A.L. v. Eichman
This text of 376 F. Supp. 3d 547 (A.L. v. Eichman) is published on Counsel Stack Legal Research, covering District Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Nora Barry Fischer, United States District Judge
I. Introduction
Pending before the Court are the parties' cross-motions for summary judgment on the issue of whether Defendant Adelaide L. Eichman, M.D., is a state actor under
II. Background
This matter arises from allegations of child abuse made against Plaintiffs A.L. and S.W. Plaintiffs filed this action on March 22, 2017, against Dr. Eichman and three other Defendants, Allegheny County, Andrew Fleming and Anjelica Salih, under
Following discussion at a post-fact discovery status conference, the parties agreed to proceed to summary judgment on the issue of whether Dr. Eichman is a state actor. Accordingly, the parties filed their cross motions for summary judgment and supporting briefs on June 15, 2018, *550followed by responses in opposition, replies and sur-replies to same. (Docket Nos. 57-61, 63-66, 68, 70-73). On September 7, 2018, the Court held oral argument on the parties' cross-motions for summary judgment. (Docket No. 74). Each party subsequently submitted supplemental records and argument in support of their respective position, and the transcript of the oral argument was filed on October 1, 2018. (Docket Nos. 76, 77, 80). Accordingly, the matter is now ripe for disposition.
III. Relevant Facts 1
The Allegheny County Department of Human Services, Office of Children Youth and Families ("CYF") entered into a contract with Children's Hospital of Pittsburgh of the UPMC Health System ("CHP") for the period July 1, 2015 to June 30, 2016, pursuant to which CHP agreed to provide health services for children including comprehensive physical exams, intake or discharge exams, x-rays, treatment for injury and psychosocial assessments. (Docket No. 60-4 at 1, 49). The contract stated that CHP "shall also participate in investigations of child abuse and neglect [and] shall provide written reports and/or court testimony in Allegheny County Juvenile Court and Allegheny County Criminal Court." (Id. at 49).
According to the Annual Statement of the Child Advocacy Center ("CAC") at CHP, its mission is "to protect children and promote healthy families through excellence in assessment of child maltreatment, medical and social care for vulnerable children, collaboration with child-protection agencies [and] education and research." (Docket No. 60-3 at 2). The purposes of the CAC are "(a) to ensure that injured, vulnerable patients receive competent assessment for concerns of maltreatment and (b) to ensure that there are ongoing medical and social services for children who have been abused or are at risk of abuse." (Id. at 3). To these ends, CAC physicians are responsible for medical service, teaching, research and administrative leadership. (Id. ). The goals and objectives of the medical/clinical service include the following:
• To provide consultative services for children receiving care at Children's Hospital, including forensic medical and social evaluations of children who may be victims of child abuse or neglect. This service involves collaboration with other physicians on the medical staff, including specialists from trauma, neurosurgery, orthopaedics, radiology, ophthalmology, emergency medicine, behavioral health, and pediatrics.
• To work with professionals from community-based child-protection agencies and to support the judicial system in the protection of children. This includes providing objective medical information through consultative reports and legal testimony for (a) the judicial system, both in family court and criminal court settings; (b) professionals working in the Office of CYF; (c) law-enforcement agencies; and (d) the district attorney's offices.
• To provide pediatric medical care to vulnerable children in the child-protection system....
(Id. ) (emphasis added).
Dr. Eichman is listed in the CAC's Annual Statement as an Assistant Professor *551of Pediatrics, but she testified that she is not employed by the CAC. (Docket No. 60-3 at 3; Docket No. 60-6 at 57:16-17). Dr. Eichman is employed by University of Pittsburgh Physicians ("UPP"), which is a physician group affiliated with UPMC, and the University of Pittsburgh as a pediatrician and an assistant professor of pediatrics. (Docket No. 60-6 at 12:1-17, 57:16-17). Dr. Eichman is separately compensated by UPP and the University, and she does not receive any compensation from the CAC. (Id. at 17:11-13, 20:25-21:5).
As an educator, Dr. Eichman's responsibilities include teaching medical residents, as well as teaching and training for community physicians, caseworkers and judges. (Docket No. 60-6 at 21:6-17). Dr. Eichman does not receive any compensation when she teaches and trains caseworkers or judges, but sometimes a donation is made to the hospital. (Id. at 21:25-22:4).
