F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS AUG 7 1998 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk
JENNIFER ALEMAN,
Plaintiff-Appellant,
v. No. 97-6186 (D.C. No. 96-CV-1173) J. D. SHARP, in his official capacity (W.D. Okla.) as Sheriff of Oklahoma County, State of Oklahoma; OKLAHOMA COUNTY BOARD OF COUNTY COMMISSIONERS,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before KELLY, BARRETT, and HENRY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
Plaintiff Jennifer Aleman appeals the district court’s order granting
summary judgment to defendants J.D. Sharp, Sheriff of Oklahoma County,
Oklahoma, and the Board of County Commissioners of Oklahoma County on her
discrimination claim under Title VII of the Civil Rights Act of 1964 and her claim
under the Americans with Disabilities Act of 1990. We have jurisdiction pursuant
to 28 U.S.C. § 1291, and we affirm.
I. Background
Plaintiff was employed as a detention officer by the Oklahoma County
Sheriff from November 6, 1992, to November 3, 1995. Prior to June 1995,
plaintiff was diagnosed with endometriosis and took a period of sick leave for
treatment. Because she was advised of the difficulty of becoming pregnant if this
condition worsened, plaintiff became pregnant immediately. She alleged that
because of the pregnancy, she was having a problem performing the functions of
her job and tendered a request for light duty to her supervisor, Captain Russell
Dear, who referred her to Major Virgil Neuenschwander. Plaintiff alleges that
Major Neuenschwander told her that there was no light duty policy, and if he
accommodated her, he would have to do the same for the next pregnant employee.
Defendants assert, and plaintiff does not refute, that she was told she would have
-2- to see Sheriff Sharp regarding a light duty assignment. Plaintiff asserts that she
“attempted” to see the sheriff and the undersheriff. Following several lengthy
absences in September and October, 1995, plaintiff left her employment with the
Sheriff’s department alleging constructive discharge.
On January 18, 1996, plaintiff filed a timely EEOC charge of
discrimination alleging that she was forced to resign her position because of her
employer’s refusal to accommodate her need for light duty. She alleged
discrimination under Title VII and the ADA. After the EEOC issued a right to
sue letter, plaintiff filed suit alleging that defendants discriminated against her
on the basis of her sex and because of her pregnancy. The district court granted
defendants’ motion for summary judgment, concluding that plaintiff failed to
establish a prima facie case of discrimination under Title VII and failed to
exhaust her administrative remedies on her ADA claim. Because we conclude
that the district court was correct in granting defendants judgment as a matter
of law, we affirm.
II. Discussion
Our review of summary judgment is de novo. See Jensen v. Redevelopment
Agency of Sandy City, 998 F.2d 1550, 1555 (10th Cir. 1993). Summary judgment
is appropriate “if the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show that there is no
-3- genuine issue as to any material fact and that the moving party is entitled to a
judgment as a matter of law.” Fed. R. Civ. P. 56(c). The party opposing
summary judgment must identify sufficient evidence that would require
submission of the case to a jury. See Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 249-50 (1986).
A. Title VII Claim
Title VII provides that
[i]t shall be an unlawful employment practice for an employer . . . to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin[.]
42 U.S.C. § 2000e-2(a)(1). In 1978, Congress added a definitional section to
Title VII, known as the Pregnancy Discrimination Act, which provides in part that
“[t]he terms ‘because of sex’ or ‘on the basis of sex’ include, but are not limited
to, because of or on the basis of pregnancy, childbirth, or related medical
conditions.” Id. at § 2000e(k).
Proceeding under a disparate treatment theory, plaintiff may prove
disparate treatment by either direct or indirect evidence. Direct evidence of
discrimination is evidence of “an existing policy which itself constitutes
discrimination.” Ramsey v. City & County of Denver, 907 F.2d 1004, 1008
(10th Cir. 1990). Initially plaintiff argues that she established direct evidence
-4- of discriminatory intent through a single remark of her supervisor, Major
Neuenschwander. According to plaintiff, when she approached Major
Neuenschwander regarding a light duty assignment, he told her that he could
not assign her light duty because, if he accommodated her, he would have to
accommodate the “next pregnant woman.” Appellant’s Br. at 8. Plaintiff asserts
that this remark constituted direct evidence of discriminatory intent by the
Sheriff’s department. We do not agree.
