dispute the reliability of plaintiffs’ expert witnesses’ testimony as to whether exposure to toluene can hasten the early onset and progression of ALS in an individual predisposed to the disease.

II. Analysis

A. Fed.R.Evid. Rule 702

The admissibility of expert testimony is governed by Fed.R.Evid. 702. That rule provides:

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Cite This Page — Counsel Stack

Bluebook (online)
263 F.R.D. 47, 2009 WL 3461145, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-martin-surfacing-mad-2009.