As a clinician, Dr. Eichman's job responsibilities include working as an attending pediatrician with the CAC, which began on July 1, 2013. (Docket No. 60-6 at 11:1-2, 15:12-16, 16:18, 57:16-58:1). In that role, Dr. Eichman is a consultant who evaluates a child and offers recommendations to physicians on the various primary services at CHP, such as general pediatrics, neurology or trauma. (Id. at 44:5-10). As a medical consultant, Dr. Eichman evaluates whether or not a child has been abused or neglected, which includes performing a comprehensive physical examination of the child. (Id. at 79:9-80:8). Dr. Eichman testified that she does not investigate child abuse, as would a caseworker or a police officer. (Id. at 78:14-16). Nonetheless, as a pediatrician, Dr. Eichman is a mandated reporter,2 meaning that she is mandated to make a report to Child Protective Services ("CPS") if she has a reasonable suspicion of abuse or neglect. (Id. at 59:16-20).
Plaintiffs are the parents of two children, S.L.W. and D.W. (Docket No. 1 at ¶¶ 4-5).
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Nora Barry Fischer, United States District Judge
I. Introduction
Pending before the Court are the parties' cross-motions for summary judgment on the issue of whether Defendant Adelaide L. Eichman, M.D., is a state actor under
II. Background
This matter arises from allegations of child abuse made against Plaintiffs A.L. and S.W. Plaintiffs filed this action on March 22, 2017, against Dr. Eichman and three other Defendants, Allegheny County, Andrew Fleming and Anjelica Salih, under
Following discussion at a post-fact discovery status conference, the parties agreed to proceed to summary judgment on the issue of whether Dr. Eichman is a state actor. Accordingly, the parties filed their cross motions for summary judgment and supporting briefs on June 15, 2018, *550followed by responses in opposition, replies and sur-replies to same. (Docket Nos. 57-61, 63-66, 68, 70-73). On September 7, 2018, the Court held oral argument on the parties' cross-motions for summary judgment. (Docket No. 74). Each party subsequently submitted supplemental records and argument in support of their respective position, and the transcript of the oral argument was filed on October 1, 2018. (Docket Nos. 76, 77, 80). Accordingly, the matter is now ripe for disposition.
III. Relevant Facts 1
The Allegheny County Department of Human Services, Office of Children Youth and Families ("CYF") entered into a contract with Children's Hospital of Pittsburgh of the UPMC Health System ("CHP") for the period July 1, 2015 to June 30, 2016, pursuant to which CHP agreed to provide health services for children including comprehensive physical exams, intake or discharge exams, x-rays, treatment for injury and psychosocial assessments. (Docket No. 60-4 at 1, 49). The contract stated that CHP "shall also participate in investigations of child abuse and neglect [and] shall provide written reports and/or court testimony in Allegheny County Juvenile Court and Allegheny County Criminal Court." (Id. at 49).
According to the Annual Statement of the Child Advocacy Center ("CAC") at CHP, its mission is "to protect children and promote healthy families through excellence in assessment of child maltreatment, medical and social care for vulnerable children, collaboration with child-protection agencies [and] education and research." (Docket No. 60-3 at 2). The purposes of the CAC are "(a) to ensure that injured, vulnerable patients receive competent assessment for concerns of maltreatment and (b) to ensure that there are ongoing medical and social services for children who have been abused or are at risk of abuse." (Id. at 3). To these ends, CAC physicians are responsible for medical service, teaching, research and administrative leadership. (Id. ). The goals and objectives of the medical/clinical service include the following:
• To provide consultative services for children receiving care at Children's Hospital, including forensic medical and social evaluations of children who may be victims of child abuse or neglect. This service involves collaboration with other physicians on the medical staff, including specialists from trauma, neurosurgery, orthopaedics, radiology, ophthalmology, emergency medicine, behavioral health, and pediatrics.
• To work with professionals from community-based child-protection agencies and to support the judicial system in the protection of children. This includes providing objective medical information through consultative reports and legal testimony for (a) the judicial system, both in family court and criminal court settings; (b) professionals working in the Office of CYF; (c) law-enforcement agencies; and (d) the district attorney's offices.
• To provide pediatric medical care to vulnerable children in the child-protection system....
(Id. ) (emphasis added).
Dr. Eichman is listed in the CAC's Annual Statement as an Assistant Professor *551of Pediatrics, but she testified that she is not employed by the CAC. (Docket No. 60-3 at 3; Docket No. 60-6 at 57:16-17). Dr. Eichman is employed by University of Pittsburgh Physicians ("UPP"), which is a physician group affiliated with UPMC, and the University of Pittsburgh as a pediatrician and an assistant professor of pediatrics. (Docket No. 60-6 at 12:1-17, 57:16-17). Dr. Eichman is separately compensated by UPP and the University, and she does not receive any compensation from the CAC. (Id. at 17:11-13, 20:25-21:5).
