Allen v. Clark

22 F. Supp. 898, 1938 U.S. Dist. LEXIS 2309
CourtDistrict Court, S.D. California
DecidedMarch 29, 1938
Docket8158Y
StatusPublished
Cited by13 cases

This text of 22 F. Supp. 898 (Allen v. Clark) is published on Counsel Stack Legal Research, covering District Court, S.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Clark, 22 F. Supp. 898, 1938 U.S. Dist. LEXIS 2309 (S.D. Cal. 1938).

Opinion

*900 YANKWICH, District Judge.

The action was instituted on February 3, 1938, by R. E. Allen, as receiver under appointment of the superior court of California, in a proceeding ancillary to an action there pending. By virtue of this receivership, the plaintiff claims the right to certain property attached by Robert E. Clark, United States marshal for the Southern District of, California, and by him alleged to have been delivered to other defendants as a result of a conspiracy between them, and contrary to the instructions of the plaintiff as receiver.

The recovery of the personal property, or its value, $30,000, the value of its use, $2000, and $10,000 exemplary damages are sought.

The defendants have challenged the jurisdiction of the court and moved to dismiss the cause under the provisions of section 37, Judicial Code, 28 U.S.C.A. § 80. .

It is not disputed that, irrespective of the status of the pleadings or the failure to, raise the question of jurisdiction by demurrer, we have the power, under this section, to entertain, or even institute, an inquiry to determine whether a substantial controversy, properly within .the jurisdiction of the court, exists. Bullard v. Cisco, 1933, 290 U.S. 179, 54 S.Ct. 177, 78 L.Ed. 254, 93 A.L.R. 141; McNutt v. General Motors Acceptance Corp., 1936, 298 U.S. 178, 56 S.Ct. 780, 80 L.Ed. 1135.

Some of the defendants are residents of California, and others are nonresidents. True diversity of citizenship does not, therefore, exist. Salem Trust Co. v. Manufacturers’ Finance Co., 1924, 264 U.S. 182, 183, 44 S.Ct. 266, 68 L.Ed. 628, 31 A.L.R. 867. But the cause is one arising under the Constitution and laws of the United States, under subdivision 1(a), § 24 of the Judicial Code, 28 U.S.C.A. § 41 (1) (a). A cause is said to so arise when its correct determination depends upon the construction of the Constitution or laws of the United States, or when the right of a party may be sustained by one construction or defeated by another. Cohens v. Virginia, 1821, 6 Wheat. 264, 5 L.Ed. 257; Osborne v. Bank of United States, 1824, 9 Wheat. 738, 6 L.Ed. 204; Macon Grocery Co. v. Atlantic Coast Line Ry. Co., 1910, 215 U.S. 501, 30 S.Ct. 184, 54 L.Ed. 300; Hull v. Burr, 1914, 234 U.S. 712, 34 S.Ct. 892, 58 L.Ed. 1557; Gully v. First National Bank, 1936, 299 U.S. 109, 57 S.Ct. 96, 81 L.Ed. 70.

As said by Mr. Justice Cardozo, in Gully v. First National Bank, supra, 299 U.S. 109, at page 112, 57 S.Ct. 96, 97, 81 L.Ed. 70: “To bring a case within the statute, a right or immunity created by the Constitution or laws of the United States must be an element,. and an essential one, of the plaintiff’s cause of action. ’ Starin v. New York, 115 U.S. 248, 257, 6 S.Ct. 28, 29 L.Ed. 388; First National Bank v. Williams, 252 U.S. 504, 512, 40 S.Ct. 372, 374, 64 L.Ed. 690. The right or immunity must be such that it will be supported if the Constitution or laws of the United States are given one construction or effect, and defeated if they receive another.”

A suit against a marshal of the United States, or against his bond, arising from service of process issued out of the United States court, is clearly within these principles. See Feibelman v. Packard, 1883, 109 U.S. 421, 3 S.Ct. 289, 27 L.Ed. 984; Bachrack v. Norton, 1889, 132 U.S. 337, 10 S.Ct. 106, 33 L.Ed. 377; Lammon v. Feusier, 1884, 111 U.S. 17, 4 S.Ct. 286, 28 L.Ed. 337; Bock v. Perkins, 1891, 139 U.S. 628, 11 S.Ct. 677, 35 L.Ed. 314; Ellis v. Norton, C.C., 1883, 16 F. 4; Houser v. Clayton, C.C. Tex. 1878, 12 Fed.Cas. p. 600, No. 6,739. They have been extended to apply to acts of private persons in causing the marshal to make a wrongful levy. Hurst v. Cobb, C.C. Tex., 1894, 61 F. 1. Compare First National Bank v. Williams, 1920, 252 U.S. 504, 40 S.Ct. 372, 64 L.Ed. 690, where an action against the Comptroller of the Currency, which alleged unlawful practices, whs sustained as arising under the laws of the United States. And see, Breard v. Lefe, C.C. Cal., 1911, 192 F. 72; Gay v. Ruff, 1934, 292 U.S. 25, 54 S.Ct. 608, 78 L.Ed. 1099, 92 A.L.R. 970; Rogge v. Michael Del Balso, D.C.N.Y., 1936, 15 F.Supp. 499.

The fact that the process may have been invalid does not alter the situation. The case, as made by the pleadings, still involves a federal question. Cases such as Dowling Bros. v. Andrews, 7 Cir., 1927, 19 F.2d 961, are easily distinguishable. There the action was against the revenue officer, as an in dividual, and the refusal of the court to entertain jurisdiction was based upon that fact. Here the marshal is sued as such and the acts charged against him, while in violation of his duties, nonetheless, arise under the laws defining those duties.

. The required jurisdictional amount is present. And the presence of a federal question supplies the second jurisdictional *901 requisite. De War v. Brooks, D.C.Nev., 1936, 16 F.Supp. 636.

This fact cures the absent diversity of citizenship. However, it does not determine the question raised by the motion.

For if, notwithstanding the presence in the complaint before tis of formal allegations showing jurisdiction, the evidence presented on the inquiry initiated by this motion, should show absence of such jurisdiction, it would be the duty of the court to dismiss the action. McNutt v. General Motors Acceptance Corp., supra; K. V. O. S., Inc., v. Associated Press, 1936, 299 U.S. 269, 57 S.Ct. 197, 81 L.Ed. 183 ; Hartog v. Memory, 1886, 116 U.S. 588, 6 S.Ct. 521, 29 L.Ed. 725; Wetmore v. Rymer, 1898, 169 U.S. 115, 18 S.Ct. 293, 42 L.Ed. 682.

The action is brought against the marshal in his official capacity. His bondsmen have been joined. The other defendants are in court merely because of the marshal’s acts, in which they are alleged to have participated. The tort, of which the plaintiff complains, arises from the release of property held by the marshal under an attachment in a prior action in this court. (We shall refer to it as “the prior action.”)

If the writ from the execution of which the tort springs, was void on its face, because of the lack of jurisdiction in the court to issue it, the present action must fail.

Our right/ upon a motion of this kind, to go back of the pleadings to other facts throwing light upon the jurisdiction of the court is unquestioned.

An examination of the records in this and the prior action shows that the attachment in the prior action was void on its face, was issued under a complaint which showed on its face absence of federal jurisdiction, which was not cured either by the general appearance of the defendants or by the amendment, after the levy, which added to the original complaint a second cause' of action.

The original complaint was brought by one Lawrence W. Allen, against one individual and two corporate defendants, all citizens of the Republic of Mexico, who are also defendants here.

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Bluebook (online)
22 F. Supp. 898, 1938 U.S. Dist. LEXIS 2309, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-clark-casd-1938.