1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 11 ALEJANDRO ORNELAS, Case No. 2:23-cv-01435-SPG (MAA)
12 Plaintiff, ORDER OF DISMISSAL 13 v.
14 DEPUTY ANDRADE et al.,
15 Defendants.
16 17
18 I. SUMMARY OF PROCEEDINGS 19 On February 22, 2023, Plaintiff Alejandro Ornelas (“Plaintiff”), a Ventura 20 County pretrial detainee, filed a pro se Complaint in the United States District 21 Court, Northern District of California, alleging violations of his civil rights pursuant 22 to 42 U.S.C. § 1983. (Compl., ECF No. 1.) The lawsuit was transferred to the 23 Central District of California on February 27, 2023. (ECF No. 6.) On April 10, 24 2023, the District Court granted Plaintiff’s application to proceed in forma 25 pauperis. (ECF Nos. 2, 11–12.) 26 Pursuant to 28 U.S.C. §§ 1915A(b), 1915(e)(2)(B), the Court screened and 27 dismissed the Complaint with leave to amend on April 14, 2023 (“Order”). (ECF 28 No. 14.) The Court ordered Plaintiff to file a response to the Order, no later than 1 May 15, 2023, electing to proceed with one of the following options: (1) file a First 2 Amended Complaint (“FAC”); (2) proceed with the Complaint in its current form; 3 or (3) voluntary dismissal. (Id. at 6–8.) The Court cautioned Plaintiff that “failure 4 to respond to this Order may result in a recommendation that the lawsuit be 5 dismissed without prejudice for failure to prosecute and/or failure to comply 6 with a court order pursuant to Federal Rule of Civil Procedure 41(b). See C.D. 7 Cal. L.R. 41-1.” (Id. at 8.) 8 On June 6, 2023, in the absence of a filed FAC or other response to the 9 Order, the Court issued an Order to Show Cause, ordering Plaintiff to show cause 10 by July 6, 2023 why the Court should not recommend that the case be dismissed for 11 want of prosecution (“OSC”). (ECF No. 15.) The Court stated that if Plaintiff filed 12 a FAC or notice of dismissal on or before such date, the OSC would be discharged, 13 and no additional action need be taken. (Id.) The Court again advised Plaintiff that 14 “failure to comply with this order will result in a recommendation that the 15 lawsuit be dismissed for failure to prosecute and/or comply with court orders. 16 See Fed. R. Civ. P. 41(b); C.D. Cal. L.R. 41-1.” (Id.) 17 To date, Plaintiff has failed to file a FAC or otherwise comply with the Order, 18 and has not responded to the OSC. Indeed, Plaintiff has not communicated with the 19 Court since submitting an amended Application and Declaration to Proceed In 20 Forma Pauperis on March 22, 2023. (ECF No. 11.) 21 22 II. LEGAL STANDARD 23 District courts may dismiss cases sua sponte for failure to prosecute or for 24 failure to comply with a court order under Federal Rule of Civil Procedure 41(b). 25 Hells Canyon Pres. Council v. U.S. Forest Serv., 403 F.3d 683, 689 (9th Cir. 2005); 26 see also Link v. Wabash R.R. Co., 370 U.S. 626, 629–30 (1962) (holding that the 27 court has “inherent power” to dismiss cases sua sponte for lack of prosecution). 