RENDERED: FEBRUARY 10, 2023; 10:00 A.M. NOT TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals
NO. 2021-CA-0448-MR
ALEXANDER MUNIZ APPELLANT
APPEAL FROM LEE CIRCUIT COURT v. HONORABLE MICHAEL DEAN, JUDGE ACTION NO. 20-CI-00050
RANDY WHITE, ACTING COMMISSIONER OF THE KENTUCKY DEPARTMENT OF CORRECTIONS; DANIEL AKERS, WARDEN OF THE LEE ADJUSTMENT CENTER; AND JAMES STAMPER, ADJUSTMENT OFFICER OF THE LEE ADJUSTMENT CENTER APPELLEES
OPINION AFFIRMING
** ** ** ** **
BEFORE: ACREE, CETRULO, AND TAYLOR, JUDGES. TAYLOR, JUDGE: Alexander Muniz, pro se, brings this appeal from a February
23, 2021, order of the Lee Circuit Court dismissing Muniz’s declaration of rights
action. We affirm.
Muniz was an inmate at Lee Adjustment Center in Beattyville,
Kentucky, where he was serving a fifteen-year sentence of imprisonment for first-
degree manslaughter. On April 21, 2019, correction officers at Lee Adjustment
Center responded to an altercation in a dormitory involving multiple inmates.
Following a review of the security camera footage, it was determined that Muniz
was one of fourteen inmates involved in the altercation.
On May 17, 2019, a Disciplinary Report Write-Up and Investigation
(Disciplinary Write-Up) was prepared regarding Muniz’s involvement in the April
21, 2019, altercation. Then, on May 20, 2019, the Disciplinary Write-Up was
delivered to Muniz charging him with violating Kentucky Corrections Policies and
Procedures (CPP) 15.2 (II)(VII)(7), inciting to riot or rioting.1 Upon delivery, the
Disciplinary Write-Up was read to Muniz at 11:18 p.m. on May 20, 2019. Muniz
pleaded not guilty to the charged offense, waived the 24-hour notice requirement,
and requested a hearing.
1 Kentucky Corrections Policy and Procedures 15.2 (I) defines “riot” as “incites, instigates, organizes, plans, causes, aids, abets, assists or takes part in any disorder, disturbance, strike, or other organized disobedience to the rules of the institution.”
-2- The next morning, May 21, 2019, a prison disciplinary hearing was
conducted before the Adjustment Committee at 9:24 a.m. Pursuant to a
Disciplinary Report Hearing/Appeal (Disciplinary Report), Muniz was found
guilty of violating CPP 15.2 (II)(VII)(7), inciting to riot or rioting. Muniz was
sentenced to thirty-days’ segregation and forfeiture of 1,460 days of non-restorable
good-time credit. Muniz filed a timely appeal to Warden Daniel Akers. Warden
Akers reviewed the matter and concurred with the findings and penalties assessed
by the Adjustment Committee.
On May 15, 2020, Muniz filed a Petition for Declaration of Rights in
the Lee Circuit Court challenging the disciplinary proceeding. Therein, Muniz
generally asserted that the Department of Corrections violated his procedural due
process rights as protected by Sections 11 and 13 of the Kentucky Constitution, the
Due Process Clause of the Fourteenth Amendment to the United States
Constitution, and the CPP. The circuit court disagreed with Muniz and dismissed
his Petition for Declaration of Rights deciding that Muniz had “waived the 24 hour
notice requirement, and there was no due process violation.” February 23, 2021,
Order Dismissing at 3. This appeal follows.
Muniz contends the circuit court erred by dismissing his Petition for
Declaration of Rights without addressing the merits of his alleged due process
violations. Muniz asserts the circuit court summarily dismissed the Petition for
-3- Declaration of Rights solely upon the basis that Muniz had waived his right to
receive 24-hour notice of the prison disciplinary hearing as provided by CPP 15.2.
Muniz acknowledges that he waived the 24-hour notice but asserts that such
waiver did not extinguish his other due process rights related to the prison
disciplinary hearing.
