Albert H. Carter v. W.J. Estelle, Jr., Director, Texas Department of Corrections

691 F.2d 777, 1982 U.S. App. LEXIS 23958
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 18, 1982
Docket80-1981
StatusPublished
Cited by25 cases

This text of 691 F.2d 777 (Albert H. Carter v. W.J. Estelle, Jr., Director, Texas Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Albert H. Carter v. W.J. Estelle, Jr., Director, Texas Department of Corrections, 691 F.2d 777, 1982 U.S. App. LEXIS 23958 (5th Cir. 1982).

Opinion

ON PETITION FOR REHEARING AND SUGGESTION FOR REHEARING EN BANC

Before POLITZ and RANDALL, Circuit Judges, and PARKER * , District Judge.

RANDALL, Circuit Judge:

On petition for panel rehearing and rehearing en banc, the State of Texas has asked us to reconsider our panel holding, 677 F.2d 427 (5th Cir. 1982), in the light of the Supreme Court’s recent decision in Tibbs v. Florida, - U.S. -, 102 S.Ct. 2211, 72 L.Ed.2d 652 (1982).' We are in agreement with the State that Tibbs has had a significant impact in the law of double jeopardy. As a result, we take this opportunity to modify several statements made in our earlier opinion in the light of Tibbs. However, as we show infra, the result in the case remains unchanged, and we reaffirm our conclusion that a writ of *778 habeas corpus was properly granted by the district court, 499 F.Supp. 777, in this case.

The byzantine procedural history of the case is dwelt upon in considerable detail in our panel opinion and will not be repeated here. Suffice it to say that petitioner Carter was indicted for and convicted of embezzlement in 1972, his conviction was reversed by the Texas Court of Criminal Appeals in 1974, Carter v. State, 510 S.W.2d 323 (Tex.Cr.App.1974), and he was subsequently reindicted, tried, and convicted in the same year. Carter then filed one of his many habeas corpus petitions in federal court, claiming that his 1974 conviction was barred by double jeopardy because the 1972 conviction had been reversed for evidentiary insufficiency. We held that Carter’s habeas petition met the requirements of the exhaustion doctrine 1 and agreed that his 1974 reconviction violated the rule of Burks v. United States, 437 U.S. 1, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978), and Greene v. Massey, 437 U.S. 19, 98 S.Ct. 2151, 57 L.Ed.2d 15 (1978). Relying on our recent decision in Bullard v. Estelle, 665 F.2d 1347 (5th Cir. 1981), cert. granted, - U.S. -, 102 S.Ct. 2927, 73 L.Ed.2d 1328 (1982), we concluded that the 1978 decisions in Burks and Greene applied retroactively to the 1974 conviction and affirmed the district court’s grant of habeas relief.

On June 7,1982, a week after our opinion was issued, the Supreme Court decided Tibbs, and held that although reversals by an appellate court for evidentiary insufficiency continue to create a double jeopardy bar under Burks, reversal of a conviction because it was against the weight of the evidence does not preclude retrial. The State of Texas now claims that the reversal of Carter’s conviction was based on the weight and not the insufficiency of the evidence, and hence that Burks is inapplicable. 2

It is perhaps an inevitable consequence of Tibbs that unsuccessful prosecutors will be tempted to recast every reversal for evidentiary insufficiency by an appellate court as a reversal based on weight so as to gain the “second bite at the apple,” Bullard, supra, at 1362, forbidden them by the Constitution. But the Supreme Court’s opinion in Tibbs itself makes clear that this strategy will meet with only limited success:

[Tjrial and appellate judges commonly distinguish between the weight and sufficiency of the evidence. We have no reason to believe that today’s decision will erode the demonstrated ability of judges to distinguish legally insufficient evidence from evidence that rationally supports a verdict.

- U.S. at -, 102 S.Ct. at 2220 (footnote omitted).

The Supreme Court earlier in the opinion had itself given a succinct explanation of the difference between the two standards:

A conviction rests upon insufficient evidence when, even after viewing the evidence in the light most favorable to the prosecution, no rational factfinder could have found the defendant guilty beyond a reasonable doubt. A reversal based on the weight of the evidence, on the other hand, draws the appellate court into ques *779 tions of credibility. The “weight of the evidence” refers to “a determination [by] the trier of fact that a greater amount of credible evidence supports one side of an issue or cause than the other.”

Id. at -, 102 S.Ct. at 2216 (quoting Tibbs v. State, 397 So.2d 1120, 1123 (Fla.1981) (Tibbs II)).

Burks v. United States and Greene v. Massey carved a narrow exception from the understanding that a defendant who successfully appeals a conviction is subject to retrial. In those cases, we held that the Double Jeopardy Clause precludes retrial “once the reviewing court has found the evidence legally insufficient” to support conviction. Burks, supra, [437 U.S.] at 18, 98 S.Ct., at 2150; Greene, supra, [437 U.S.] at 24, 98 S.Ct., at 2154. This standard, we explained, “means that the government’s case was so lacking that it should not have even been submitted to the jury.” Burks, supra, [437 U.S.] at 16, 98 S.Ct., at 2149 (emphasis original).

Id. - U.S. at -, 102 S.Ct. at 2217.

A reversal on [the] ground [that the verdict is against the great weight of the evidence], unlike a reversal based on insufficient evidence, does not mean that acquittal was the only proper verdict. Instead, the appellate court sits as a “thirteenth juror” and disagrees with the jury’s resolution of the conflicting testimony. This difference of opinion no more signifies acquittal than does a disagreement among the jurors themselves.

Id. at -, 102 S.Ct. at 2218.

The Supreme Court then considered the reversal of the first conviction in Tibbs v. State, 337 So.2d 788 (Fla.1976) (Tibbs I), and decided whether it rested on lack of weight or sufficiency.

A close reading of Tibbs I suggests that the Florida Supreme Court overturned Tibbs’ conviction because the evidence, although sufficient to support the jury’s verdict, did not fully persuade the court of Tibbs’ guilt. The plurality based its review on a Florida rule directing the court in capital cases to “review the evidence to determine if the interests of justice require a new trial, whether the insufficiency of the evidence is a ground of appeal or not”....

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Bluebook (online)
691 F.2d 777, 1982 U.S. App. LEXIS 23958, Counsel Stack Legal Research, https://law.counselstack.com/opinion/albert-h-carter-v-wj-estelle-jr-director-texas-department-of-ca5-1982.