Alexander v. National Farmers Organization

60 F.R.D. 12, 1973 U.S. Dist. LEXIS 13515
CourtDistrict Court, W.D. Missouri
DecidedMay 23, 1973
DocketNo. 19191-1
StatusPublished
Cited by2 cases

This text of 60 F.R.D. 12 (Alexander v. National Farmers Organization) is published on Counsel Stack Legal Research, covering District Court, W.D. Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alexander v. National Farmers Organization, 60 F.R.D. 12, 1973 U.S. Dist. LEXIS 13515 (W.D. Mo. 1973).

Opinion

MEMORANDUM AND ORDER DIRECTING FURTHER PROCEEDINGS IN REGARD TO MOTION FOR ORDER COMPELLING DISCOVERY

JOHN W. OLIVER, District Judge.

Numerous parties in the above case requested production of various documents pursuant to Rule 34 of the Rules of Civil Procedure. The Secretary of the Department of Agriculture has refused to comply with the requests. Nor has he sought any protective order pursuant to Rule 26(c) of the Rules of Civil Procedure. Rather, the Secretary has filed what is labeled an “opposition” to the pending motion. That opposition is based upon three grounds, none of which are sufficient to support the Secretary’s position.

The first two grounds are based generally on the notion that the parties should be precluded from participating in further discovery until this Court has ruled the Secretary’s pending alternative motion to dismiss, or in the alternative, [14]*14for summary judgment. The Secretary properly recognizes that the first two grounds of his motion involve matters of discretion, a discretion which, as the Secretary properly points out, should not be exercised lightly. We are convinced that the circumstances of this case require that, in the exercise of our discretion, we reach the Secretary’s third ground of objection in order that future difficulties in processing this case be avoided.

II.

The Secretary’s motion states as its third ground that the “plaintiffs cannot obtain the internal communications and memoranda containing suggestions, recommendations, and opinions.” Point II of the Secretary’s suggestions is devoted to that question. Those suggestions reveal that some unidentified person made “a document-by-document review of the material sought in the request for production [and that] all material and documents were made available which did not reveal decision-making deliberations, internal suggestions and recommendations.” Those suggestions explained that “when a page contained a mixture of facts, opinions, and suggestions, that portion of the page which revealed the internal suggestions, recommendations, and opinions was blocked out, and copies were provided of the factual parts of the pages.” It is not apparent, however, who the individual exercising that judgment may have been.

At other places in the Secretary’s suggestions in support still different language is used to implicitly describe an apparent anticipated assertion of some sort of an executive privilege. For example, page 3 of the supporting suggestions states that “the' Secretary does, however, oppose the production of the documents containing thought processes, recommendations, suggestions, and opinions of his subordinates . . .” And on page 7 of the Secretary’s suggestions it is contended that no court may properly require production of the “internal thought processes, memoranda, etc., containing suggestions and recommendations to the Secretary.” Even broader language—“internal memoranda, work papers, opinions, suggestions, and recommendations—is used on page 10 of the Secretary’s suggestions. None of the language used in either the Secretary’s opposition or his suggestions reflect the standards or criteria, if any, under which the blocking out of portions of the documents was done.

The files and records in this case show that, after some reluctance, the Secretary produced for our in camera inspection approximately 345 (rather than approximately 300) pages of various documents. Our detailed examination reveals that less than 200 of the 345 pages have any material blocked out at all. Why the block out may have been on a particular page is unexplained. Nor is there any explanation of why 41 separate documents, the numerous pages of which contain no cropping whatsoever, were not produced.

But, more importantly, there is no attempt to make any showing whatever as to why the particular sentence or sentences on the approximately 200 pages which were blocked out may properly be considered to be within the asserted privilege. To compound the confusion, neither the Secretary nor counsel representing him have attempted to claim any privilege of any kind, stating somewhat cryptically that “a formal claim of privilege may be made at an appropriate time.”

The affidavit attached to the Secretary’s motion to dismiss has been reviewed to determine whether or not it could fairly be said that the Secretary may have revealed any intention in regard to whether he might or might not assert some sort of an executive privilege. Nothing is expressly stated in Mr. Halnon’s affidavit in that regard. Indeed, that affidavit is replete with statements that the investigations made by [15]*15various Market Administrators were made, not for the purpose of formulating any matters of policy, but simply for the purpose of ascertaining, for example, whether “NFO was in fact marketing milk” (p. 5), and whether “NFO was in fact performing such services” (p. 6). Statements to the effect that “the investigations by the various Market Administrators involved revealed that NFO was in fact actually marketing milk of its members under one or more of the above conditions” may strongly suggest that the Secretary and various officials in the Department were not engaged in the establishment of any policy or in the performance of any decision-making function at all; but that, rather, the clear tenor of the affidavit may strongly suggest that the purpose of the various investigations was simply to ascertain whether, under the factual circumstances developed, already established policies were to be applied. At any rate, neither the affidavit filed in support of the Secretary’s motion to dismiss nor any other paper filed by him or by counsel attempts properly to claim or support any privilege recognized by law.

III.

In spite of the fact the Secretary is, as a practical matter, pursuing a course of action under which unilateral judgment has been exercised in regard to the existence and scope of an unclaimed privilege, it would not be proper for this Court to rule a claim of privilege which has not, and which may not be claimed in accordance with applicable law. Indeed, we must judicially assume, until something to the contrary affirmatively appears, that the somewhat confused state of the record results from the Secretary’s recognition that privileges similar to one which may be invoked in this case are limited in nature; that they must be invoked by formal claim; that, in light of the delicate question of confrontation which may be presented, such a privilege may not be claimed except after the careful personal consideration of a responsible executive official; and that, under any and all circumstances, such privileges accordingly are “not to be lightly invoked.” United States v. Reynolds, 345 U.S. 1 at 7, 73 S.Ct. 528, 97 L.Ed. 727 (1953).

We therefore deem it necessary to direct further appropriate proceedings in order that the questions which may be presented be put in proper focus. We believe a statement of our view of the cases which we would be required to apply in the event a formal claim of privilege should be invoked may be helpful under the circumstances. We, of course, share Chief justice Marshall’s hope, as quoted in footnote 18 on page 7 of 345. U.S., 73 S.Ct. 528, reporting United States v. Reynolds. But we cannot ignore the explicit command of Reynolds

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Related

United States v. Leggett & Platt, Inc.
542 F.2d 655 (Sixth Circuit, 1976)
United States v. Williams
65 F.R.D. 422 (W.D. Missouri, 1974)

Cite This Page — Counsel Stack

Bluebook (online)
60 F.R.D. 12, 1973 U.S. Dist. LEXIS 13515, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alexander-v-national-farmers-organization-mowd-1973.