Alison Palmer v. George P. Shultz, as Secretary of State. Marguerite Cooper v. George P. Shultz, as Secretary of State

815 F.2d 84, 259 U.S. App. D.C. 246, 1987 U.S. App. LEXIS 3854, 42 Empl. Prac. Dec. (CCH) 36,935, 43 Fair Empl. Prac. Cas. (BNA) 452
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 24, 1987
Docket85-6101, 85-6102
StatusPublished
Cited by131 cases

This text of 815 F.2d 84 (Alison Palmer v. George P. Shultz, as Secretary of State. Marguerite Cooper v. George P. Shultz, as Secretary of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alison Palmer v. George P. Shultz, as Secretary of State. Marguerite Cooper v. George P. Shultz, as Secretary of State, 815 F.2d 84, 259 U.S. App. D.C. 246, 1987 U.S. App. LEXIS 3854, 42 Empl. Prac. Dec. (CCH) 36,935, 43 Fair Empl. Prac. Cas. (BNA) 452 (D.C. Cir. 1987).

Opinion

Opinion for the Court filed by Chief Judge WALD.

WALD, Chief Judge:

In this action, a class of women plaintiffs allege various forms of unlawful employment discrimination in the Foreign Service from 1976 to 1983. After a trial, the Dis *87 trict Court found that no unlawful discrimination had occurred. See 616 F.Supp. 1540 (D.D.C.1985). This appeal followed. The record, however, discloses that the District Court’s decision was premised on errors of law and that several of its critical findings of fact were clearly erroneous. Consequently, we reverse, and remand for further proceedings in accordance with this opinion.

I. Background Information

A. The Foreign Service and Its Employment Practices

The Foreign Service is our nation’s professional diplomatic corps. Members of the Service represent the interests of this nation abroad and assist the Secretary of State in the formulation of foreign policy at home. See 22 U.S.C. § 3904(1)-(1)2). The organization of Foreign Service personnel draws on the model of the United States military as well as the United States civil service. See S.Rep. No. 913, 96th Cong., 2d Sess. 2 (1980), U.S.Code Cong. & Admin. News 1980, P. 4419. For example, the Foreign Service is a “rank-in-person” system: members of the Service have an individualized rank which is independent of the rank of the particular job they happen to hold at any given time. H.R.Rep. No. 992, pt. 1, 96th Cong., 2d Sess. 3 (1980).

The Foreign Service also copies the military in its “up or out” personnel system. Individuals must serve a probationary period of up to five years before they can receive a career appointment in the Service. 22 U.S.C. § 3946. If at the end of that period an individual has not received a career appointment, he or she must leave the Service. Id. § 3949. (Although according to the Foreign Service Act of 1980, the term “Foreign Service Officer” refers only to members of the Service with career appointments, and those serving under a limited, probationary appointment are called “career candidates,” the parties to this lawsuit use the term “Foreign Service Officer,” or “FSO,” to refer to those serving under both career and limited appointments. To avoid confusion, we will do likewise.)

The Foreign Service assigns its officers to one of four areas of functional specialization, known as “cones”: political, economic, administrative, and consular. Officers in the political and economic cones deal with, respectively, political and economic dimensions to foreign relations and foreign policy. Officers in the administrative cone “are responsible for the support operations of U.S. embassies and consulates.” 616 F.Supp. at 1544 (115). Officers in the consular cone “work closely with the public providing assistance to American travelers and residents abroad, issuing visas [and dealing with] other immigration related issues.” Id. (116). As the District Court expressly found, the State Department does not encourage FSOs to change cones, and “[officers are expected to serve the major portion of their time in the Service” in the cones to which they were initially assigned. Id. (111110,14). Some officers, however, do switch cones. Senior FSOs who have demonstrated leadership ability may transfer into a “prestigious” program direction cone. Id. at 1554 (11104). Other FSOs are occasionally given temporary assignments to other cones or to some “inter-functional” positions. Id. at 1550 (H 70).

Most FSOs applying to the Foreign Service at junior entry levels must take a written examination. Beginning in 1975, the examinations have tested applicants for aptitude in all four functional areas, and the Foreign Service has used the results of these examinations to determine a new FSO’s initial cone assignment. Id. at 1545 (1115.) 1 A relatively small number of individuals have entered the Service laterally *88 as mid-level FSOs. These lateral entrants bypassed the examination process and “selected, in advance, the functional field in which they wished to compete and were evaluated only for that specific cone.” Id. (H 17). 2

Once in the Foreign Service, individuals change specific jobs frequently; the State Department has a policy of assigning individuals to positions for a set period of time, generally two to three years. See id. at 1550 (1171); H.Rep. No. 96-992, pt. 1, 96th Cong., 1st Sess. 3 (1980). Since 1975, job assignments in the Foreign Service have been made pursuant to an Open Assignment Policy, in which all members of the Service receive a list of vacant positions and submit “a bid list” indicating their preferences. These bid lists are compiled into a “bid book” from which assignment panels make their selections, after considering the interests and preferences of the bureau in which each position is located. Id. at 1550 (H1Í 73, 74). As previously indicated, some FSOs receive “out-of-cone” assignments pursuant to this process but in the main, job transfers are made inside the cones of initial assignment. In addition, FSOs do not necessarily receive a job position with a rank corresponding to the individual’s personal rank. Positions that have a higher rank than the individual are known as “stretch” assignments. Positions with a lower rank than the individual’s are “down-stretch” assignments. Pursuant to the Open Assignment Policy, individuals do not receive stretch or down-stretch assignments unless they bid for them, but as with any other assignment, individuals do not receive these assignments simply because they bid for them. Id. at 1551 (1177).

The Foreign Service prepares annual written evaluations of its officers’ job performance. In addition to rating the actual past performances of FSO’s, the evaluations rate the potential of the FSOs future job performance. 616 F.Supp. at 1549. The State Department also gives out Honor Awards in recognition of outstanding achievement. In descending order of prestige are the Distinguished Honor Award, the Superior Honor Award, and the Meritorious Honor Award. See Plaintiffs’ Post-Trial Brief at 112-13.

Except for Senior members, salaries in the Foreign Service are based on a schedule established by the President which consists of nine salary classes. 22 U.S.C. § 3963. The Secretary of State assigns all Foreign Service Officers to a particular salary class. Id. § 3964. By statute, except in limited circumstances, a career candidate for appointment as a Foreign Service Officer may not be initially assigned to a salary class higher than class 4 (class 1 being the highest). Id. § 3947. Usually career candidates are placed initially in class 7 or class 8.

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815 F.2d 84, 259 U.S. App. D.C. 246, 1987 U.S. App. LEXIS 3854, 42 Empl. Prac. Dec. (CCH) 36,935, 43 Fair Empl. Prac. Cas. (BNA) 452, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alison-palmer-v-george-p-shultz-as-secretary-of-state-marguerite-cooper-cadc-1987.