“[W]e have held that statements which are merely expressions of personal
opinion or bias do not constitute direct evidence of discrimination.” EEOC v.
Wiltel, Inc., 81 F.3d 1508, 1514 (10th Cir. 1996). Contrary to plaintiff’s
assertions, this single remark by a supervisor does not clearly reflect a policy
of the Sheriff’s department to discriminate against pregnant women. In fact, the
undisputed facts established that pregnant women had been given light duty in the
past. Moreover, defendants assert, and plaintiff does not refute, that she was told
she would have to make her request for light duty to the Sheriff. Plaintiff admits
that she never discussed her request for light duty with the Sheriff. There is no
evidence that Major Neuenschwander was authorized to make a decision
regarding whether light duty positions were available and if they were, whether
plaintiff would be considered qualified for the positions. At most, Major
-5- Neuenschwander’s remark was circumstantial evidence of discriminatory intent.
See id.
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F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS AUG 7 1998 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk
JENNIFER ALEMAN,
Plaintiff-Appellant,
v. No. 97-6186 (D.C. No. 96-CV-1173) J. D. SHARP, in his official capacity (W.D. Okla.) as Sheriff of Oklahoma County, State of Oklahoma; OKLAHOMA COUNTY BOARD OF COUNTY COMMISSIONERS,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before KELLY, BARRETT, and HENRY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
Plaintiff Jennifer Aleman appeals the district court’s order granting
summary judgment to defendants J.D. Sharp, Sheriff of Oklahoma County,
Oklahoma, and the Board of County Commissioners of Oklahoma County on her
discrimination claim under Title VII of the Civil Rights Act of 1964 and her claim
under the Americans with Disabilities Act of 1990. We have jurisdiction pursuant
to 28 U.S.C. § 1291, and we affirm.
I. Background
Plaintiff was employed as a detention officer by the Oklahoma County
Sheriff from November 6, 1992, to November 3, 1995. Prior to June 1995,
plaintiff was diagnosed with endometriosis and took a period of sick leave for
treatment. Because she was advised of the difficulty of becoming pregnant if this
condition worsened, plaintiff became pregnant immediately. She alleged that
because of the pregnancy, she was having a problem performing the functions of
her job and tendered a request for light duty to her supervisor, Captain Russell
Dear, who referred her to Major Virgil Neuenschwander. Plaintiff alleges that
Major Neuenschwander told her that there was no light duty policy, and if he
accommodated her, he would have to do the same for the next pregnant employee.
Defendants assert, and plaintiff does not refute, that she was told she would have
-2- to see Sheriff Sharp regarding a light duty assignment. Plaintiff asserts that she
“attempted” to see the sheriff and the undersheriff. Following several lengthy
absences in September and October, 1995, plaintiff left her employment with the
Sheriff’s department alleging constructive discharge.
On January 18, 1996, plaintiff filed a timely EEOC charge of
discrimination alleging that she was forced to resign her position because of her
employer’s refusal to accommodate her need for light duty. She alleged
discrimination under Title VII and the ADA. After the EEOC issued a right to
sue letter, plaintiff filed suit alleging that defendants discriminated against her
on the basis of her sex and because of her pregnancy. The district court granted
defendants’ motion for summary judgment, concluding that plaintiff failed to
establish a prima facie case of discrimination under Title VII and failed to
exhaust her administrative remedies on her ADA claim. Because we conclude
that the district court was correct in granting defendants judgment as a matter
of law, we affirm.