As an educator, Dr. Eichman's responsibilities include teaching medical residents, as well as teaching and training for community physicians, caseworkers and judges. (Docket No. 60-6 at 21:6-17). Dr. Eichman does not receive any compensation when she teaches and trains caseworkers or judges, but sometimes a donation is made to the hospital. (Id. at 21:25-22:4).
As a clinician, Dr. Eichman's job responsibilities include working as an attending pediatrician with the CAC, which began on July 1, 2013. (Docket No. 60-6 at 11:1-2, 15:12-16, 16:18, 57:16-58:1). In that role, Dr. Eichman is a consultant who evaluates a child and offers recommendations to physicians on the various primary services at CHP, such as general pediatrics, neurology or trauma. (Id. at 44:5-10). As a medical consultant, Dr. Eichman evaluates whether or not a child has been abused or neglected, which includes performing a comprehensive physical examination of the child. (Id. at 79:9-80:8). Dr. Eichman testified that she does not investigate child abuse, as would a caseworker or a police officer. (Id. at 78:14-16). Nonetheless, as a pediatrician, Dr. Eichman is a mandated reporter,2 meaning that she is mandated to make a report to Child Protective Services ("CPS") if she has a reasonable suspicion of abuse or neglect. (Id. at 59:16-20).
Plaintiffs are the parents of two children, S.L.W. and D.W. (Docket No. 1 at ¶¶ 4-5). During S.L.W.'s one-month well child visit on July 14, 2015, the nurse practitioner at his pediatrician's office noticed four bruises on S.L.W., one each on his forehead, left inner elbow, right lower leg and back/waist area. (Docket No. 64-1 at 3). According to the pediatrician office notes, S.L.W.'s mother, Plaintiff A.L., stated that she may have remembered accidentally hitting his head when she placed him into his swing, but she did not see the other bruises until they were pointed out that day. (Id. ). The office notes state, "d/w mother concern for possible medical condition as well as concern for someone inflicting intentional injury to nonmobile infant." (Id. ). A.L. indicated that she understood and agreed to take S.L.W. to the emergency room at CHP for evaluation. (Id. ). The office notes state that A.L. was aware that S.L.W. would have lab work and a skeletal survey as part of the evaluation. (Id. ).
*552CHP Emergency Department records indicate that S.L.W. presented for evaluation because his primary pediatrician's office was concerned about the unexplained bruises. (Docket No. 76-1 at 21). Based on the history provided by S.L.W's mother, there was concern for non-accidental trauma perpetrated by his father, Plaintiff S.W. (Id. ). The Emergency Department notes document that S.W. had been on feeding duty with S.L.W. on Saturday night (three days prior to presenting to CHP), and A.L. first noticed a bruise on S.L.W.'s back and leg on Sunday morning. (Id. at 24). A.L. asked S.W. about the bruises, and he responded that he "may have been frustrated" and "perhaps he had been a little rough with the baby." (Id. ). The Emergency Department notes further indicate that there was no family history of bleeding disorders, but A.L. bruises easily, and it was noted that S.L.W.'s leg was bruised after his blood pressure was taken. (Id. at 25).
The Emergency Department consulted with a doctor on the trauma service, as well as Dr. Eichman to perform an evaluation of S.L.W. because of concerns for abuse. (Docket Nos. 60-6 at 175:17-25; 76-1 at 23). Dr. Eichman performed a physical examination of S.L.W. and obtained history from A.L, who told Dr. Eichman that S.W. had night duty on Saturday night, and she noticed a bruise on S.L.W.'s forehead and back on Sunday morning. (Docket No. 64-3 at 2, 3, 6). S.W. did not have an explanation for the forehead bruise, other than he "was probably too rough with the baby." (Id. at 3). As to the back bruise, S.W. said that was probably due to him "massaging S.L.W.'s belly due to gas." (Id. ). A.L. also noted that she bumped S.L.W.'s head while putting him into his swing a few days earlier, but the impact seemed insignificant. (Id. ). Dr. Eichman's notes indicate that A.L. said she bruises easily and has heavy periods, but she has not had a formal work-up. (Id. at 4).
