Alan Barnett v. Commonwealth of Kentucky

CourtCourt of Appeals of Kentucky
DecidedFebruary 9, 2023
Docket2021 CA 001452
StatusUnknown

This text of Alan Barnett v. Commonwealth of Kentucky (Alan Barnett v. Commonwealth of Kentucky) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alan Barnett v. Commonwealth of Kentucky, (Ky. Ct. App. 2023).

Opinion

RENDERED: FEBRUARY 10, 2023; 10:00 A.M. NOT TO BE PUBLISHED

Commonwealth of Kentucky Court of Appeals

NO. 2021-CA-1452-MR

ALAN BARNETT APPELLANT

APPEAL FROM KENTON CIRCUIT COURT v. HONORABLE PATRICIA M. SUMME, JUDGE ACTION NO. 14-CR-00375

COMMONWEALTH OF KENTUCKY APPELLEE

OPINION AFFIRMING

** ** ** ** **

BEFORE: CETRULO, DIXON, AND TAYLOR, JUDGES.

CETRULO, JUDGE: Appellant Alan Barnett (“Barnett”), pro se, appeals an order

of the Kenton Circuit Court denying his motion to vacate a judgment of conviction.

Upon review, we affirm. I. Factual and Procedural History

In 2016, Barnett pled guilty to sodomy in the first degree and was

sentenced to 17 years of imprisonment. In August 2021, more than four years after

his final judgment, Barnett filed a CR1 60.02 motion to vacate his judgment due to

ineffective assistance of counsel. More specifically, Barnett argued that his legal

counsel, a public defender, failed to disclose the extent of her caseload to him,

thereby perpetrating a fraud upon the proceedings. In November 2021, the trial

court denied Barnett’s motion,2 holding: 1) it was not filed within a reasonable

time; 2) his claims of ineffective assistance of counsel should have been raised by

an RCr3 11.42 motion instead of a CR 60.02 motion; and 3) his assertions of fraud

failed because he did not present sufficient evidence to support the claim.

Thereafter, Barnett appealed.

II. Standard of Review

We review the denial of a CR 60.02 motion for abuse of discretion.

Young v. Richardson, 267 S.W.3d 690, 697 (Ky. App. 2008). “The test for abuse

1 Kentucky Rule of Civil Procedure. 2 The order on appeal states that the motion to vacate his judgment was brought “pursuant to CR 60.02 or 60.03 and the Eighth and Fourteenth Amendments to the United States Constitution[,]” but the order itself only specifically addresses CR 60.02. 3 Kentucky Rule of Criminal Procedure.

-2- of discretion is whether the trial judge’s decision was arbitrary, unreasonable,

unfair, or unsupported by sound legal principles.” Id. (citation omitted).

III. Analysis

On appeal, Barnett’s line of reasoning is chaotic, but he repeats

essentially the same argument presented to the lower court. He contends that his

legal representation was not effective because she did not disclose her caseload to

him and they “never entered into a meeting of the minds.” He argues that this

amounted to a “constructive fraud” upon the proceedings. However, Barnett gives

no specific facts or evidence to support his argument and seems to be under the

mistaken belief that none is required.4 For example, he does not explain how his

attorney’s caseload affected his representation; he does not state any errors she

made or poor guidance she gave him; nor does he challenge the specific legal

conclusions reached by the trial court in the order on appeal. Limiting our review

to the order on appeal, we address Barnett’s arguments within the confines of

CR 60.02,5 as did the circuit court. D.W. Wilburn, Inc. v. H&H Painting, LLC, 648

S.W.3d 687, 693 (Ky. App. 2022) (citing Fischer v. Fischer, 197 S.W.3d 98, 102

4 His appellate brief states he is “not required to show any evidence other than it was so procured.” 5 CR 60.02, states, in pertinent part, “On motion a court may, upon such terms as are just, relieve a party or his legal representative from its final judgment, order, or proceeding upon the following grounds: . . . (d) fraud affecting the proceedings, other than perjury or falsified evidence; . . . . The motion shall be made within a reasonable time[.]”

-3- (Ky. 2006) (“An appellate court is without authority to review issues not raised in

or decided by the trial court.”)).