28 Unless the Court states otherwise, a dismissal under Rule 41(b) operates as an 1 adjudication on the merits. Fed. R. Civ. P. 41(b). “Dismissal is a harsh penalty and 2 is to be imposed only in extreme circumstances.” In re: Phenylpropanolamine 3 (PPA) Prods. Liab. Litig., 460 F.3d 1217, 1226 (9th Cir. 2006) (quoting Malone v. 4 USPS, 833 F.2d 128, 130 (9th Cir. 1987)). 5 “A Rule 41(b) dismissal ‘must be supported by a showing of unreasonable 6 delay.’” Omstead v. Dell, 594 F.3d 1081, 1084 (9th Cir. 2010) (quoting Henderson 7 v. Duncan, 779 F.2d 1421, 1423 (9th Cir. 1986)). In addition, the court must weigh 8 the following factors in determining whether a Rule 41(b) dismissal is warranted: 9 “(1) the public’s interest in expeditious resolution of litigation; (2) the court’s need 10 to manage its docket; (3) the risk of prejudice to the defendants/respondents; (4) the 11 availability of less drastic alternatives; and (5) the public policy favoring disposition 12 of cases on their merits.” Pagtalunan v. Galaza, 291 F.3d 639, 642 (9th Cir. 2002). 13 The Ninth Circuit will “affirm a dismissal where at least four factors support 14 dismissal, or where at least three factors strongly support dismissal.” Dreith v. Nu 15 Image, Inc., 648 F.3d 779, 788 (9th Cir. 2011) (quoting Yourish v. Cal. Amplifier, 16 191 F.3d 983, 990 (9th Cir. 1999)). Finally, “in order to warrant a sanction of 17 dismissal, the party’s violations of the court’s orders must be due to wilfulness or 18 bad faith.” Id. 19 20 III. DISCUSSION 21 A. The Public’s Interest in Expeditious Resolution and the Court’s 22 Need to Manage Its Docket 23 The first and second factors (the public’s interest in expeditious resolution of 24 litigation and the Court’s need to manage its docket)1 weigh in favor of dismissal. 25 “Orderly and expeditious resolution of disputes is of great importance to the rule of 26 law.” In re: Phenylpropanolamine, 460 F.3d at 1227. “The public’s interest in 27 1 The first two factors usually are reviewed together “to determine if there is an 28 unreasonable delay.” In re Eisen, 31 F.3d 1447, 1452 (9th Cir. 1994). 1 expeditious resolution of litigation always favors dismissal.” Pagtalunan, 291 F.3d 2 at 642 (quoting Yourish, 191 F.3d at 990). In addition, district courts “have an 3 inherent power to control their dockets,” In re: Phenylpropanolamine, 460 F.3d at 4 1227 (quoting Thompson v. Hous. Auth. of L.A., 782 F.2d 829, 831 (9th Cir. 1986)), 5 and “are best suited to determine when delay in a particular case interferes with 6 docket management and the public interest.” Yourish, 191 F.3d at 990 (quoting Ash 7 v. Cvetkov, 739 F.2d 493, 496 (9th Cir. 1984)). 8 Plaintiff has failed to file a FAC or otherwise comply with the Order, has 9 failed to respond to the OSC, and has not participated in this lawsuit since March 10 22, 2023. The Court concludes that Plaintiff’s inaction and lack of communication 11 with the Court constitute willful unreasonable delay. See, e.g., Thomas v. Maricopa 12 Cnty. Jail, 265 F. App’x. 606, 607 (9th Cir. 2008) (holding that district court did 13 not abuse its discretion by dismissing pro se prisoner lawsuit for failure to respond 14 to a court order for almost three months).
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 11 ALEJANDRO ORNELAS, Case No. 2:23-cv-01435-SPG (MAA)