Dr. Eichman reported that S.L.W.'s CT scan and skeletal survey were preliminarily normal, but his bloodwork was pending. (Docket No. 64-3 at 8). The report stated that "[b]ruising in a non-mobile infant is HIGHLY CONCERNING for physical child abuse," thus more medical information, including a dilated eye exam and further bloodwork, will be forthcoming. (Id. ). Dr. Eichman noted, "will file a ChildLine with ACCYF and await a safety plan," S.L.W.'s sister, D.W., must also be seen for a physical exam, and S.L.W. must have a follow-up skeletal survey in 10-14 days. (Id. ). Dr. Eichman suspected S.L.W. may have been abused based on the concerning objective factor of bruising on a non-mobile infant, along with the history provided by A.L. indicating that S.W. might have been a little rough with him. (Docket No. 60-6 at 176:14-25).
The ChildLine Report of Suspected Child Abuse was filed on July 14, 2015, at 3:33 p.m. (Docket No. 66-6). Dr. Eichman explained that the ChildLine report is electronically filed and sent to the state in Harrisburg, and then the state contacts the county where the potential abuse occurred. (Docket No. 60-6 at 177:18-178:1). In this case, the state contacted Allegheny County CYF, which then began an investigation. (Id. at 178:6-10).
A report dated July 14, 2015, by CYF caseworker Andrew Fleming indicates that the ChildLine was filed for Dr. Eichman with an eSignature by Jamie Zaremski. (Docket No. 60-7 at 2). Mr. Fleming's report notes that Dr. Eichman called at 5:30 p.m. to confirm whether CYF received the ChildLine report. (Id. ). Mr. Fleming's report recounts that S.L.W. was seen at his pediatrician's office earlier that day and he was referred to CHP because of bruising for which the only explanation was that *553S.W. may have been too rough with him. (Id. at 1, 2). Mr. Fleming's report further states that sibling D.W. was examined at the CHP Emergency Department and there were no medical concerns with her. (Id. at 2). D.W. was ready for discharge, but Dr. Eichman was concerned about her leaving with S.W. until CYF implemented a safety plan. (Id. ).
On the evening of July 14, 2015, CYF caseworker Angelica Salih met with and interviewed Plaintiffs at CHP. (Docket No. 66-7). Dr. Eichman was not present when Ms. Salih interviewed Plaintiffs, nor when any investigation occurred. (Docket No. 60-6 at 178:8-14). A.L. told Ms. Salih that she noticed the bruise on S.L.W.'s forehead on Sunday morning and that she noticed a bruise on his left arm, lower back and leg throughout the day on Sunday. (Docket No. 66-7 at 2). A.L. asked S.W. about the bruising, as he had the previous night duty with S.L.W., and S.W. stated that he gave S.L.W. a belly massage to alleviate gas, which he thought might have caused the bruise on S.L.W.'s back. (Id. ). S.W. admitted that he may have been "a little too rough" with S.L.W., but he denied intentionally harming the baby. (Id. ). S.W. also told Ms. Salih that the belly massage might have caused S.L.W.'s back bruise, but he denied intending to harm the child. (Id. at 3).
The report of Ms. Salih's July 14, 2015, meeting and interview of Plaintiffs notes that they expressed great frustration with "being treated guilty until proven innocent." (Docket No. 66-7 at 3). Despite their frustration, Plaintiffs agreed to a safety plan, which provided that S.W. would have no unsupervised contact with S.L.W. and D.W. during the investigation period. (Id. ). A.L. and S.W. indicated that they understood the plan and they signed it. (Id. ). Dr. Eichman testified that she was not involved in formulating the safety plan, as that is not her purview. (Docket No. 60-6 at 178:20-25).
The report of Ms. Salih's interviews with Plaintiffs also indicates that they agreed to leave S.L.W. at CHP overnight and return home with D.W. (Docket No. 66-7 at 3). That evening, Ms. Salih conducted an inspection of Plaintiffs' home, and no concerns were noted. (Id. ).
