Alexander Morgan v. Commonwealth of Kentucky

• Court: Court of Appeals of Kentucky
• Decided: December 6, 2024
• Docket: 2024-CA-0137
• Status: Unpublished

Opinion

RENDERED: DECEMBER 6, 2024; 10:00 A.M. NOT TO BE PUBLISHED

Commonwealth of Kentucky Court of Appeals NO. 2024-CA-0137-MR

ALEXANDER MORGAN APPELLANT

APPEAL FROM HARDIN CIRCUIT COURT v. HONORABLE LARRY ASHLOCK, JUDGE ACTION NO. 22-CR-00209

COMMONWEALTH OF KENTUCKY APPELLEE

OPINION AFFIRMING IN PART, VACATING IN PART, AND REMANDING

** ** ** ** **

BEFORE: CETRULO, COMBS, AND L. JONES, JUDGES.

COMBS, JUDGE: In this criminal appeal, Appellant, Alexander Morgan

(Morgan), challenges the revocation of his pretrial diversion. After our review, we

affirm in part, vacate in part, and remand.

Morgan was arrested on January 22, 2022. He was traveling south on

Dixie Highway in Hardin County with no visible registration plate. When a police officer attempted to catch up to Morgan, he sped up and ran a red light. The officer

initiated pursuit with activated lights and sirens. Morgan failed to stop, and a high-

speed chase ensued. According to the citation:

[Morgan] continued to flee at high rates of speed for approximately 30 minutes through Hardin, LaRue, and Nelson Counties. . . . [Morgan] came to a brief stop when cornered and troopers approached on foot. [Morgan] then drove off-road . . . to elude police and caused two troopers to fall to the ground . . . . [Morgan] traveled at radar indicated 110 mph in the opposing lanes of Lincoln Parkway, nearly striking several civilian vehicles head on. While going the wrong way, [Morgan] “lane split” between two oncoming vehicles and then made an improper U-turn . . . . [Morgan] lost control of the motorcycle . . . went off the roadway, and struck a wood fence before falling off of the motorcycle. [Morgan] then crawled away from police despite . . . commands to stop . . . . While being detained, [Morgan] struck [a trooper] in the mouth. . . . . [Morgan] . . . was unable to produce an insurance card . . . [or] a license. . . . Dispatch advised operator’s license status is suspended ....

In March 2022, Morgan waived indictment and entered into a pretrial

diversion agreement with the Commonwealth. He pleaded guilty to one count of

First-Degree Fleeing/Evading Police (motor vehicle) with a five-year sentence and

one count of First-Degree Wanton Endangerment with a three-year sentence -- to

run consecutively for a total of eight years. Morgan was to serve 215 days, be

referred to drug and/or mental health court programs, and be subject to a five-year

diversionary period without the possibility of early termination.

-2- An agreed order entered on April 26, 2022, reflects that Morgan had

been scheduled with Communicare for a mental health diagnosis. He was released

from custody and was ordered to report to probation and parole in Elizabethtown

within 24 hours of his release. By order of admission entered on May 26, 2022,

Morgan was accepted into mental health court. However, that experience was

short-lived.

A “Specialty Court Notice of Violations and Termination” was entered

on July 21, 2022, reflecting that Morgan was terminated from mental health court

for non-compliance. Probation and Parole filed a report of violation of supervision

on August 1, 2022, recommending revocation of pretrial diversion.

On August 9, 2022, the Commonwealth filed a motion to void pre-

trial diversion, and on August 16, 2022, the trial court conducted a hearing on the

motion. By Order entered on August 22, 2022, the trial court found that Morgan

had failed to abide by the terms and conditions of pretrial diversion by committing

the following violations: “termination from mental health court (8 missed screens

& 2 positive for THC) and derogatory comments directed towards staff.” The

court then considered the requirements of KRS1 439.3106, and found that sanctions

other than voiding diversion were appropriate. It referred Morgan to Pretrial

Substance Abuse Program (PSAP), which he had requested.

1 Kentucky Revised Statutes.

-3- However, Morgan was ineligible for PSAP. The trial court re-referred

Morgan to mental health court, but he was not accepted back. Ultimately, Morgan

was accepted into the residential recovery program at the Healing Place. The

record below includes correspondence from the Healing Place, which reflects that

it is a six-to-nine-month recovery program and that Morgan was scheduled for

intake on November 7, 2022.