12 Plaintiff, ORDER OF DISMISSAL 13 v.
14 DEPUTY ANDRADE et al.,
15 Defendants.
16 17
18 I. SUMMARY OF PROCEEDINGS 19 On February 22, 2023, Plaintiff Alejandro Ornelas (“Plaintiff”), a Ventura 20 County pretrial detainee, filed a pro se Complaint in the United States District 21 Court, Northern District of California, alleging violations of his civil rights pursuant 22 to 42 U.S.C. § 1983. (Compl., ECF No. 1.) The lawsuit was transferred to the 23 Central District of California on February 27, 2023. (ECF No. 6.) On April 10, 24 2023, the District Court granted Plaintiff’s application to proceed in forma 25 pauperis. (ECF Nos. 2, 11–12.) 26 Pursuant to 28 U.S.C. §§ 1915A(b), 1915(e)(2)(B), the Court screened and 27 dismissed the Complaint with leave to amend on April 14, 2023 (“Order”). (ECF 28 No. 14.) The Court ordered Plaintiff to file a response to the Order, no later than 1 May 15, 2023, electing to proceed with one of the following options: (1) file a First 2 Amended Complaint (“FAC”); (2) proceed with the Complaint in its current form; 3 or (3) voluntary dismissal. (Id. at 6–8.) The Court cautioned Plaintiff that “failure 4 to respond to this Order may result in a recommendation that the lawsuit be 5 dismissed without prejudice for failure to prosecute and/or failure to comply 6 with a court order pursuant to Federal Rule of Civil Procedure 41(b). See C.D. 7 Cal. L.R. 41-1.” (Id. at 8.) 8 On June 6, 2023, in the absence of a filed FAC or other response to the 9 Order, the Court issued an Order to Show Cause, ordering Plaintiff to show cause 10 by July 6, 2023 why the Court should not recommend that the case be dismissed for 11 want of prosecution (“OSC”). (ECF No. 15.) The Court stated that if Plaintiff filed 12 a FAC or notice of dismissal on or before such date, the OSC would be discharged, 13 and no additional action need be taken. (Id.) The Court again advised Plaintiff that 14 “failure to comply with this order will result in a recommendation that the 15 lawsuit be dismissed for failure to prosecute and/or comply with court orders. 16 See Fed. R. Civ. P. 41(b); C.D. Cal. L.R. 41-1.” (Id.) 17 To date, Plaintiff has failed to file a FAC or otherwise comply with the Order, 18 and has not responded to the OSC. Indeed, Plaintiff has not communicated with the 19 Court since submitting an amended Application and Declaration to Proceed In 20 Forma Pauperis on March 22, 2023. (ECF No. 11.) 21 22 II. LEGAL STANDARD 23 District courts may dismiss cases sua sponte for failure to prosecute or for 24 failure to comply with a court order under Federal Rule of Civil Procedure 41(b). 25 Hells Canyon Pres. Council v. U.S. Forest Serv., 403 F.3d 683, 689 (9th Cir. 2005); 26 see also Link v. Wabash R.R. Co., 370 U.S. 626, 629–30 (1962) (holding that the 27 court has “inherent power” to dismiss cases sua sponte for lack of prosecution). 28 Unless the Court states otherwise, a dismissal under Rule 41(b) operates as an 1 adjudication on the merits. Fed. R. Civ. P. 41(b). “Dismissal is a harsh penalty and 2 is to be imposed only in extreme circumstances.” In re: Phenylpropanolamine 3 (PPA) Prods. Liab. Litig., 460 F.3d 1217, 1226 (9th Cir. 2006) (quoting Malone v. 4 USPS, 833 F.2d 128, 130 (9th Cir. 1987)). 5 “A Rule 41(b) dismissal ‘must be supported by a showing of unreasonable 6 delay.’” Omstead v. Dell, 594 F.3d 1081, 1084 (9th Cir. 2010) (quoting Henderson 7 v. Duncan, 779 F.2d 1421, 1423 (9th Cir. 1986)). In addition, the court must weigh 8 the following factors in determining whether a Rule 41(b) dismissal is warranted: 9 “(1) the public’s interest in expeditious resolution of litigation; (2) the court’s need 10 to manage its docket; (3) the risk of prejudice to the defendants/respondents; (4) the 11 availability of less drastic alternatives; and (5) the public policy favoring disposition 12 of cases on their merits.” Pagtalunan v. Galaza, 291 F.3d 639, 642 (9th Cir. 2002). 