Ala. Disabil. Advoc. Prog. v. Tarwater Dev. Cntr.

894 F. Supp. 424
CourtDistrict Court, M.D. Alabama
DecidedJuly 6, 1995
DocketCiv. A. No. 95-T-383-N
StatusPublished

This text of 894 F. Supp. 424 (Ala. Disabil. Advoc. Prog. v. Tarwater Dev. Cntr.) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ala. Disabil. Advoc. Prog. v. Tarwater Dev. Cntr., 894 F. Supp. 424 (M.D. Ala. 1995).

Opinion

894 F.Supp. 424 (1995)

ALABAMA DISABILITIES ADVOCACY PROGRAM, etc., Plaintiff,
v.
J.S. TARWATER DEVELOPMENTAL CENTER, etc., et al., Defendants.

Civ. A. No. 95-T-383-N.

United States District Court, M.D. Alabama, Northern Division.

July 6, 1995.

*425 *426 William F. Addison, Addison, Vickers, Howell & Talkington, L.L.C., Montgomery, AL and Victoria Ann Farr, Alabama Disabilities Advocacy Program, Tuscaloosa, AL, for plaintiff.

June O. Lynn and G.R. (Rick) Trawick, Dept. of Mental Health & Mental Retardation, Montgomery, AL, for defendants.

MEMORANDUM OPINION

MYRON H. THOMPSON, Chief Judge.

In this lawsuit, plaintiff Alabama Disabilities Advocacy Program claims that state mental health officials have refused to release to it the records of two deceased former residents of one of the state's mental health facilities in violation of the Developmental Disabilities Assistance and Bill of Rights Act, 42 U.S.C.A. §§ 6000-6083 (West Supp.1995). For the reasons stated below, the court holds that the Advocacy Program is entitled to the records.

I. FACTUAL AND STATUTORY BACKGROUND

The Advocacy Program received an anonymous telephone call questioning the circumstances of the deaths of two residents of the J.S. Tarwater Developmental Center, a state-operated institution for the mentally retarded. A transcript of the anonymous telephone call regarding the two residents, known as G.A. and M.V., reads as follows:

"Ugh yes I'm calling in regard to the Wyatt vs. Hanan Lawsuit. Let me put a bug in your ear this is for the lawyer's representing Wyatt. We had two deaths at Tarwater; one of them was a gentlemen named G[.]A[.] He was exposed to the cold weather and died two days later of pneumonia. He was forced to go down to programming. He was not dressed for it plus he was very, very sick at the time he went. Now there is a video tape that exists of his being sick but ugh it is my understanding the ugh administration at Tarwater has confiscated the video. If you people act very quickly you might actually get some action taken because ugh there ugh whatchacallit the administration at Tarwater are being very very careful. There covering this thing up big time. You want to act now. I suggest you check up on G[.]A[.] death and ugh the fact that he was exposed to the cold weather, he was taken to the hospital on Thursday with hyperthermic conditions and died two days later. Also a week, not less that a week later M[.]V[.] died. You need to check that one out. That was also one of these strange situations. Anyway Good luck."[1]

The deaths of G.A. and M.V. have since been verified.[2]

The Advocacy Program requested that state officials release to it the records of those two residents. When that request was refused, the Program initiated this lawsuit requesting, pursuant to the Developmental Disabilities Act, that the court order the following defendants to release the records: the J.S. Tarwater Developmental Center, its director, and its custodian of records, and the Alabama Department of Mental Health and Mental Retardation, its commissioner, its associate commissioner, and its custodian of records.

Under the Developmental Disabilities Act, states receive certain federal assistance only if they have a "system" in place "to protect and advocate the rights of individuals with developmental disabilities." 42 U.S.C.A. § 6042(a)(1) (West Supp.1995). In particular, the system, which in Alabama is the Advocacy Program, has "the authority to investigate incidents of abuse and neglect of individuals with developmental disabilities if the incidents are reported to the system or if there is probable cause to believe that the *427 incidents occurred." 42 U.S.C.A. § 6042(a)(2)(B) (West Supp.1995).

The Developmental Disabilities Act also indicates circumstances that entitle the Advocacy Program to access records. For instance, the Act allows the Program access to the records of "any individual with developmental disabilities,"

"(I) who, by reason of such individual's mental or physical condition, is unable to authorize the system to have such access;
"(II) who does not have a legal guardian, conservator, or other legal representative, or for whom the legal guardian is the State; and
"(III) with respect to whom a complaint has been received by the system or with respect to whom as a result of monitoring or other activities there is probable cause to believe that such individual has been subject to abuse or neglect."

42 U.S.C.A. § 6042(a)(2)(I)(ii) (West Supp. 1995).

II. STANDING

The court first turns to the preliminary issue of standing, which is used to determine "whether the litigant is entitled to have the court decide the merits of the dispute or of particular issues." Warth v. Seldin, 422 U.S. 490, 498, 95 S.Ct. 2197, 2205, 45 L.Ed.2d 343 (1975). The Supreme Court has held that standing is constitutionally mandated by Article III's case-or-controversy requirement. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560, 112 S.Ct. 2130, 2136, 119 L.Ed.2d 351 (1992). The Advocacy Program argues that it has standing both on its own behalf and on behalf of individuals with developmental disabilities. Because the Advocacy Program has standing on its own behalf, it is unnecessary to determine representative capacity standing. Further, although the Advocacy Program argues that it need not show injury to its interests to sue on its own behalf, the court bases its holding on a finding of injury and does not reach the question of whether the statute requires a showing of injury.

To establish standing, a litigant must show: (1) "injury in fact," meaning the invasion of a legally-protected interest which is concrete, particularized, actual, and imminent; (2) "a causal relationship between the injury and the challenged conduct"; and (3) "a likelihood that the injury will be redressed by a favorable decision." Northeastern Florida Chapter of Assoc'd Gen. Contractors of Am. v. City of Jacksonville, ___ U.S. ___, ___, 113 S.Ct. 2297, 2302, 124 L.Ed.2d 586 (1993); accord Lujan, 504 U.S. at 560-61, 112 S.Ct. at 2136.

Based on the statutory scheme, the Advocacy Program has standing to bring a lawsuit requesting records. First, the Developmental Disabilities Act gives the Advocacy Program authority to investigate abuses as well as the right to receive records under certain circumstances. If the Program is denied records, it suffers a direct injury to its statutory interest in investigating abuses, to the extent that such an investigation entails examining records, and to its statutory interest in the records themselves. This is a perfect example of a legally-protected interest which is concrete, particularized, actual, and imminent. Second, there is a direct relationship between the Advocacy Program's inability to investigate and access the records and the defendants' conduct in denying access to the records. Third, a favorable decision by the court requiring the defendants to turn over the requested records would redress the injury. Accordingly, the court concludes that the Advocacy Program meets the standing requirements.

III. DISCUSSION

This is a lawsuit about whether the Advocacy Program is entitled to access to records for the purpose of conducting an independent investigation into the deaths of G.A. and M.V.

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