By Order entered on November 4, 2022, the trial court ordered

Morgan to be released from Hardin County Detention Center to a Hardin County

sheriff’s deputy on November 7, 2022, and to report to the Healing Place in

Campbellsville for residential treatment. The court further ordered Morgan “to

complete any and all requirements and follow all rules of The Healing Place while

in residence there.” The Healing Place was directed to send reports of Morgan’s

progress and compliance to Hardin County Probation and Parole. Furthermore, if

Morgan failed to comply with the rules of the program, he would be placed in

custody and returned to the Hardin County detention center until further orders of

the court.

As will be discussed below, it is uncontroverted that the Healing Place

terminated Morgan about a week after he arrived -- notwithstanding some apparent

confusion about where Morgan had gone for treatment.

-4- On March 23, 2023, Hardin County Probation and Parole Officer

Cody Hillock filed a violation of supervision report. According to that report, on

November 7, 2022, Morgan had gone to Lighthouse to start treatment. Morgan

was to report to the Probation and Parole office on February 13, 2023, but he failed

to do so. When Officer Hillock contacted Lighthouse on March 9, 2023, he was

advised that Morgan had left a couple of weeks before. Officer Hillock requested

that Nelson County Probation and Parole conduct a home visit at 1389 New Hope

Road, New Haven, Kentucky, since the address was in Nelson County. Nelson

County officers advised that Morgan no longer lived there and that he had been

“kicked out” by his mother a few weeks earlier. Officer Hillock requested that a

warrant be issued because Morgan’s whereabouts were unknown.

On October 24, 2023, Morgan was arrested on a bench warrant.

On October 31, 2023, the Commonwealth again filed a motion to void

Morgan’s pretrial diversion. On November 14, 2023, the trial court conducted a

hearing on the Commonwealth’s motion. Officer Hillock testified essentially

along the lines of his report.2

Morgan introduced evidence that he had not attended Lighthouse. He

testified that he was transferred from Hardin County Detention Center to the

2 In its brief, the Commonwealth acknowledges that the report contains incorrect or contradictory information about where Morgan went for treatment.

-5- Healing Place. Morgan admitted that he did not complete treatment at the Healing

Place. He testified that he was there for a week before he was terminated due to a

misunderstanding about vaping and cigarette smoking. He got “kicked out.” After

that, Morgan was living in New Haven, Kentucky, on New Hope Road -- but

across the street from 1389 New Hope Road, his previous address. Morgan

testified that he did not know who his probation officer was after he moved back to

New Haven.

At the end of the hearing, the trial court asked defense counsel what

her position was. Defense counsel explained that the violation was based upon

Morgan’s leaving Lighthouse -- but that he was not treated there. Due to confusion

and inconsistencies in the report, defense counsel requested a lesser sanction --

perhaps a 30-day or 60-day sanction in jail.

The Commonwealth responded that it did not know what happened at

Lighthouse -- but that Morgan had admitted on the record that he did not complete

treatment at the Healing Place, that he was terminated after approximately a week,

and that he had not reported to Probation and Parole.

The trial court advised that it was going to revoke pretrial diversion.

The court explained that Morgan was initially looking at 20 years pursuant to the

citations. The court summarized Morgan’s history in brief in its remarks. He had

received a deal, received eight years, and then squandered his pretrial diversion.

-6- Morgan had already been given another chance after violating pretrial diversion the

first time. He knew better. He knew that he had to complete long-term treatment -

- just as he knew he had to complete mental health court; there was no gray area.

By Order entered on November 21, 2023, the trial court voided

Morgan’s pretrial diversion. The court found that Morgan had failed to abide by

the terms and conditions of pretrial diversion by “absconding supervision” and

that:

The Defendant was afforded the opportunity for a hearing pursuant to KRS 533.050. In determining whether to void the Defendant’s pretrial diversion or to assess a penalty or conditions other than revocation, the Court has considered the requirements of KRS 439.3106 and finds:

√ such violation(s) constitute a significant risk to √ prior victims of the Defendant or √ the community at large (including the Defendant) and cannot be appropriately managed in the community.

Absconding supervision after repeated violation of PTD, even given the chance of MHC, which was unsuccessful, coupled with the seriousness of the underlying offenses, makes D a danger to the victims of that crime as well as the community. Repeated failures and absconding makes it impossible to manage in the community.

A sentencing hearing was scheduled for December 5, 2023. On

January 5, 2024, the trial court entered Judgment and Sentence on Plea of Guilty

and sentenced Morgan to imprisonment for a maximum term of 8 (eight) years.

The Court also ordered as follows:

-7- [P]ursuant to KRS 441.265 and KRS 532.356 to reimburse costs & fees of incarceration in the amount of record with the Hardin County Jailer as of the date of sentencing. The Court takes judicial notice of Hardin County Fiscal Court Resolution 2005-063 and its successor resolutions authorizing and adjusting such costs and fees.