II. Discussion
Our review of summary judgment is de novo. See Jensen v. Redevelopment
Agency of Sandy City, 998 F.2d 1550, 1555 (10th Cir. 1993). Summary judgment
is appropriate “if the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show that there is no
-3- genuine issue as to any material fact and that the moving party is entitled to a
judgment as a matter of law.” Fed. R. Civ. P. 56(c). The party opposing
summary judgment must identify sufficient evidence that would require
submission of the case to a jury. See Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 249-50 (1986).
A. Title VII Claim
Title VII provides that
[i]t shall be an unlawful employment practice for an employer . . . to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin[.]
42 U.S.C. § 2000e-2(a)(1). In 1978, Congress added a definitional section to
Title VII, known as the Pregnancy Discrimination Act, which provides in part that
“[t]he terms ‘because of sex’ or ‘on the basis of sex’ include, but are not limited
to, because of or on the basis of pregnancy, childbirth, or related medical
conditions.” Id. at § 2000e(k).
Proceeding under a disparate treatment theory, plaintiff may prove
disparate treatment by either direct or indirect evidence. Direct evidence of
discrimination is evidence of “an existing policy which itself constitutes
discrimination.” Ramsey v. City & County of Denver, 907 F.2d 1004, 1008
(10th Cir. 1990). Initially plaintiff argues that she established direct evidence
-4- of discriminatory intent through a single remark of her supervisor, Major
Neuenschwander. According to plaintiff, when she approached Major
Neuenschwander regarding a light duty assignment, he told her that he could
not assign her light duty because, if he accommodated her, he would have to
accommodate the “next pregnant woman.” Appellant’s Br. at 8. Plaintiff asserts
that this remark constituted direct evidence of discriminatory intent by the
Sheriff’s department. We do not agree.
“[W]e have held that statements which are merely expressions of personal
opinion or bias do not constitute direct evidence of discrimination.” EEOC v.
Wiltel, Inc., 81 F.3d 1508, 1514 (10th Cir. 1996). Contrary to plaintiff’s
assertions, this single remark by a supervisor does not clearly reflect a policy
of the Sheriff’s department to discriminate against pregnant women. In fact, the
undisputed facts established that pregnant women had been given light duty in the
past. Moreover, defendants assert, and plaintiff does not refute, that she was told
she would have to make her request for light duty to the Sheriff. Plaintiff admits
that she never discussed her request for light duty with the Sheriff. There is no
evidence that Major Neuenschwander was authorized to make a decision
regarding whether light duty positions were available and if they were, whether
plaintiff would be considered qualified for the positions. At most, Major
-5- Neuenschwander’s remark was circumstantial evidence of discriminatory intent.
See id.
In the alternative, plaintiff argues that the district court erred in its finding
that plaintiff had not established a prima facie case of discrimination. Again,
we disagree. If the plaintiff presents indirect evidence, the court applies the
burden-shifting analysis of McDonnell Douglas Corp. v. Green, 411 U.S. 792,
802-04 (1973). In a claim of discrimination based on disparate treatment,
plaintiff bears the initial burden of establishing a prima facie case in Title VII
actions. A presumption of discrimination arises once the plaintiff establishes
a prima facie case, but the defendant can rebut the presumption by producing
some evidence that it had legitimate nondiscriminatory reasons for its action.
See Texas Dep’t of Community Affairs v. Burdine, 450 U.S. 248, 252-56 (1981);
Sorensen v. City of Aurora, 984 F.2d 349, 352 (10th Cir. 1993). “At the summary
judgment stage, it then becomes the plaintiff’s burden to show that there is a
genuine dispute of material fact as to whether the employer’s proffered reason for
the challenged action is pretextual–i.e. unworthy of belief.” Randle v. City of
Aurora, 69 F.3d 441, 451 (10th Cir. 1995).
In establishing a prima facie case of disparate treatment gender
discrimination, plaintiff must show: (1) she belonged to the protected class;
(2) she was adversely affected by the employer’s action; (3) she was qualified for
-6- the position; and (4) she was treated less favorably than her male counterparts.
See Cole v. Ruidoso Mun. Sch., 43 F.3d 1373, 1380 (10th Cir. 1994).