Dr. Eichman again met with S.L.W.'s parents on July 15, 2015. (Docket No. 76-1 at 48). A.L. told Dr. Eichman that they had met with a CYF caseworker and signed a safety plan pursuant to which she would supervise S.W.'s contact with the children. (Id. ). A.L. asked why CYF was involved when there were still medical tests pending which could "exonerate" them. (Id. ). Dr. Eichman explained that the threshold to file a report is "a reasonable concern for abuse, not a definite diagnosis of abuse" and the priority is to ensure the child's immediate safety because some medical tests can take weeks to return. (Id. at 48-49). Dr. Eichman reviewed with Plaintiffs that there was a concern for physical abuse because S.L.W. was only four weeks old, he was "not yet cruising or even moving" and routine infant care does not cause bruising, thus it was abnormal for him to have any bruises. (Id. at 49). Dr. Eichman explained that it was important to recognize that S.L.W. was most likely hurt by an adult caretaker, which she observed Plaintiffs were having difficulty accepting. (Id. ). S.L.W. was discharged from the hospital later that day and a follow-up examination was scheduled at the CAC on July 28, 2015. (Id. at 36).
On July 17, 2015, Dr. Eichman received the preliminary results of S.L.W's bloodwork, which were all within a normal range. (Docket No. 76-1 at 48). Dr. Eichman's treatment notes document her conversation with A.L. concerning the results:
*554I gave [S.L.W.'s] mother the preliminary results of his von Willebrand screen. I explained that these results will be verified by the hematologist and that I will call if there are any changes in the results, I will call his family. His mother asked whether there was any significance to his Factor IX level being in the lower end of normal range. I explained that I spoke with the attending hematologist, and that normal is normal. If [S.L.W.] had a clinically significant bleeding disorder, the screens sent (Factor VII and Factor IX and von Willebrand screen) would have showed an abnormality.
(Id. ). Dr. Eichman testified that the referenced conversation with the attending hematologist was a "curbside consult," which meant that she asked for the hematologist's help in interpreting lab work based on the clinical scenario she described. (Docket No. 60-6 at 135:8-17). In view of S.L.W.'s normal bloodwork test results, Dr. Eichman did not refer him to a hematologist. (Id. at 148:4-25).
According to Mr. Fleming's notes on July 21, 2015, Detective Honan of the Pittsburgh Police had explained to A.L. that he was waiting for results from the scheduled follow-up at the CAC on July 28, 2015, and then he would interview S.W. (Docket No. 60-9 at 1). Detective Honan said that his course of action "would largely depend upon whether or not Dr. Eichman's medical opinion found [S.W.'s] explanation of [S.L.W.'s] injuries to be plausible and/or consistent." (Id. ). If Dr. Eichman's medical opinion was that S.L.W.'s injuries were "diagnostic of child abuse, Detective Honan said he would approach the DA, and if the DA told him to charge [S.W.], then he would press charges." (Id. at 1-2). Mr. Fleming's notes also document that he provided Detective Honan with information concerning his interviews with Plaintiffs and the safety plan which CYF put in place to assure the children's safety during the investigation. (Id. at 2).
Dr. Eichman's July 28, 2015, report of S.L.W.'s follow-up examination recounts the history of his case and notes that his medical tests and bloodwork, including tests to screen for a bleeding disorder, were normal. (Docket No. 60-1 at 1). Dr. Eichman spoke with Plaintiffs, who said that S.L.W. was doing well and they had not noticed any new bruises or injuries. (Id. ). Dr. Eichman examined S.L.W. and noted normal findings. (Id. at 3). Dr. Eichman concluded that "[t]he bruises found on [S.L.W.] were the result of physical child abuse. [S.L.W.] could not have caused the bruises himself. Routine care of an infant does not cause bruising. [S.L.W.] does not have an underlying medical condition that would make him prone to bruising." (Id. at 4).
A CYF Investigation Summary of S.L.W.'s case states, "[a]lthough the children's needs continue to be met and home visits revealed no immediate safety concerns, collateral contacts revealed concerns for physical abuse." (Docket No. 70-2 at 3). The Summary's Recommendation section stated:
CPS saw injury. Photographs of the injury were taken. Dr. Eichman stated the injuries caused substantial pain. CPS investigation determined that there is substantial evidence of causing bodily harm through [ ] recent act and/or failure to act. This family has been accepted for services.... A Dependency Hearing is scheduled for 8/26/15.
(Id. at 5).
Based on an affidavit of probable cause by a Detective Honan, a criminal complaint charging one count of aggravated assault and one count of endangering the welfare of a child was filed against S.W. on August *55518, 2015. (Docket No. 60-10). The criminal complaint summarizes Dr. Eichman's medical reports, including that S.L.W.'s medical tests and blood work were normal, and Dr. Eichman's opinion that "[t]he bruises found on [S.L.W.] were the result of physical child abuse." (Id. at 3). S.W. voluntarily turned himself in on August 20, 2015 and spent one night in jail before being released on bond, with the condition that he have no contact with any children, including his own. (Docket No. 1, ¶¶ 98-99). Dr. Eichman was not aware of S.W.'s arrest until November 2015. (Docket No. 60-6 at 173:18-19).