Morgan appeals. His first argument is that the trial court abused its

discretion when it voided his pretrial diversion. “We review the circuit court’s

decision to void pretrial diversion for abuse of discretion.” Compise v.

Commonwealth, 597 S.W.3d 175, 180 (Ky. App. 2020).

The trial court abuses its discretion only when its decision is arbitrary, unreasonable, unfair, or unsupported by sound legal principles. Put another way, we will not hold a trial court to have abused its discretion unless its decision cannot be located within the range of permissible decisions allowed by a correct application of the facts to the law.

McClure v. Commonwealth, 457 S.W.3d 728, 730 (Ky. App. 2015) (internal

quotation marks and citations omitted).

KRS 533.256(2) provides in relevant part that “[i]n making a

determination as to whether or not a pretrial diversion agreement should be voided,

the court shall use the same criteria as for the revocation of probation . . . .”

[KRS] 439.3106(1)(a) requires a court to make two findings before revoking probation: 1) the supervised individual must be “a significant risk to prior victims . . . or the community at large”; and 2) the supervised individual “cannot be appropriately managed in the community[.]” A court must make both findings before

-8- revoking probation but retains the discretion to choose whether to revoke probation or impose lesser sanctions.

...

[The trial] court is only required to make the statutory findings, not explain them.

Kendrick v. Commonwealth, 664 S.W.3d 731, 734 (Ky. App. 2023).

Morgan’s argument amounts to a series of anemic excuses rather than

viable explanations of his conduct. Morgan contends that he could not have

absconded from supervision because he was not aware that Officer Hillock was

supervising him. He contends that the available treatment options were not the

“right fit,” and so it was not his fault that that the “court tried forcing a square peg

into a round hole.” Morgan also contends that he cannot be blamed for Probation

and Parole’s not knowing where he was when there was a court order sending him

to the Healing Place. Morgan ignores the fact that the same order also directed

him “to complete any and all requirements and follow all rules of The Healing

Place,” noting that if he failed to do so, “he would be placed in custody and

returned to the Hardin County Detention Center until further orders of the court.”

Instead, Morgan got “kicked out” of the Healing Place after a week and absconded

to Nelson County.

The trial court made the two requisite findings under KRS

439.3106(1)(a) and determined that Morgan’s absconding supervision after

-9- repeated violations of pre-trial diversion -- coupled with the serious nature of the

underlying offenses -- made him a danger to the community and that his repeated

failures and absconding made him unmanageable in the community. We are

satisfied from our review that the trial court’s findings are amply supported by the

substantial evidence of record. We find no abuse of discretion, and we affirm the

Order voiding Morgan’s pretrial diversion.

Next, Morgan argues that the trial court abused its discretion in not

granting probation or an alternate service sentence.

Kentucky statutory law affords trial courts immense discretion in setting criminal penalties. . . . [T]rial courts retain discretion . . . in granting or denying probation . . . .. Kentucky law does require trial courts to consider certain factors. . . . But because such decisions are ultimately committed to the trial court’s sound discretion, we review these rulings for an abuse of discretion.

Howard v. Commonwealth, 496 S.W.3d 471, 475 (Ky. 2016) (footnotes omitted).

RCr3 11.02 requires the court to “consider the possibility of probation

. . . .” KRS 533.010 provides in relevant part:

(2) Before imposition of a sentence of imprisonment, the court shall consider probation, probation with an alternative sentencing plan, or conditional discharge. Unless the defendant is a violent felon as defined in KRS 439.3401 or a statute prohibits probation, shock probation, or conditional discharge, after due consideration of the defendant’s risk and needs

3 Kentucky Rules of Criminal Procedure.

-10- assessment, nature and circumstances of the crime, and the history, character, and condition of the defendant, probation or conditional discharge shall be granted, unless the court is of the opinion that imprisonment is necessary for protection of the public because:

(a) There is substantial risk that during a period of probation or conditional discharge the defendant will commit another crime;

(b) The defendant is in need of correctional treatment that can be provided most effectively by his commitment to a correctional institution; or

(c) A disposition under this chapter will unduly depreciate the seriousness of the defendant’s crime.

(3) In the event the court determines that probation is not appropriate after due consideration of the defendant’s risk and needs assessment, nature and circumstances of the crime, and the history, character, and condition of the defendant, probation with an alternative sentencing plan shall be granted unless the court is of the opinion that imprisonment is necessary for the protection of the public because:

(a) There is a likelihood that during a period of probation with an alternative sentencing plan or conditional discharge the defendant will commit a Class D or Class C felony or a substantial risk that the defendant will commit a Class B or Class A felony;

(b) The defendant is in need of correctional treatment that can be provided most effectively by commitment to a correctional institution; or

-11- (c) A disposition under this chapter will unduly depreciate the seriousness of the defendant’s crime.