When the circuit court denied Barnett’s motion to vacate his

judgment, its analysis, in part, was as follows:

“CR 60.02 allows appeals based upon claims of error ‘that were unknown and could not have been known to the moving party by exercise of reasonable diligence and in time to have been otherwise presented to the court.’” Sanders v. Commonwealth, 339 S.W.3d 427, 437 (Ky. 2011) (quoting Young v. Edward Technology Group, Inc., 918 S.W.2d 229, 231 (Ky. App. 1995)). “The movant must demonstrate why he is entitled to this special, extraordinary relief.” Gross v. Commonwealth, 648 S.W.2d 853, 856 (Ky. 1983). “The relief is extreme, limited, and reserved for those times when justice itself requires an avenue for the plight endured by the aggrieved party.” [Meece v. Commonwealth, 529 S.W.3d 281, 285 (Ky. 2017) (citation omitted)].

A motion such as this one is required by the rule to be brought “within a reasonable time.” “What constitutes a reasonable time in which to move to vacate a judgment under CR 60.02 is a matter that addresses itself to the discretion of the trial court.” [Gross, 648 S.W.2d at 858]. The Kentucky Court of Appeals has held that “four years after he entered his guilty plea, was untimely.” Reyna v. Commonwealth, 217 S.W.3d 274, 276 (Ky. App. 2007). While this does not mean that four years under any circumstances must be held to be untimely, this court finds that in this case the motion has not been brought within a reasonable time.

Additionally, “a defendant who is in custody under sentence or on probation, parole or conditional discharge, is required to avail himself of RCr 11.42 as to any ground of which he is aware, or should be aware, during the

-4- period when the remedy is available to him. [CR] 60.02 is not intended merely as an additional opportunity to relitigate the same issues which could ‘reasonably have been presented’ by direct appeal or RCr 11.42 proceedings.” McQueen v. Commonwealth, 948 S.W.2d 415, 416 (Ky. 1997). [Barnett’s] allegation that the caseload of his defense counsel was unduly high should have been presented pursuant to a motion pursuant to RCr 11.42 asserting ineffective assistance of counsel. CR 60.02 does not afford a remedy for the reasons presented.

Furthermore, [Barnett] has not presented sufficient evidence to support his claim of alleged fraud on the part of his counsel or of the Department of Public Advocacy which would have rendered the judgment void because of such fraud. “CR 60.02 requires extrinsic fraud or fraud upon the court. . . . Fraud upon the court is that species of fraud which does or attempts to subvert the integrity of the court itself. Such fraud has been construed to include only the most egregious conduct, such as bribery of a judge or a member of the jury, evidence fabrication, and improper attempts to influence the court by counsel. Generally, fraud between the parties, without more, does not rise to the level of fraud upon the court. . . . Further, extrinsic fraud does not include fraudulent representations or concealments made during court proceedings.” Goldsmith v. Fifth Third Bank, 297 S.W.3d 898, 904 [] (Ky. App.

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Related

Fischer v. Fischer
197 S.W.3d 98 (Kentucky Supreme Court, 2006)
Reyna v. Commonwealth
217 S.W.3d 274 (Court of Appeals of Kentucky, 2007)
McQueen v. Commonwealth
948 S.W.2d 415 (Kentucky Supreme Court, 1997)
Young v. Richardson
267 S.W.3d 690 (Court of Appeals of Kentucky, 2008)
Goldsmith v. Fifth Third Bank
297 S.W.3d 898 (Court of Appeals of Kentucky, 2009)
Gross v. Commonwealth
648 S.W.2d 853 (Kentucky Supreme Court, 1983)
Young v. Edward Technology Group, Inc.
918 S.W.2d 229 (Court of Appeals of Kentucky, 1995)
Sanders v. Commonwealth
339 S.W.3d 427 (Kentucky Supreme Court, 2011)
William Harry Meece v. Commonwealth of Kentucky
529 S.W.3d 281 (Kentucky Supreme Court, 2017)

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Bluebook (online)
Alan Barnett v. Commonwealth of Kentucky, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alan-barnett-v-commonwealth-of-kentucky-kyctapp-2023.