In November 2015, S.L.W. was seen at the Hemophilia Center of Western Pennsylvania, and diagnosed with a platelet function disorder. (Docket No. 1, ¶ 114). On November 18, 2015, Dr. Eichman made an addendum to her report of July 28, 2015, indicating that she received a call from S.L.W.'s hematologist, who stated that he had further blood tests and was diagnosed with a platelet function disorder. (Docket No. 60-1 at 4). Dr. Eichman wrote:
Such an underlying bleeding disorder would make it easier for S.L.W. to bruise. It is important to note, however, that S.L.W. has not had any further bruising since 4 weeks of age. I continue to be concerned that S.L.W. was bruised due to a caretaker being too rough with him when he was 4 weeks of age.
(Id. ). Dr. Eichman testified that when she ordered blood testing on S.L.W. in July 2015, she was not aware that the results of those tests could come back normal and he still could have a bleeding disorder. (Docket No. 60-6 at 128:20-24). Dr. Eichman thought that running the testing recommended by the American Academy of Pediatrics would catch any clinically significant bleeding disorder. (Id. at 129:4-11). She did not learn until November 2015 that the blood tests which were done on S.L.W. in July 2015 would not have picked up on every bleeding disorder. (Id. at 172:21-24).
On November 25, 2015, the criminal charges against S.W. were withdrawn, and home visits by CYF ceased in December 2015. (Docket No. 1, ¶¶ 117-119). On May 4, 2016, the ChildLine report against Plaintiffs was changed to "unfounded." (Id., ¶ 120).
Although Dr. Eichman now knows that S.L.W. was diagnosed with a platelet function disorder, she stands by her statement that "[t]he bruises found on S.L.W. were the result of physical child abuse." (Docket No. 60-6 at 143:17-25). As Dr. Eichman testified, when she saw S.L.W. for a follow-up exam after his home environment had been changed, he did not have any new bruises. (Id. at 144:19-25). Dr. Eichman observed that if the bruising on S.L.W. was caused by a bleeding disorder, it did not make sense that he did not subsequently bruise. (Id. at 132:5-10). The absence of additional bruising, in conjunction with his normal test results, led her to diagnose abuse. (Id. at 144:21-25, 145:20-23).
IV. Standard of Review
Summary judgment is appropriate when the moving party establishes "that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A genuine dispute of material fact is one that could affect the outcome of litigation. Willis v. UPMC Children's Hosp. of Pittsburgh,
The initial burden is on the moving party to adduce evidence illustrating a lack of genuine, triable issues. Hugh v. Butler Cnty. Family YMCA,
Nonetheless, a well-supported motion for summary judgment will not be defeated where the non-moving party merely reasserts factual allegations contained in the pleadings. Betts v. New Castle Youth Dev. Ctr.,
Consistent with these standards, and for reasons explained herein, there is no genuine issue of material fact concerning Dr. Eichman's status for purposes of
V. Analysis
Plaintiffs' federal constitutional claims are brought pursuant to
[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress....
In Brentwood Acad. v. Tennessee Secondary Sch. Athletic Ass'n,
(1) "whether the private entity has exercised powers that are traditionally the exclusive prerogative of the state"; (2) "whether the private party has acted with the help of or in concert with state officials"; and (3) whether "the [s]tate has so far insinuated itself into a position of interdependence with the acting party that it must be recognized as a joint participant in the challenged activity."
Kach v. Hose,
The thrust of Plaintiffs' claims in this lawsuit is that CYF and the Pittsburgh Police and/or District Attorney's Office adopted Dr. Eichman's opinion that S.L.W.'s bruising was caused by physical child abuse and that led to the actions which deprived Plaintiffs of their constitutional rights; that is, the implementation of a safety plan and the filing of charges against S.W. As stated, Dr. Eichman must be deemed to have been acting under color of state law in order for her to be liable to Plaintiffs under § 1983.
Plaintiffs contend that Dr. Eichman qualifies as a state actor "on the basis of at least two, if not all three of Kach's tests." (Docket No. 61 at 4). Despite this contention, Plaintiffs have not cited any case in which a court has found at the summary judgment state of the proceedings that a physician who examined a child for suspected child abuse and rendered an opinion concerning same was deemed to be a state actor under any of the three Kach tests.3 Plaintiffs have also failed to demonstrate *558that the evidence of record in this case establishes that Dr. Eichman is a state actor under any of the operative tests.