It is generally agreed that due process rights applicable to a prison
disciplinary hearing can be waived by an inmate. See Yates v. Fletcher, 120
S.W.3d 728, 730 (Ky. App. 2003). To validly waive such a right, an inmate must
do so knowingly and intelligently. See Simms v. Commonwealth, 354 S.W.3d 141,
143 (Ky. App. 2011); see also 2 Michael B. Mushlin, Rights of Prisoners §10.2
(5th ed. 2020).
In this case, it is undisputed that Muniz signed the Disciplinary Write-
Up, and therein, Muniz agreed to waive the 24-hour notice requirement. It is
equally uncontroverted that Muniz did not waive any other due process rights in
the Disciplinary Write-Up. In fact, the Disciplinary Write-Up contained a
provision that allowed Muniz to waive his due process right to be present at the
disciplinary hearing; however, Muniz refused to waive the right. In light of the
clear facts, we conclude that Muniz only waived his right to 24-hour notice of the
disciplinary hearing and did not waive the other due process rights applicable to a
-4- Muniz next asserts that the adjustment committee violated his due
process rights by not providing him advance notice of the disciplinary hearing and
an opportunity to call witnesses and present evidence.
It is well established that prison disciplinary proceedings are not the
equivalent of a criminal prosecution, and inmates are not entitled to “the full
panoply of rights” that a criminal defendant possesses. Wolff v. McDonnell, 418
U.S. 539, 556 (1974). Rather, an inmate detained in lawful custody is only entitled
to minimal due process in a prison disciplinary proceeding where loss of good time
credit is at issue. Superintendent, Mass. Corr. Inst., Walpole v. Hill, 472 U.S. 445,
454 (1985) (citing Wolff v. McDonnell, 418 U.S. 539, 563-67 (1974); McMillen v.
Ky. Dep’t of Corr., 233 S.W.3d 203, 205 (Ky. App. 2007)). The minimal due
process rights afforded an inmate in a prison disciplinary proceeding include –
advance written notice of the disciplinary charges and an opportunity to call
witnesses and present evidence if consistent with institutional safety/correctional
goals. Walpole, 472 U.S. at 454 (citing Wolff, 418 U.S. at 563-67).
Regarding the right to receive advance notice, Muniz elected to waive
the right to receive 24-hour notice of the disciplinary proceeding. By waiving the
24-hour notice, Muniz, likewise, waived the advanced notice provided for in
Walpole. Walpole, 472 U.S. at 454; Yates, 120 S.W.3d at 730.
-5- Regarding an inmate’s right to have the opportunity to call witnesses
and present evidence, Muniz asserts that due to the short notice, he was essentially
deprived of the opportunity to do so. However, as Muniz waived the right to
advance notice of the hearing, he cannot complain of the lack of preparation time.
Additionally, Muniz failed to request the opportunity to present evidence or to call
witnesses at the hearing. As such, we do not believe Muniz’s minimal due process
right to present evidence or call witnesses as identified in Walpole was violated.
See Walpole, 472 U.S. at 454.
Muniz further maintains there was insufficient evidence to support the
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RENDERED: FEBRUARY 10, 2023; 10:00 A.M. NOT TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals
NO. 2021-CA-0448-MR
ALEXANDER MUNIZ APPELLANT
APPEAL FROM LEE CIRCUIT COURT v. HONORABLE MICHAEL DEAN, JUDGE ACTION NO. 20-CI-00050
RANDY WHITE, ACTING COMMISSIONER OF THE KENTUCKY DEPARTMENT OF CORRECTIONS; DANIEL AKERS, WARDEN OF THE LEE ADJUSTMENT CENTER; AND JAMES STAMPER, ADJUSTMENT OFFICER OF THE LEE ADJUSTMENT CENTER APPELLEES
OPINION AFFIRMING
** ** ** ** **
BEFORE: ACREE, CETRULO, AND TAYLOR, JUDGES. TAYLOR, JUDGE: Alexander Muniz, pro se, brings this appeal from a February
23, 2021, order of the Lee Circuit Court dismissing Muniz’s declaration of rights
action. We affirm.
Muniz was an inmate at Lee Adjustment Center in Beattyville,
Kentucky, where he was serving a fifteen-year sentence of imprisonment for first-
degree manslaughter. On April 21, 2019, correction officers at Lee Adjustment
Center responded to an altercation in a dormitory involving multiple inmates.
