Alabama State Bar v. Caffey

938 So. 2d 942, 2006 WL 574409
CourtSupreme Court of Alabama
DecidedMarch 10, 2006
Docket1040527 and 1040637
StatusPublished
Cited by8 cases

This text of 938 So. 2d 942 (Alabama State Bar v. Caffey) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alabama State Bar v. Caffey, 938 So. 2d 942, 2006 WL 574409 (Ala. 2006).

Opinion

938 So.2d 942 (2006)

ALABAMA STATE BAR
v.
Sherryl Snodgrass CAFFEY
Sherryl Snodgrass Caffey
v.
Alabama State Bar.

1040527 and 1040637.

Supreme Court of Alabama.

March 10, 2006.

*943 J. Anthony McLain, gen. counsel, and Robert E. Lusk, Jr., asst. gen. counsel, Alabama State Bar, for appellant/cross-appellee Alabama State Bar.

Sherryl Snodgrass Caffey, pro se.

SEE, Justice.

The Alabama State Bar appeals from an order of the Board of Disciplinary Appeals of the Alabama State Bar ("the Board of Appeals") reversing a summary judgment entered by the Disciplinary Board of the Alabama State Bar against Sherryl Snodgrass Caffey, finding that she had violated the Alabama Rules of Professional Conduct and remanding the case for further proceedings before the Disciplinary Board; Caffey cross-appeals. We affirm.

Facts and Procedural History

Caffey was admitted to the Alabama State Bar ("State Bar") in September 1989. On March 24, 2000, the Limestone Circuit Court declared a mistrial in a criminal case in which Caffey represented the defendant. After the trial court declared a mistrial, the judge found Caffey to be in contempt of court. The contempt order reads, in part:

"It is the Order of this Court that the defense attorney in the above-styled matter, . . . Caffey, has continued to conduct herself in such a manner before this Court that her actions constitute a clear contempt of this Court. It is the findings of the undersigned that . . . Caffey has been disrespectful and contemptuous in her manner toward the Court and before a duly impaneled jury in such a way as to diminish and impair the respect due to judicial tribunals and further to interrupt the due course of this trial. The actions of . . . Caffey have been committed in open court, in the presence of the Judge, and were observed in the court setting and transcribed by the Official Court Reporter."

*944 The trial court sentenced Caffey to five days in the Limestone County jail and imposed a fine of $100. Caffey appealed the contempt order to the Court of Criminal Appeals; that court affirmed the trial court's order without an opinion. Caffey v. State (No. CR-99-1304), 814 So.2d 1017 (Ala.Crim.App.2000) (table). Caffey petitioned this Court for a writ of certiorari to review the decision of the Court of Criminal Appeals. This Court denied her petition. Ex parte Caffey (No. 1990573), 787 So.2d 724 (Ala.2000) (table).

In April 2000, Brian Jones, the prosecuting attorney in the criminal case resulting in Caffey's contempt charge, filed a grievance with the State Bar, reporting Caffey's alleged professional misconduct during the trial. The State Bar assigned the grievance to the local grievance committee, the Huntsville-Madison County Bar Association grievance committee, for investigation pursuant to Rule 12(b), Ala. R. Disc. P. ("[a] local grievance committee . . . shall have the right to investigate an allegation or complaint of misconduct"). In June 2002, after more than two years had passed and the local grievance committee had not completed its investigation, the General Counsel for the State Bar asked the local grievance committee to return Caffey's file to the State Bar,[1] pursuant to Rule 7(b), Ala. R. Disc. P. ("A local grievance committee shall make available any file of a complaint or investigation to the General Counsel [of the State Bar] within fourteen (14) days of receipt of a written request for such information by the General Counsel."). On June 30, 2002, the local grievance committee returned Caffey's file to the State Bar.

On May 1, 2003, the State Bar filed formal charges against Caffey with the Disciplinary Board of the State Bar[2] alleging that Caffey had violated Rules 3.1(a), 3.2, 3.5(c), 8.4(a), 8.4(d), and 8.4(g) of the Alabama Rules of Professional Conduct.[3] Caffey answered the formal charges, and the Disciplinary Board set the matter for a hearing.

The State Bar moved the Disciplinary Board for a summary judgment, pursuant to Rule 56, Ala. R. Civ. P.[4] Caffey opposed the summary-judgment motion and, in support of her opposition, submitted affidavits[5] and the entire trial transcript from the criminal trial in which she had been found guilty of contempt. The disciplinary hearing officer ordered Caffey "to specifically address whether a finding of criminal *945 contempt affirmed by the Court of Criminal Appeals establishes a violation of the Rules of Professional Conduct alleged by the State Bar." Caffey responded to the hearing officer's order by filing a supplemental brief and a motion to dismiss the charges against her. Caffey argued in her supplemental brief that a finding of criminal contempt does not per se constitute a violation of the Alabama Rules of Professional Conduct.

On November 21, 2003, the parties orally argued their motions. On December 3, 2003, the hearing officer issued an order finding Caffey guilty of all charges and granting the State Bar's summary-judgment motion. The hearing officer concluded that "there is no dispute as to any material fact that Caffey's conduct violated the [R]ules of [P]rofessional [C]onduct relied upon by the State Bar and therefore the State Bar is entitled to a judgment as a matter of law."

The Disciplinary Board held a hearing for the sole purpose of determining Caffey's punishment. At that hearing, Caffey and the State Bar presented evidence of aggravating circumstances and mitigating circumstances. After the hearing, the Disciplinary Board entered a report and order suspending Caffey's Alabama license to practice law for 45 days; the 45-day suspension was to convert to a 2-year period of probation after Caffey had served a 7-day suspension. As a condition of her probation, Caffey was also required to furnish an unconditional written apology to the Limestone Circuit Court judge who had presided over the criminal trial and, within six months, to participate in a course on professionalism approved by the State Bar.

Caffey appealed the Disciplinary Board's decision to the Board of Appeals. The Board of Appeals reversed the Disciplinary Board's summary judgment in favor of the State Bar and remanded the case for the Disciplinary Board to conduct a hearing to adjudicate the formal charges against Caffey and, if necessary, to assess punishment. The Board of Appeals stated that "[t]he finality of the contempt order does not, however, per se equate to a violation of the Rules of Professional Responsibility made the basis of the formal charges." The Board of Appeals further stated that "while Caffey can offer a defense regarding the elements of the formal charges, she is bound by, and cannot challenge, the final order finding her in contempt." The State Bar appeals; Caffey cross-appeals.

Standard of Review

"[A]ll . . . legal conclusions in the final order of the Board of Appeals present questions of law to us. This Court reviews questions of law de novo." Tipler v. Alabama State Bar, 866 So.2d 1126, 1137 (Ala. 2003).

Analysis

The Board of Appeals remanded Caffey's case to the Disciplinary Board for a "full hearing." Because we affirm the Board of Appeals' decision, we pretermit discussion of Caffey's arguments that the Disciplinary Board violated her due-process rights in the first proceeding.[6]

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Cite This Page — Counsel Stack

Bluebook (online)
938 So. 2d 942, 2006 WL 574409, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alabama-state-bar-v-caffey-ala-2006.