Morgan contends that the trial court did not offer sufficient reasons to

deny probation and that it also failed to consider the impact of the sentence on his

future criminal behavior as required by KRS 532.007(3)(b) (requiring sentencing

judges to consider the “[t]he likely impact of a potential sentence on the reduction

of the defendant’s potential future criminal behavior[.]”).

We disagree. At the December 5, 2023, sentencing hearing, the court

wanted to know what was going to be different this time -- asking for something

concrete in nature. It gave defense counsel one week to furnish information about

any treatment possibilities that it might order. In its January 5, 2024, Judgment

and Sentence on Plea of Guilty, the trial court stated that:

Having given due consideration to the PSI prepared by the Division of Probation and Parole, and to the nature and circumstances of the crime, as well as the history, character and condition of Defendant, and any matters presented to the Court by the Defendant (or counsel, if any), the Court finds:

(X) imprisonment is necessary for the protection of the public because:

(X) there is a likelihood that during a period of probation with an alternate sentencing plan or conditional discharge, Defendant will commit a Class D or Class C felony. or a substantial risk that Defendant will commit a Class B or Class A felony.

-12- (X)Defendant is in need of correctional treatment that can be provided most effectively by the Defendant’s commitment to a correctional institution.

We are satisfied from our review of the record that the trial court

properly considered the appropriate statutory factors and that it made the necessary

findings of fact which are supported by the substantial evidence of record. We find

no abuse of discretion.

Morgan’s final argument is that the trial court erred in levying jail

fees. In relevant part, KRS 441.265(2)(a) provides that “[t]he jailer may adopt,

with the approval of the county’s governing body, a prisoner fee and expense

reimbursement policy . . . .”

Morgan explains that the trial court previously acknowledged his

indigent status and that there had been no discussion of jail fees during the

sentencing hearing. With respect to the Hardin County Fiscal Court Resolutions,

of which the court took judicial notice, there was no evidence as to what those

resolutions were -- nor was there any request for or discussion of judicial notice.4

Morgan relies upon Capstraw v. Commonwealth, 641 S.W.3d 148

(Ky. 2022), in which the sentencing order required the defendant to reimburse

4 See R. v. J.N., 307 S.W.3d 631, 637 (Ky. App. 2010) (“[Kentucky Rule of Evidence] 201(e) requires a court to give the parties notice of its intention to take judicial notice of any matter and ‘an opportunity to be heard as to the propriety of taking judicial notice and the tenor of the matter noticed.’”).

-13- costs and fees in the amount of record with the jailer as of the date of sentencing.

The defendant argued that this order was erroneous because there was no evidence

of record that the jailer had ever adopted a jail fee reimbursement policy.

As in the case before us, the defendant in Capstraw acknowledged

that the error was not properly preserved. “‘Nonetheless, since sentencing is

jurisdictional it cannot be waived by failure to object. Thus, sentencing issues may

be raised for the first time on appeal[.]’” Capstraw, 641 S.W.3d at 161 (quoting

Travis v. Commonwealth, 327 S.W.3d 456, 459 (Ky. 2010)). Our Supreme Court

acknowledged several unpublished cases vacating the imposition of jail fees where

there was no evidence that a jail fee reimbursement policy had been adopted by the

jailer with the approval of the county’s governing body. The Supreme Court held

as follows:

With our published opinion today, we reiterate our holding in Weatherly[5] and emphasize that in order to impose jail fees against a criminal defendant during sentencing, there must be some evidence presented that a jail fee reimbursement policy has been adopted by the county jailer with approval of the county’s governing body in accordance with KRS 441.265(2)(a).

Consequently, because there was no such evidence presented during Capstraw’s sentencing, the jail fees imposed against him must be vacated.

5 Weatherly v. Commonwealth, No. 2017-SC-000522-MR, 2018 WL 4628570 (Ky. Sep. 27, 2018).

-14- Id. at 161-62 (footnote omitted).

The Commonwealth agrees that the issue of jail fees was not

addressed at the sentencing hearing and that the Hardin County Fiscal Court

Resolution, of which the trial court took judicial notice, “isn’t in the court record

and apparently isn’t available on line.”

Accordingly, we affirm Morgan’s sentence, but we vacate that portion

of the judgment in which jail fees were imposed against him. We remand for entry

of an order consistent with our holding as to the fees.

ALL CONCUR.

BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:

Kayley V. Barnes Russell Coleman Frankfort, Kentucky Attorney General of Kentucky

James Havey Assistant Attorney General Frankfort, Kentucky

-15-