13 The Ninth Circuit will “affirm a dismissal where at least four factors support 14 dismissal, or where at least three factors strongly support dismissal.” Dreith v. Nu 15 Image, Inc., 648 F.3d 779, 788 (9th Cir. 2011) (quoting Yourish v. Cal. Amplifier, 16 191 F.3d 983, 990 (9th Cir. 1999)). Finally, “in order to warrant a sanction of 17 dismissal, the party’s violations of the court’s orders must be due to wilfulness or 18 bad faith.” Id. 19 20 III. DISCUSSION 21 A. The Public’s Interest in Expeditious Resolution and the Court’s 22 Need to Manage Its Docket 23 The first and second factors (the public’s interest in expeditious resolution of 24 litigation and the Court’s need to manage its docket)1 weigh in favor of dismissal. 25 “Orderly and expeditious resolution of disputes is of great importance to the rule of 26 law.” In re: Phenylpropanolamine, 460 F.3d at 1227. “The public’s interest in 27 1 The first two factors usually are reviewed together “to determine if there is an 28 unreasonable delay.” In re Eisen, 31 F.3d 1447, 1452 (9th Cir. 1994). 1 expeditious resolution of litigation always favors dismissal.” Pagtalunan, 291 F.3d 2 at 642 (quoting Yourish, 191 F.3d at 990). In addition, district courts “have an 3 inherent power to control their dockets,” In re: Phenylpropanolamine, 460 F.3d at 4 1227 (quoting Thompson v. Hous. Auth. of L.A., 782 F.2d 829, 831 (9th Cir. 1986)), 5 and “are best suited to determine when delay in a particular case interferes with 6 docket management and the public interest.” Yourish, 191 F.3d at 990 (quoting Ash 7 v. Cvetkov, 739 F.2d 493, 496 (9th Cir. 1984)). 8 Plaintiff has failed to file a FAC or otherwise comply with the Order, has 9 failed to respond to the OSC, and has not participated in this lawsuit since March 10 22, 2023. The Court concludes that Plaintiff’s inaction and lack of communication 11 with the Court constitute willful unreasonable delay. See, e.g., Thomas v. Maricopa 12 Cnty. Jail, 265 F. App’x. 606, 607 (9th Cir. 2008) (holding that district court did 13 not abuse its discretion by dismissing pro se prisoner lawsuit for failure to respond 14 to a court order for almost three months). Plaintiff’s noncompliance also interferes 15 with the public’s interest in the expeditious resolution of this litigation and hinders 16 the Court’s ability to manage its docket. See In re: Phenylpropanolamine, 460 F.3d 17 at 1227 (“[The Ninth Circuit] defer[s] to the district court’s judgment about when a 18 delay becomes unreasonable ‘because it is in the best position to determine what 19 period of delay can be endured before its docket becomes unmanageable.”) (quoting 20 In re Eisen, 31 F.3d at 1451)). The first and second factors favor dismissal. 21 22 B. Risk of Prejudice to Defendants 23 The third factor (risk of prejudice to the defendants) also weighs in favor of 24 dismissal. “A defendant suffers prejudice if the plaintiff’s actions impair the 25 defendant’s ability to go to trial or threaten to interfere with the rightful decision of 26 the case.” In re: Phenylpropanolamine, 460 F.3d at 1227 (quoting Adriana Int’l 27 Corp. v. Thoeren, 913 F.2d 1406, 1412 (9th Cir. 1990)). “The law also presumes 28 prejudice from unreasonable delay.” Id. The risk of prejudice to a defendant is 1 related to a plaintiff’s reason for failure to prosecute an action. Pagtalunan, 291 2 F.3d at 642. “Whether prejudice is sufficient to support an order of dismissal is in 3 part judged with reference to the strength of the plaintiff’s excuse for the default.” 4 Malone, 833 F.2d at 131. 