Following a review of the security camera footage, it was determined that Muniz
was one of fourteen inmates involved in the altercation.
On May 17, 2019, a Disciplinary Report Write-Up and Investigation
(Disciplinary Write-Up) was prepared regarding Muniz’s involvement in the April
21, 2019, altercation. Then, on May 20, 2019, the Disciplinary Write-Up was
delivered to Muniz charging him with violating Kentucky Corrections Policies and
Procedures (CPP) 15.2 (II)(VII)(7), inciting to riot or rioting.1 Upon delivery, the
Disciplinary Write-Up was read to Muniz at 11:18 p.m. on May 20, 2019. Muniz
pleaded not guilty to the charged offense, waived the 24-hour notice requirement,
and requested a hearing.
1 Kentucky Corrections Policy and Procedures 15.2 (I) defines “riot” as “incites, instigates, organizes, plans, causes, aids, abets, assists or takes part in any disorder, disturbance, strike, or other organized disobedience to the rules of the institution.”
-2- The next morning, May 21, 2019, a prison disciplinary hearing was
conducted before the Adjustment Committee at 9:24 a.m. Pursuant to a
Disciplinary Report Hearing/Appeal (Disciplinary Report), Muniz was found
guilty of violating CPP 15.2 (II)(VII)(7), inciting to riot or rioting. Muniz was
sentenced to thirty-days’ segregation and forfeiture of 1,460 days of non-restorable
good-time credit. Muniz filed a timely appeal to Warden Daniel Akers. Warden
Akers reviewed the matter and concurred with the findings and penalties assessed
by the Adjustment Committee.
On May 15, 2020, Muniz filed a Petition for Declaration of Rights in
the Lee Circuit Court challenging the disciplinary proceeding. Therein, Muniz
generally asserted that the Department of Corrections violated his procedural due
process rights as protected by Sections 11 and 13 of the Kentucky Constitution, the
Due Process Clause of the Fourteenth Amendment to the United States
Constitution, and the CPP. The circuit court disagreed with Muniz and dismissed
his Petition for Declaration of Rights deciding that Muniz had “waived the 24 hour
notice requirement, and there was no due process violation.” February 23, 2021,
Order Dismissing at 3. This appeal follows.
Muniz contends the circuit court erred by dismissing his Petition for
Declaration of Rights without addressing the merits of his alleged due process
violations. Muniz asserts the circuit court summarily dismissed the Petition for
-3- Declaration of Rights solely upon the basis that Muniz had waived his right to
receive 24-hour notice of the prison disciplinary hearing as provided by CPP 15.2.
Muniz acknowledges that he waived the 24-hour notice but asserts that such
waiver did not extinguish his other due process rights related to the prison
disciplinary hearing.
It is generally agreed that due process rights applicable to a prison
disciplinary hearing can be waived by an inmate. See Yates v. Fletcher, 120
S.W.3d 728, 730 (Ky. App. 2003). To validly waive such a right, an inmate must
do so knowingly and intelligently. See Simms v. Commonwealth, 354 S.W.3d 141,
143 (Ky. App. 2011); see also 2 Michael B. Mushlin, Rights of Prisoners §10.2
(5th ed. 2020).
In this case, it is undisputed that Muniz signed the Disciplinary Write-
Up, and therein, Muniz agreed to waive the 24-hour notice requirement. It is
equally uncontroverted that Muniz did not waive any other due process rights in
the Disciplinary Write-Up. In fact, the Disciplinary Write-Up contained a
provision that allowed Muniz to waive his due process right to be present at the
disciplinary hearing; however, Muniz refused to waive the right. In light of the
clear facts, we conclude that Muniz only waived his right to 24-hour notice of the
disciplinary hearing and did not waive the other due process rights applicable to a
-4- Muniz next asserts that the adjustment committee violated his due
process rights by not providing him advance notice of the disciplinary hearing and
an opportunity to call witnesses and present evidence.
It is well established that prison disciplinary proceedings are not the
equivalent of a criminal prosecution, and inmates are not entitled to “the full
panoply of rights” that a criminal defendant possesses. Wolff v. McDonnell, 418
U.S. 539, 556 (1974). Rather, an inmate detained in lawful custody is only entitled
to minimal due process in a prison disciplinary proceeding where loss of good time
credit is at issue. Superintendent, Mass. Corr. Inst., Walpole v. Hill, 472 U.S. 445,
454 (1985) (citing Wolff v. McDonnell, 418 U.S. 539, 563-67 (1974); McMillen v.
