Akebia Therapeutics, Inc. v. Fibrogen, Inc.

793 F.3d 1108, 115 U.S.P.Q. 2d (BNA) 1864, 2015 U.S. App. LEXIS 12288, 2015 WL 4284817
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 16, 2015
Docket15-15274
StatusPublished
Cited by10 cases

This text of 793 F.3d 1108 (Akebia Therapeutics, Inc. v. Fibrogen, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Akebia Therapeutics, Inc. v. Fibrogen, Inc., 793 F.3d 1108, 115 U.S.P.Q. 2d (BNA) 1864, 2015 U.S. App. LEXIS 12288, 2015 WL 4284817 (9th Cir. 2015).

Opinions

Opinion by Judge CRABER; Concurrence by Judge WATFORD.

OPINION

GRABER, Circuit Judge:

Respondent FibroGen, Inc., appeals the district court’s order granting an ex parte application, filed by Petitioner Akebia Therapeutics, Inc., pursuant to 28 U.S.C. § 1782, for discovery in aid of foreign proceedings. The district court held, among other things, that Akebia was an “interest-. [1110]*1110ed person” within the meaning of § 1782 and that the Japanese and European Patent Offices are “tribunals” to which § 1782 applies. It therefore granted Akebia’s application. Reviewing the district court’s decision for abuse of discretion, Four Pillars Enters. Co. v. Avery Dennison Corp., 308 F.3d 1075, 1078 (9th Cir.2002), we affirm.

FibroGen is a biotechnology company based in San Francisco, California. It is the owner of certain foreign patents, two of which are relevant to this appeal: European Patent No. EP 1 463 823 and Japanese Patent No. 4804131. Both patents concern the use of various chemical compounds in treating anemia. Akebia, a bio-pharmaceutical company that develops products using similar chemical compounds, disputes the validity of FibroGen’s European and Japanese patents and, accordingly, has initiated opposition proceedings in both the European Patent Office and the Japanese Patent Office. Neither Office has established procedures through which Akebia may seek discovery of potentially relevant information located in the United States for use in those foreign proceedings.

Pursuant to 28 U.S.C. § 1782, Akebia filed, in the United States District Court for the Northern District of California, an application to conduct discovery in aid of foreign proceedings. Specifically, Akebia sought permission to serve FibroGen with document and deposition subpoenas relating to the pending foreign proceedings and relating to “additional foreign adversarial proceedings being contemplated by Ake-bia.” The district court granted Akebia’s application but imposed a restrictive protective order because of the confidential nature of the information sought. Fibro-Gen timely appeals.

Title 28 U.S.C. § 1782 permits any “interested person” to file an application in the district court requesting that the court order another person to produce testimony or documents for use “in a proceeding in a foreign or international tribunal.” The statute’s purpose is twofold: to “provid[e] efficient assistance to participants in international litigation” and to “encourag[e] foreign countries by example to provide similar assistance to our courts.” Intel Corp. v. Advanced Micro Devices, Inc., 542 U.S. 241, 252, 124 S.Ct. 2466, 159 L.Ed.2d 355 (2004) (internal quotation marks omitted). In this appeal, FibroGen argues that (1) Akebia is not an “interested person” within the meaning of § 1782, (2) neither the European Patent Office nor the Japanese Patent Office is a “tribunal” to which § 1782 applies, (3) the scope of discovery permissible under § 1782 is limited by certain later-enacted provisions of the Leahy-Smith America Invents Act (“AIA”), and (4) the district court abused its discretion by failing to consider certain factors in its decision to order discovery. We address each of those arguments in turn.

1. “Interested Person” and Standing

An “interested person” seeking to invoke the discovery mechanism set forth under § 1782 may include “ ‘not only litigants before foreign or international tribunals, but also foreign and international officials as well as any other person whether he be designated by foreign law or international convention or merely possess a reasonable interest in obtaining (judicial] assistance.’ ” Intel, 542 U.S. at 256-57, 124 S.Ct. 2466 (quoting Hans Smit, International Litigation Under the United States Code, 65 Colum. L.Rev. 1015, 1027 (1965)). Akebia is a party to the foreign proceedings underlying this case; indeed, it is the entity that seeks to invalidate FibroGen’s European and Japanese patents because of their potential effect on the nature of the products that Akebia develops. Accordingly, Akebia has a “reasonable interest” in obtaining judicial assistance and, there[1111]*1111fore, may apply for judicial assistance pursuant to § 1782.

Because Akebia seeks to invoke the power of a federal court, it also must demonstrate that it has standing to do so under Article III. See Vivid Entm’t, LLC v. Fielding, 774 F.3d 566, 573 (9th Cir. 2014) (noting that ‘“any person invoking the power of a federal court must demonstrate standing to do so’ ” (quoting Hollingsworth v. Perry, — U.S. -, 133 S.Ct. 2652, 2661, 186 L.Ed.2d 768 (2013))). FibroGen contends that Akebia lacks standing because it cannot show an individualized, legally protected interest. But Akebia has an interest in receiving the information that it seeks, and it has a statutory right, as an “interested person” under § 1782, to receive that information. It has demonstrated an “injury in fact,” caused by FibroGen’s failure to disclose, which suffices to satisfy Article III. See Fed. Elections Comm’n v. Akins, 524 U.S. 11, 21, 118 S.Ct. 1777, 141 L.Ed.2d 10 (1998) (noting that a person generally suffers an injury in fact when that person fails to obtain information that, pursuant to a statute, must be disclosed (citing Pub. Citizen v. U.S. Dep’t of Justice, 491 U.S. 440, 449, 109 S.Ct. 2558, 105 L.Ed.2d 377 (1989))).

2. Foreign or International “Tribunal”

FibroGen’s second argument pertains to the meaning of the word “tribunal” as it is used in § 1782. Specifically, Fibro-Gen argues, because the proceedings in the European and Japanese Patent Offices are not court proceedings and “do not resemble civil trials,” those entities cannot be considered “tribunals” to which § 1782 applies. We disagree.

A “proceeding in a foreign or international tribunal” within the meaning of § 1782 “ ‘is not confined to proceedings before conventional courts,’ but extends also to ‘administrative and quasi-judicial proceedings.’ ” Intel, 542 U.S. at 249, 124 S.Ct. 2466 (quoting S.Rep. No. 1580, at 7 (1964)). Both of the foreign patent offices here conduct quasi-judicial proceedings. Those proceedings take place within the agency but carry many of the hallmarks of traditional judicial proceedings: serving as first-instance decision-makers tasked with resolving patent validity disputes, id. at 257, 124 S.Ct. 2466, collecting and reviewing evidence in order to resolve those disputes, and permitting their decisions to be appealed and become subject to further review. Just as in Intel, we see “no warrant [for this court] to exclude” the foreign proceedings here from the ambit of § 1782. Id. at 258, 124 S.Ct. 2466; see also id.

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793 F.3d 1108, 115 U.S.P.Q. 2d (BNA) 1864, 2015 U.S. App. LEXIS 12288, 2015 WL 4284817, Counsel Stack Legal Research, https://law.counselstack.com/opinion/akebia-therapeutics-inc-v-fibrogen-inc-ca9-2015.