5 Here, Plaintiff has failed to file a FAC or otherwise comply with the Order, 6 and has failed to respond to the OSC. Indeed, Plaintiff has not participated in this 7 lawsuit since March 22, 2023. As “a presumption of prejudice arises from the 8 plaintiff’s unexplained failure to prosecute,” the third factor favors dismissal. 9 Hernandez v. City of El Monte, 138 F.3d 393, 400 (9th Cir. 1998). 10 11 C. Availability of Less Drastic Alternatives 12 The fourth factor (the availability of less drastic alternatives) also supports 13 dismissal. “The district court need not exhaust every sanction short of dismissal 14 before finally dismissing a case, but must explore possible and meaningful 15 alternatives.” Henderson, 779 F.2d at 1424. 16 The Court considered and implemented less drastic alternatives prior to 17 dismissal. The Court twice warned Plaintiff that failure to respond to the Court’s 18 orders would result in a recommendation that the action be dismissed for failure to 19 prosecute and/or failure to comply with Court orders pursuant to Federal Rule of 20 Civil Procedure 41(b). See In re: Phenylpropanolamine, 460 F.3d at 1229 21 (“Warning that failure to obey a court order will result in dismissal can itself meet 22 the ‘consideration of alternatives’ requirement.”). The Court also extended 23 Plaintiff’s deadline to file a FAC or otherwise respond to the Order from May 15, 24 2023 to July 6, 2023. See Ferdik v. Bonzelet, 963 F.2d 1258, 1262 (9th Cir. 1992) 25 (holding that the district court’s allowance of an additional thirty days for plaintiff 26 to file an amended complaint was an attempt at a less drastic sanction). The fourth 27 factor weighs in favor of dismissal. 28 /// 1 D. Public Policy Favoring Disposition on the Merits 2 As to the fifth factor, “[p]ublic policy favors disposition of cases on the 3 merits.” Pagtalunan, 291 F.3d at 643. However, “a case that is stalled or 4 unreasonably delayed by a party’s failure to comply with deadlines . . . cannot move 5 toward resolution on the merits.” In re: Phenylpropanolamine, 460 F.3d at 1228. 6 Thus, “this factor lends little support to a party whose responsibility it is to move a 7 case towards disposition on the merits but whose conduct impedes progress in that 8 direction.” Id. (internal quotation marks omitted). The case has been stalled by 9 Plaintiff’s failure to file a FAC or otherwise comply with the Order, and failure to 10 respond to the OSC. Still, the public policy favoring the resolution of disputes on 11 the merits is strong and, under the circumstances, outweighs Plaintiff’s 12 noncompliance and inaction. 13 14 E. Dismissal Without Prejudice 15 In summary, Plaintiff’s failures—to file a FAC or otherwise comply with the 16 Order, respond to the OSC, and otherwise participate in this lawsuit since March 17 22, 2023—constitute willful unreasonable delay. Four of the Rule 41(b) dismissal 18 factors weigh in favor of dismissal, whereas only one factor weighs against 19 dismissal. “While the public policy favoring disposition of cases on their merits 20 weighs against [dismissal], that single factor is not enough to preclude imposition 21 of this sanction when the other four factors weigh in its favor.” Rio Props., Inc. v. 22 Rio Int’l Interlink, 284 F.3d 1007, 1022 (9th Cir. 2002). The Court concludes that 23 dismissal of this action for failure to prosecute and to comply with Court orders is 24 warranted, but, consistent with Rule 41(b) and this Court’s exercise of its 25 discretion, the dismissal is without prejudice. 26 /// 27 /// 28 /// 1 | IV. CONCLUSION 2 IT THEREFORE IS ORDERED that this lawsuit is DISMISSED without 3 |) prejudice. No further filings shall be accepted under this case number. 4 _—. 6 || DATED: August 10, 2023 7 SHERILYN PEACE GA” UNITED STATES DISTRICT JUDGE 8 || Presented by: 9 . 10 1 4 STATES MAGISTRATE JUDGE 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28