A. Dr. Eichman Did Not Exercise Powers That Are Traditionally the Exclusive Prerogative of the State
"The Supreme Court has made clear that the scope of exclusive government functions is limited, reaching only those activities that have been 'traditionally the exclusive prerogative of the State.' " Groman v. Twp. of Manalapan,
In analyzing whether one qualifies as a state actor under the public function test, "the relevant question is not simply whether a private group is serving a 'public function.' " Rendell-Baker,
As a pediatrician with the CAC, Dr. Eichman is a consultant who evaluates children and offers recommendations to physicians on the various primary services at CHP, such as general pediatrics, neurology or trauma. (Docket No. 60-6 at 44:5-10). Dr. Eichman also evaluates whether or not a child has been abused or neglected, which includes doing a comprehensive physical examination of the child, but she does not investigate child abuse, as would a caseworker or a police officer. (Id. at 78:14-16, 79:9-80:8). In this case, the CHP Emergency Department consulted with Dr. Eichman to perform an evaluation of *559S.L.W. because of concerns for abuse. (Id. at 175:17-25). The record evidence shows that Dr. Eichman conducted a physical examination of S.L.W., obtained history from A.L. and ordered certain testing and bloodwork. (Docket No. 64-3 at 2, 3, 6, 8). After the bloodwork results and a follow-up physical examination of S.L.W. were found to be normal, Dr. Eichman rendered an opinion that the bruises on him were the result of physical child abuse. (Docket Nos. 60-1 at 3, 4). Dr. Eichman's examination of S.L.W., ordering medical tests and rendering an opinion as to the cause of his bruises are not functions that are traditionally the exclusive prerogative of the state; thus, she is not a state actor under the first Kach test. See Klavan v. Crozer-Chester Med. Ctr.,
Indeed, Plaintiffs acknowledge that "providing medical care is not the exclusive prerogative of the state." (Docket No. 63 at 5). However, Plaintiffs contend that Dr. Eichman did not provide medical care to S.L.W., but rather investigated suspected child abuse under the contract between Allegheny County and CHP, and child abuse investigation is the exclusive prerogative of the state which delegated the duty to investigate to Allegheny County CYF. (Id. at 8).
Plaintiffs' argument ignores the record evidence showing that the actual functions performed by Dr. Eichman in this case were examining S.L.W., ordering tests and rendering an opinion based on her examination and the test results. Other than referencing the contract between Allegheny County and CHP that broadly mentions CHP's participation in the investigation of child abuse, Plaintiffs have not shown by record evidence that child abuse investigation is a function that has been traditionally the exclusive prerogative of the state. See Rendell-Baker,
Furthermore, Plaintiffs have not cited any authority holding that the investigation of child abuse is traditionally the exclusive prerogative of the Commonwealth of Pennsylvania. Instead, Plaintiffs cite Croft v. Westmoreland County Children & Youth Servs.,
*560Plaintiffs' reliance on certain Pennsylvania statutes and regulations likewise fails to establish that child abuse investigation traditionally has been the exclusive prerogative of the state. See e.g., 55 PA. CODE § 3490.53(a) ("[t]he county agency is the sole civil agency responsible for receiving and investigating reports of child abuse ..."); 23 PA. CONS. STAT. ANN. § 6365(c) (providing that a multidisciplinary investigative team shall be used to coordinate child abuse investigations and the team shall include, at a minimum, a law enforcement official, a county caseworker and a health care provider). Statutory provisions which empower state agencies to perform some function do not, as a matter of law, establish that the function at issue is exclusively a state function. See Rendell-Baker,
B. Dr. Eichman Did Not Act With the Help of or in Concert With Allegheny County CYF and/or the Pittsburgh Police
The second Kach test asks "whether the private party has acted with the help of or in concert with state officials." Kach,
Plaintiffs cite no record evidence showing that Dr. Eichman acted with the help of or in concert with Allegheny County when she initially evaluated S.L.W. and ordered testing, re-evaluated him, or when she issued her opinion that his bruises were the result of physical child abuse. Plaintiffs argue, however, that concerted action is shown because Dr. Eichman called Allegheny County CYF "requesting a safety plan that prohibited S.W. from leaving the hospital with D.W." and a safety plan was subsequently instituted which prohibited S.W. from having unsupervised contact with the children. (Docket No. 63 at 9). The evidence does not show that Dr. Eichman "requested" a safety plan, as Plaintiffs suggest, or otherwise demonstrate any concerted action. Rather, Mr. Fleming's report indicates, inter alia , that Dr. Eichman called to confirm whether CYF received the ChildLine report concerning S.L.W. and that sibling D.W. was examined and ready for discharge, but Dr. Eichman was concerned about her leaving with S.W. until CYF implemented a safety plan. (Docket No. 60-7 at 2). Though Dr. Eichman expressed concern in that regard, there is no evidence that Dr. Eichman was consulted by CYF relative to creating and implementing a safety plan or that she played any role whatsoever in that matter. As Dr. Eichman unequivocally testified, she was not involved in formulating the safety plan, as that is not her purview. (Docket No. 60-6 at 178:20-25).
