Agrifund, LLC; And Hampton Pugh Company, LLC v. Regions Bank; Hill Seed & Elevator, Inc.;optimum Agriculture, LLC; And Hubbard Brake, LLC

2020 Ark. 246, 602 S.W.3d 726
CourtSupreme Court of Arkansas
DecidedJune 11, 2020
StatusPublished
Cited by9 cases

This text of 2020 Ark. 246 (Agrifund, LLC; And Hampton Pugh Company, LLC v. Regions Bank; Hill Seed & Elevator, Inc.;optimum Agriculture, LLC; And Hubbard Brake, LLC) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Agrifund, LLC; And Hampton Pugh Company, LLC v. Regions Bank; Hill Seed & Elevator, Inc.;optimum Agriculture, LLC; And Hubbard Brake, LLC, 2020 Ark. 246, 602 S.W.3d 726 (Ark. 2020).

Opinion

Cite as 2020 Ark. 246 SUPREME COURT OF ARKANSAS No. CV-18-158

Opinion Delivered: June 11, 2020

AGRIFUND, LLC; AND HAMPTON PUGH COMPANY, LLC APPEAL FROM THE DESHA APPELLANTS COUNTY CIRCUIT COURT [NO. 21ACV-15-125] V. HONORABLE ROBERT BYNUM REGIONS BANK; HILL SEED & GIBSON, JR., JUDGE ELEVATOR, INC.; OPTIMUM AGRICULTURE, LLC; AND HUBBARD AFFIRMED. BRAKE, LLC APPELLEES

SHAWN A. WOMACK, Associate Justice

This intercreditor dispute is about lien priority to crop proceeds. Despite the

complicated history of this case, this appeal boils down to three creditors. In a nutshell,

AgriFund, LLC, argued that its lien is superior to those held by Regions Bank and

Optimum Agriculture, LLC.1 The circuit court disagreed. It concluded that Regions had

priority to the proceeds. It also held that Optimum was entitled to a statutory landlord

lien. We affirm.

1 AgriFund was substituted as successor to Ag Services Management, LLC (“ARM”), and is represented by the same counsel as ARM. We follow the circuit court’s lead in referring to this party as ARM. I.

A.

Scott Day is a row crop farmer in Southeast Arkansas. In 2014, he operated under

three partnerships collectively referred to as “the Old Entities.” 2 The following year, Day

farmed under three new partnerships, called “the New Entities.”3 On paper, Day farmed as

one partner in one partnership each year, but he made the financial decisions, signed on

behalf of other partners, and otherwise controlled the entities. The partnerships were, in

practice, Day-run businesses.

The 2014 crop season was farmed under the Old Entities and financed by Regions.

To secure the debt, the Old Entities pledged “[a]ll crops; whether any of the foregoing is

acquired now or later; whether any of the foregoing is now existing or hereafter raised and

grown[.]” Regions perfected its security interest and in turn held a priority lien against the

Old Entities’ crops. The Old Entities failed to pay back $1.87 million.

At the turn of the year, Day created the New Entities. He initially planned to farm

the 2015 season under the Old Entities. But the New Entities were there if needed. Day

applied for crop insurance and financing with the Old Entities. Given the substantial

carryover from 2014, Regions declined to finance the 2015 season.

2 The Old Entities include: Scott Day Farms Partnership; Beau and Shea Farms Partnership; and Matt and Holly Farms Partnership. 3 The New Entities include: Crawdad Hole Farms Partnership, Haley Farms Partnership, and Gum Ridge Farms Partnership.

2 Day then turned to ARM. Robby Miller was the ARM loan officer who handled

Day’s accounts. Miller quickly found a “pile of UCC’s from Regions on [Day] and his

different entities” and other liens against the Old Entities. Miller accordingly asked if

Regions would sign a subordination agreement. ARM refused to finance the Old Entities

absent subordination. Miller told Regions that Day repeatedly concealed information

about other creditors. Day told creditors not to inform Miller about the debts he owed. He

also changed his loan application eight times. Miller nevertheless continued to pursue

subordination in order to finance the crop loan.

