Allen v. Department of Veterans Affairs

420 F. App'x 980
Court of Appeals for the Federal Circuit·Decided May 13, 2011·No. 2010-3088, 2010-3178·Unpublished·Cited by 26 cases

Opinion

PER CURIAM.

Caulton D. Allen petitions for review of the final decision of the Merit Systems Protection Board (“Board”) in Allen v. Dep’t of Veteran Affairs, 2009 M.S.P.B. 238, 112 M.S.P.R. 659 (M.S.P.B.2009), which denied Mr. Allen’s petition for enforcement (“PFE”) of a settlement agreement with the Department of Veterans Affairs (“the agency”). He also petitions for review of the Board’s final decision in Allen v. Dep’t of Veteran Affairs, No. DC-0752-07-0694-C-4 (M.S.P.B. May 26, 2010), which denied Mr. Allen’s PFE of the same settlement agreement. We affirm both decisions.

Background

In 2007, the agency removed Mr. Allen from his position as an Equal Opportunity Specialist, GS-0360-12, for: (1) refusing to participate in an Office of Inspector General Investigation; (2) repeatedly being absent without leave; and (3) failing to follow instructions. On June 8, 2007, Mr. Allen filed an appeal with the Board challenging his removal. See Allen v. Dep’t of Veteran Affairs, No. DC-0752-07-0694-1-1 (M.S.P.B. Sep.6, 2007).

Shortly thereafter, on August 30, 2007, the parties agreed to resolve the appeal through a settlement agreement. In the settlement agreement, Mr. Allen agreed to, among other things, “waive and with *982 draw in their entirety” all proceedings against the agency, including his June 8, 2007 appeal, and to refrain from bringing any future proceedings against the agency, with the exception of any claims arising from breach of the settlement agreement. A46-47. In return, the agency agreed to:

remove any and all information related to Appellant’s removal action from Appellant’s Official personnel File (OPF), change his removal to voluntary resignation, and make the following changes:
a. SF 50-B Notification of Personnel Action. Removal, dated May 26, 2007, will be canceled and removed, and VA will substitute a form SF 50-B Notification of Personnel Action [indicating Mr. Allen’s resignation].
b. SF-50-B Notification of Personnel Action. Suspension, dated
August 28, 2006, will be cancelled [sic] and removed.

A48 ¶ 10. Further, the agency agreed that “Human Resource Officer Jeanette

Anderson, or her successor(s) ..., if contacted for any employment inquiry or reference for the Appellant [would] provide the information contained in Exhibit ‘C,’ 1 and [would] truthfully respond regarding those matters required by law.” A48 ¶ 12. The administrative judge (“AJ”) presiding over the appeal accepted the parties’ settlement agreement, entered it into the record for enforcement purposes, and dismissed Mr. Allen’s appeal of his removal. Pursuant to the settlement agreement, Mr. Allen submitted his resignation.

More than a year later, on December 30, 2008, Mr. Allen applied to the Department of Labor’s Office of Workers’ Compensation Programs (“OWCP”) for benefits under the Federal Employees’ Compensation Act (“FECA”), claiming that he sustained a compensable, work-related “mental disorder/psychiatric illness” stemming from an incident where his supervisor allegedly “burst” into his office and yelled at him. A16. In connection with Mr. Allen’s FECA application, OWCP sent the agency a letter requesting specific information regarding the accuracy of Mr. Allen’s claim. Noting that, “in the absence of a full reply from the agency, OWCP may accept the claimant’s allegations as factual,” the letter asked for responses to several questions, including whether Mr. Allen had any performance or conduct problems. A57 (emphasis in original). On March 27, 2009, Ms. Anderson responded to these inquiries in narrative form. She also enclosed supporting documentary evidence, including copies of Mr. Allen’s Proposed Removal Notice and actual Removal Decision from his canceled removal action.

On May 11, 2009, Mr. Allen petitioned the Board for enforcement of the settlement agreement, alleging that the agency breached the agreement by: (1) providing information to OWCP that it had agreed to expunge from Mr. Allen’s Official Personnel File (“OPF”); and (2) disclosing information other than that contained in Exhibit C despite having no legal obligation to do so. Though the agency admitted that it disclosed information regarding Mr. Allen’s removal to OWCP, it argued that this disclosure did not violate that settlement agreement because the information came from a file other than Mr. Allen’s OPF. On June 10, 2009, the AJ issued an initial decision finding that Mr. Allen failed to prove breach by the agency. See Allen v. Dep’t of Veteran Affairs, No. DC0752-070694-C-3 (M.S.P.B. Jun.10, 2009).

Mr. Allen timely filed a petition for review (“PFR”) of the initial decision. In a December 29, 2009 decision, the Board *983 denied the PFR, but reopened the matter sua sponte to clarify the Board’s case law regarding “whether an agency breaches a settlement agreement by disclosing information concerning settled adverse actions to a third party[] when the agency has agreed to provide the employee with a clean record by issuing a new SF-50 and expunging all of the adverse-action related documents from the OPF.” Allen, 2009 M.S.P.B. 238, 112 M.S.P.R. 659 ¶ 6. The Board concluded that the agreement’s plain language required only that the agency “remove any and all removal-related information from [Mr. Allen’s] OPF, and [did] not contemplate expungement from all agency-maintained files.” Id. ¶ 11 (internal quotations omitted). Based on this interpretation, the Board found that the agency complied with the settlement agreement by removing from Mr. Allen’s OPF all documents relating to his removal. Id. ¶ 13. The Board also held that the agency did not breach the agreement when it disclosed removal-related information to OWCP because the agency was required by law to respond to OWCP’s request and, in any event, Mr. Allen did not bargain for non-disclosure to OWCP. Id. ¶¶ 20-24. Consequently, the Board affirmed the initial decision’s denial of Mr. Allen’s PFE. Id. ¶ 27. Mr. Allen timely appealed this decision to this court on February 24, 2010 in Allen v. Dep’t of Veteran Affairs, Docket No. 2010-3088.

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Allen v. Department of Veterans Affairs, 420 F. App'x 980 (Fed. Cir. 2011).

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