Although plaintiff did establish that, as a pregnant woman, she was a
member of a protected class, see 42 U.S.C. § 2000e(k), she did not establish that
she was denied a light duty position. In fact, she never requested a light duty
assignment from Sheriff Sharp, the only person authorized to make that
accommodation. Sheriff Sharp asserted in an affidavit that, prior to plaintiff’s
resignation, he did not know that she was experiencing pregnancy complications.
See Appellant’s App., Vol. I at 120. He averred that the decision to make light
duty assignments was his based on availability of such assignments. See id.
at 119. He also stated that he “would have assigned [plaintiff] to a light duty
position once [he] was able to talk to her to find out what she could or could
not do.” Id.
In his deposition, Captain Dear asserted that, after receiving plaintiff’s
resignation letter, Sheriff Sharp asked him to call plaintiff and ask her to come in
to his office and discuss a light duty position. See id. at 130. He also testified
that all light duty requests had to go to the Sheriff for approval. See id. Plaintiff
testified that she received answering machine messages from Captain Dear and
Sheriff Sharp after she resigned asking her to call regarding working something
out. See id. at 149-50. She testified that she never returned the calls. See id.
-7- at 150. Finally, although plaintiff established that four non-pregnant employees
were accommodated by light duty assignments, she failed to establish that she
would not have been similarly accommodated had she discussed her need with the
Sheriff. 1
Based on the factual record, plaintiff did not establish the essential
elements of a gender discrimination claim under Title VII. Therefore, we
determine that the district court’s determination that defendants were entitled
to judgment as a matter of law on plaintiff’s Title VII claim was correct.
B. ADA Claim
Lastly, plaintiff asserts that the district court erred in dismissing her ADA
claim for lack of subject matter jurisdiction. The district court granted defendants
summary judgment on plaintiff’s ADA claim, finding that plaintiff had failed to
exhaust her administrative remedies. The district court specifically found that
plaintiff failed to allege disability discrimination based on her endometriosis.
Federal courts lack jurisdiction to entertain Title VII claims not first filed
with the EEOC. Seymore v. Shawver & Sons, Inc., 111 F.3d 794, 799 (10th Cir.),
1 We note that in order to provide accommodation, the employer must have knowledge of the need. Here, plaintiff had the duty to inform Sheriff Sharp of her need before liability could attach for failure to accommodate. Once he was informed, both parties had the responsibility for determining a proper accommodation. A plaintiff cannot fail to participate in good faith for the purpose of inflicting liability.
-8- cert. denied, 118 S. Ct. 342 (1997). This jurisdictional requirement of
administrative exhaustion applies equally to ADA claims. 42 U.S.C. § 12117(a).
A plaintiff may seek judicial relief for discrimination not described in his EEOC
charge, however, if the discrimination is reasonably related to the allegations in
the charge. Seymore, 111 F.3d at 799. If the discriminatory act occurs prior to
the EEOC filing, and the plaintiff fails to allege the act or claim in the charge,
the act or claim ordinarily will not reasonably relate to the charge. See id.
(retaliation claim). Here, petitioner only alleged discrimination based on sex
and pregnancy in her EEOC complaint. One of the purposes of the EEOC filing
requirement is “to provide notice of the alleged violation to the charged party and
to provide the Equal Employment Opportunity Commission with the opportunity
to conciliate the claim.” Id.
Although plaintiff was obviously aware of her endometriosis prior to filing
her charge with the EEOC, in the charge she did not allege that this condition was
a disability that the Sheriff’s department had failed to accommodate. Therefore,
defendants were entitled to presume that plaintiff’s only claim was one of sex
discrimination due to her pregnancy. We conclude that plaintiff’s ADA claim
did not reasonably relate to her EEOC charge and the district court correctly
concluded that it lacked subject matter jurisdiction to decide the claim.
-9- The judgment of the United States District Court for the Western District
of Oklahoma is AFFIRMED.
Entered for the Court
Robert H. Henry Circuit Judge
-10-