Alfred Ivey Jr v. Commonwealth of Kentucky

486 S.W.3d 846, 2016 Ky. LEXIS 2, 2016 WL 671153
CourtKentucky Supreme Court
DecidedFebruary 18, 2016
Docket2014-SC-000345-MR
StatusUnknown
Cited by3 cases

This text of 486 S.W.3d 846 (Alfred Ivey Jr v. Commonwealth of Kentucky) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alfred Ivey Jr v. Commonwealth of Kentucky, 486 S.W.3d 846, 2016 Ky. LEXIS 2, 2016 WL 671153 (Ky. 2016).

Opinions

OPINION OF THE COURT BY

JUSTICE NOBLE

The Appellant, Afred Ivey, Jr., was convicted of two counts of rape of a minor. The crime resulted in a child, and a DNA paternity test was used as evidence against Ivey. On appeal, he alleges two errors related ' to expert testimony about' the DNA evidence of his paternity: (1) that the trial, court erred in allowing the expert to testify about the probability of paternity [848]*848based on an improper statistical method; and (2) that the expert invaded the province of the jury by instructing.it on how to consider the evidence. Finding no error, we affirm.

I. Background

Ivey was in a long-term sexual relationship with his half-sister, Novina Peel.1 They lived together in Hardin County, Kentucky, from 1994 to 2007. Peel had a daughter, Karen,2 from a previous relationship.

In 2003, when Karen was thirteen years old, she became pregnant. When Peel asked her who had fathered the child, Karen replied that she did not know. Peel speculated that Karen had been raped at a school dance, a story that Karen went along with. Karen gave birth to a daughter the following year, and Peel raised the child as her own.

By 2010, Karen had become an adult, moved to Oregon, and gotten married. At that time, she revealed that Ivey was the father of her child. She claimed that when she was between nine and eleven, Ivey had forced her to have sexual intercourse on multiple occasions, and that when she got old enough to understand that it was wrong, Ivey had threatened her and her mother. She claimed that he raped her again when she was thirteen, and that she got pregnant at that point.

Not knowing what to do, Peel contacted the child-support office in Garrard County. The office obtained a court order for paternity testing, which showed that Ivey was the father. Peel also contacted the police in Hardin County about criminal proceedings. Police obtained a search warrant for a second DNA sample. An expert later testified that paternity testing of this sample showed a 99.9999% probability of Ivey being the father of Karen’s child.3

Ivey was indicted on two counts of first-degree rape. Before trial, his counsel moved for an evidentiary hearing on the reliability of the method used to calculate the 99.9999% probability of paternity and to exclude that evidence from the trial. The court held a hearing and denied the motion, and the DNA evidence was admitted at trial. Karen did not wish to testify, but she did so nevertheless, describing the abuse she suffered from Ivey.

The jury convicted Ivey on both counts, and he was sentenced to life in prison. He appeals to this Court as a matter of right. Ky. Const. § 110(2)(b).

II. Analysis

Ivey raises two issues on appeal. First, he claims that the trial court erred in not holding an evidentiary hearing on one of the statistical methods used in evaluating the DNA test and in admitting the testimony about the method because it was unreliable. Second, he claims that the Commonwealth’s DNA expert improperly instructed the jury on how to weigh the evidence.

A. The statistical DNA evidence was properly admitted.

As to the DNA evidence, Ivey’s complaint is narrowly focused. He does not challenge the DNA test itself, nor does he challenge all of the statistical conclusions that can be drawn from that test. Instead, he complains about the use of a 50% “prior probability” of paternity in cal[849]*849culating the final probability of paternity, which is the last of three conclusions that can be drawn from the DNA test. This Court previously upheld the use of that 50% figure in Butcher v. Commonwealth, 96 S.W.3d 3, 7 (Ky.2002), concluding that it did not violate the presumption of innocence. Ivey claims that he was nevertheless entitled to a hearing under Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), because no scientific method is forever beyond challenge, and that the method used by the expert was improper and unreliable.

The trial court held a hearing on Ivey’s motion at which the reliability of the probability-of-paternity calculation was questioned. In support of his position, Ivey proffered an academic article, Ernest P. Chiodo et al., An Error in Statistical Logic in the Application of Genetic Paternity Testing, J. Mod. Applied Stat. Methods, Winter 2002, Vol. 1, Issue 1, at 126, but did not offer any additional proof, such as expert testimony. His argument at that hearing was based solely on the article, which criticizes the use of the 50% prior probability to calculate the probability of paternity in some circumstances because it “highlights a serious error in statistical methodology known as the ‘principle of indifference.’ ” Id. at 128.

The trial court concluded that the evidence would be admissible. The court specifically concluded that Butcher had decided the question of the use of the 50% prior probability, and declined to hold a “new” Daubert hearing because the use of the 50% figure was a reliable method. Instead, the court concluded, Ivey was free to challenge the use of the figure on cross-examination and inquire about the expert’s statistical assumptions.

DNA paternity tests and the various statistical methods used to analyze the results of those tests have consistently been upheld as sufficiently reliable to be admitted under KRE 702. Indeed, they are considered so reliable that they no longer require a pre-trial Daubert hearing before they may be admitted. See Fugate v. Commonwealth, 993 S.W.2d 931, 937 (Ky.1999) (concluding that reliability of DNA testing “has been sufficiently established as to no longer require a Daubert hearing”); Goodyear Tire and Rubber Co. v. Thompson, 11 S.W.3d 575, 579 (Ky.2000) (“[A] trial court may take judicial notice of the reliability of these methods of analysis.”).

Ivey, of course, is correct that even these well-established methods “are not forevermore beyond the reach of the application of Daubert,” Goodyear Tire, 11 S.W.3d at 579, and that “a party still may challenge the reliability of ... methods of DNA analysis,” id. But there are limits to what a defendant may demand. In essence, Ivey sought a “reverse” Daubert hearing on the 50% figure at which he would “bear[ ] the burden of proving that the methods of analysis are not, or are no longer, reliable under KRE 702.” Id. But the problem with Ivey’s claim is that he was given a hearing. As noted above, he presented evidence, in the form of the statistics article, but the trial court was not convinced that it undermined the reliability of the method. Though the court stated that no “new” Daubert hearing was needed, the hearing that was held was, in fact, the reverse Daubert hearing that Ivey was entitled to.

Thus, to the extent that Ivey’s complaint is that he did not receive a Daubert hearing, there was no error.

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Cite This Page — Counsel Stack

Bluebook (online)
486 S.W.3d 846, 2016 Ky. LEXIS 2, 2016 WL 671153, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alfred-ivey-jr-v-commonwealth-of-kentucky-ky-2016.