Plaintiffs' assertion that Dr. Eichman acted in concert with the Pittsburgh Police likewise is unsupported by the record evidence. According to Plaintiffs, in deciding to charge and arrest S.W., Detective Honan substituted Dr. Eichman's judgment for his own on the issue of whether S.L.W. was abused. (Docket No. 63 at 10). Plaintiffs insist that this is so because Mr. Fleming's notes state that Detective Honan's course of action "would largely depend upon whether or not Dr. Eichman's medical opinion found [S.W.'s] explanation of [S.L.W.'s] injuries to be plausible and/or consistent." (Docket No. 63 at 10 (quoting Docket No. 60-9 at 1)). Plaintiffs ignore that Mr. Fleming further noted that if Dr. Eichman's medical opinion was that S.L.W.'s injuries were "diagnostic of child abuse, Detective Honan said he would approach the DA, and if the DA told him to charge [S.W.], then he would press charges." (Docket No. 60-9 at 1-2). Mr. Fleming's notes show that Detective Honan was gathering information about S.L.W.'s case, including Dr. Eichman's medical opinion, but it was the District Attorney's decision whether to charge *562S.W. with a crime. It was entirely proper for Detective Honan to consider Dr. Eichman's medical report and opinion, and cite it in the affidavit of probable cause supporting the criminal complaint against S.W. (Docket No. 60-10 at 3). None of this shows that Dr. Eichman acted with the help of or in concert with the police. There is no evidence that the police or the District Attorney influenced Dr. Eichman's evaluation of S.L.W. or her opinion that his bruising was caused by physical child abuse, nor is there any evidence that Dr. Eichman opined on whether charges should be filed against S.W.5 As Dr. Eichman testified, she was not aware that S.W. had been arrested until November 2015. (Docket No. 60-6 at 173:18-19).
In sum, there is no evidence that Dr. Eichman acted with the help of or in concert with either Allegheny County CYF in its creation and implementation of a safety plan in S.L.W.'s case or with the Pittsburgh Police and/or the District Attorney in the decision to charge S.L.W.; thus, she does not qualify as a state actor under the second Kach test.
C. Allegheny County CYF and/or the Pittsburgh Police Did Not Insinuate Itself Into a Position of Interdependence With Dr. Eichman
The third Kach test involves whether "[t]he State has so far insinuated itself into a position of interdependence with the acting party that it must be recognized as a joint participant in the challenged activity." Kach,
Plaintiffs contend that Dr. Eichman is a state actor under the third Kach test because Allegheny County has so far insinuated itself into a position of interdependence with CHP's CAC and Dr. Eichman that her medical evaluation of whether S.L.W.'s bruises were abusively inflicted must be recognized as joint participation in the County's child abuse investigation and the District Attorney's decision to file charges against S.W. (Docket Nos. 61 at 13-18; 63 at 12-19; 71 at 4-5). Once again, the thrust of Plaintiffs' argument is that Dr. Eichman was performing contractual obligations concerning the investigation of child abuse pursuant to CHP's contract with Allegheny County, (Docket No. 61 at 14), which alone is not sufficient to establish that Dr. Eichman is a state actor under the third Kach test. See Kach,
*563To repeat, the focus of the inquiry is "whether the state has exercised control over the particular conduct that gave rise to the plaintiff's alleged constitutional deprivation." Kach,
VI. Conclusion
The evidence of record fails to establish that Dr. Eichman was acting under color of state law for purposes of
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Cite This Page — Counsel Stack
376 F. Supp. 3d 547, Counsel Stack Legal Research, https://law.counselstack.com/opinion/al-v-eichman-pawd-2019.