Ky. Dep’t of Corr., 233 S.W.3d 203, 205 (Ky. App. 2007)). The minimal due
process rights afforded an inmate in a prison disciplinary proceeding include –
advance written notice of the disciplinary charges and an opportunity to call
witnesses and present evidence if consistent with institutional safety/correctional
goals. Walpole, 472 U.S. at 454 (citing Wolff, 418 U.S. at 563-67).
Regarding the right to receive advance notice, Muniz elected to waive
the right to receive 24-hour notice of the disciplinary proceeding. By waiving the
24-hour notice, Muniz, likewise, waived the advanced notice provided for in
Walpole. Walpole, 472 U.S. at 454; Yates, 120 S.W.3d at 730.
-5- Regarding an inmate’s right to have the opportunity to call witnesses
and present evidence, Muniz asserts that due to the short notice, he was essentially
deprived of the opportunity to do so. However, as Muniz waived the right to
advance notice of the hearing, he cannot complain of the lack of preparation time.
Additionally, Muniz failed to request the opportunity to present evidence or to call
witnesses at the hearing. As such, we do not believe Muniz’s minimal due process
right to present evidence or call witnesses as identified in Walpole was violated.
See Walpole, 472 U.S. at 454.
Muniz further maintains there was insufficient evidence to support the
Adjustment Committee’s finding that he was guilty of inciting to riot or rioting. In
particular, Muniz alleges there did not exist “some evidence” to support the finding
that Muniz committed the charged offense.
It is well settled that in a prison disciplinary proceeding, due process
is satisfied if “some evidence” of guilt is present in the record. Walpole, 472 U.S.
at 454. As to the some evidence requirement, the Kentucky Supreme Court held:
[I]f “the findings of the prison disciplinary board are supported by some evidence in the record[,]” due process is satisfied. And determining whether “some evidence” is present in the record does not “require examination of the entire record, independent assessment of the credibility of witnesses, or weighing of the evidence.” Even “meager” evidence will suffice. The primary inquiry is “whether there is any evidence in the record that could support the conclusion reached by the disciplinary board.” If “some evidence” is satisfied, the
-6- fear of arbitrary government action is removed and no due-process violation is found.
Ramirez v. Nietzel, 424 S.W.3d 911, 916-17 (Ky. 2014) (citations and footnotes
omitted). Thus, the relevant inquiry is essentially whether there exists “any
evidence in the record to support the conclusion reached by the disciplinary
board.” Walpole, 472 U.S. at 455-56.
The record reveals that there was certainly some evidence to support
the finding that Muniz was guilty of inciting to riot or rioting. Of particular
import, the Disciplinary Write-Up provided that upon review of the security
camera footage, the investigating officer “found that Inmate Alexander Muniz
#253372 was one of the 14 inmates involved in the altercation.” May 15, 2019,
Disciplinary Write-Up at 1. The Disciplinary Report also provided that the
Adjustment Committee’s decision was based upon the fact that “Muniz can be seen
plainly on camera being active in the disturbance which did involve 14 other
inmates.” May 21, 2019, Disciplinary Report at 1. Although the evidence
presented at the hearing was not very detailed regarding the specific action of
Muniz, meager evidence will suffice in a prison disciplinary proceeding. Id. As
Muniz was plainly visible on the security camera footage as being active in the
disturbance, we believe that the evidence was sufficient to satisfy the requirement
of some evidence to support the Adjustment Committee’s finding that Muniz was
-7- guilty of inciting to riot or rioting. Therefore, we affirm the circuit court’s
dismissal of Muniz’s Petition for Declarations of Rights.
For the foregoing reasons, the order of the Lee Circuit Court is
affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT: BRIEF FOR APPELLEE RANDY WHITE: Alexander Muniz, Pro Se Sandy Hook, Kentucky Angela T. Dunham Kentucky Justice & Public Safety Cabinet Office of Legal Services Frankfort, Kentucky
-8-