In the meantime, Day purchased seed and other inputs on credit from Hill Seed

and Elevator, Inc. (“Hill”) and Hampton Pugh, LLC (“Pugh”). Day asked Clarke Pugh,

owner of Hampton Pugh, to lend him $400,000 on the ruse that the money would help

with planting while he waited for crop loans. Given their friendship, Clarke Pugh agreed to

loan the money. Rather than put crops in the ground, Day paid $375,000 to Regions to

encourage subordination.

On June 10, Miller warned Regions that Day might certify the crop under his

brother’s entities if he did not receive a loan. Two days later, the plan changed. Miller told

Regions that “if the [Old Entities] cannot go forward, [Day] will pursue different entities

that can.” He urged Regions to quickly agree to subordination to protect its interest in the

2015 crop. Regions subsequently refused to sign the subordination agreements.

It appears that Miller came up with the idea to use the New Entities. While the

subordination discussions were ongoing, Day obtained tax identification numbers and

3 partners for the New Entities. After Regions refused to subordinate, Day filed ARM loan

applications for the New Entities. The next day, ARM loaned the New Entities roughly

$2.5 million. ARM perfected its lien against the New Entities’ crops and Day, individually.

At the close of the 2015 season, it became evident that Day’s partnerships would

again default on the loans. The 2015 crop proceeds totaled $2.9 million. But the asserted

liens against the proceeds surpassed $6 million. Regions, ARM, Hill, and Pugh each

claimed security interests against the proceeds. Optimum and Hubbard Brake, LLC, also

asserted landlord liens against the New Entities for the 2015 lease of Hubbard Farm.

B.

This litigation was commenced by Hill and Pugh, and later consolidated with a

separate action filed by ARM. Multiple parties asserted a variety of claims, crossclaims, and

counterclaims. The circuit court bifurcated the priority claims to be resolved at a bench

trial. Any remaining claims for damages would be reserved for a later jury trial.

Most claims were settled immediately before trial. The first settlement dismissed the

claims between ARM, Hill, and Pugh. They agreed to divide any money received in the

lawsuit. The second settlement dismissed Hubbard Brake’s claims against Optimum for

breach of contract. Additionally, the court ruled that Optimum was entitled to a landlord’s

lien against the proceeds. Only one dispute remained: priority between Regions and ARM.

Following a two-day bench trial, the court concluded that Regions was entitled to a

first lien and judgment against the proceeds. This conclusion was buttressed by the court’s

factual findings regarding Day and Miller. Notably, the court expressly rejected the

4 credibility of Day’s testimony. It found that Day was the “sole ringleader/shot caller” for

the New and Old Entities. The entities had “no relevance” and were “merely alter egos of

Scott Day used to qualify for government payments and to move credit around.” The

substitution of the New Entities was a sham. In short, the court found Day’s conduct to be

inequitable and unfair.

The court found that ARM had knowledge of Day’s dishonesty. It also found that

ARM had actual or constructive knowledge about Regions’ lien on the Old Entities’ crop.

It knew the Old Entities existed and operated under those entities until it became apparent

that Regions would not provide subordination. The court concluded this was the “wrong

and inequitable way to get around the issue.”

In closing, the court held it is “the legislative intent under the Uniform Commercial

Code to provide security to a lender like Regions Bank when they are unpaid and when

there has not been a change in the operator.” It also found that this case “came down to

Scott Day or Scott Day Farms Partnership all the way through.” Accordingly, it held that

Regions was entitled to a priority lien against the proceeds. The court memorialized

Optimum’s landlord lien and the settlements between the parties. This appeal followed.

The Arkansas Court of Appeals initially remanded this case to settle and

supplement the record. See AgriFund, LLC v. Regions Bank, 2019 Ark. App.

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Cite This Page — Counsel Stack

Bluebook (online)
2020 Ark. 246, 602 S.W.3d 726, Counsel Stack Legal Research, https://law.counselstack.com/opinion/agrifund-llc-and-hampton-pugh-company-llc-v-regions-bank-hill-seed-ark-2020.