AFEG v. State

153 P.3d 296
CourtAlaska Supreme Court
DecidedFebruary 23, 2007
DocketS-11916
StatusPublished

This text of 153 P.3d 296 (AFEG v. State) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
AFEG v. State, 153 P.3d 296 (Ala. 2007).

Opinion

153 P.3d 296 (2007)

ALASKANS FOR EFFICIENT GOVERNMENT, INC., an Alaskan non-profit corporation, and Karen Bretz, Appellants,
v.
STATE of Alaska, Loren Leman, Lieutenant Governor, Appellee.

No. S-11916.

Supreme Court of Alaska.

February 23, 2007.

Kenneth P. Jacobus, P.C., Anchorage, for Appellants.

Brenda B. Page, Assistant Attorney General, Anchorage, and David W. Márquez, Attorney General, Juneau, for Appellee.

*297 Before: BRYNER, Chief Justice, MATTHEWS, EASTAUGH, FABE, and CARPENETI, Justices.

OPINION

BRYNER, Chief Justice.

I. INTRODUCTION

Alaskans for Efficient Government, an Alaskan nonprofit corporation, submitted Initiative Petition 03TMLT for certification by the lieutenant governor. The initiative included a section requiring a supermajority vote for the legislature to pass tax-related bills. The lieutenant governor declined to certify the proposed initiative, ruling that it failed to comply with constitutional provisions governing the initiative process. The question presented in this appeal is whether the initiative could properly be rejected before being voted on and enacted. Alaska law usually requires an initiative to be enacted before its provisions become subject to challenge but allows a pre-election challenge if the initiative conflicts with a constitutional provision that limits the initiative process. Here, we conclude that the initiative's supermajority requirement conflicts with article II, section 14 of the Alaska Constitution, which requires bills to be enacted by a majority vote. Since article XI, section 1 of the Alaska Constitution does not allow an initiative to amend a constitutional requirement, we hold that the initiative was properly rejected for violating constitutional restrictions on the initiative process.

II. FACTS AND PROCEEDINGS

In 2003 Karen Bretz, an Alaska voter and organizer of a non-profit corporation called Alaskans for Efficient Government (AFEG), filed a petition that proposed a ballot initiative designed to curb new taxes. The initiative proposed: (1) to require a three-fourths (seventy-five percent) vote by the legislature (or a majority vote by the electorate) to enact or increase taxes; (2) to allow municipalities to use initiatives for limiting local taxes; and (3) to prohibit taxes on real estate transfers. After consulting with the Department of Law, the lieutenant governor rejected the petition, notifying Bretz that the department had determined that the proposal "does not comply with the constitutional and statutory provisions governing the use of the initiative."

Bretz and AFEG[1] appealed to the superior court, claiming that the proposed initiative dealt with a proper subject and should have been certified. The parties filed cross-motions for summary judgment; their dispute centered on the validity of the proposed initiative's first section—its supermajority voting requirement:

Section 1. Limitation on State Taxes. No new state taxes may be imposed, nor may existing rates on existing taxes be increased, except as follows:
(1) Upon the affirmative vote of 75% of the members of each house of the Alaska Legislature,
(2) Upon the affirmative vote of a majority of those voters of the State of Alaska voting on this question at a regular or special election, or
(3) If necessary to comply with the terms of state bonded indebtedness existing as of the effective date of this Act.[[2]]

The state maintained that the proposed initiative's call for a supermajority vote would violate the Alaska Constitution, which authorizes the legislature to enact most laws by a simple majority vote. Contending that approval of the supermajority requirement would effectively amend the constitution—a change that cannot be made by the initiative process—the state reasoned that AFEG's initiative was properly rejected. AFEG in turn defended the initiative, insisting that it merely proposed to enact a law, not a constitutional amendment. Because the proposed initiative was not clearly unconstitutional, AFEG argued, it could only be challenged after *298 being placed on the ballot and approved by the voters.

The superior court granted summary judgment to the state. In the court's view, article II, section 14 of the Alaska Constitution, which allows the legislature to enact bills by majority vote, could only be changed by a constitutional amendment. Since an initiative cannot amend the constitution, the court concluded, AFEG's initiative could not properly be used to enact a supermajority voting requirement.

AFEG appeals.

III. STANDARD OF REVIEW

We review an award of summary judgment independently and will affirm if the evidence, when viewed in the light most favorable to the non-moving party, "fails to disclose a genuine issue of material fact and the moving party is entitled to judgment as a matter of law."[3] We likewise review constitutional questions independently and will "adopt the rule of law that is most persuasive in light of precedent, reason, and policy."[4]

IV. DISCUSSION

A. Pre-Election Review of Supermajority Requirement

We have long recognized that when initiative petitions meet formal requirements for filing, the laws they propose to adopt are ordinarily not subject to immediate challenge: "The general rule is that a court should not determine the constitutionality of an initiative unless and until it is enacted."[5] The rule against pre-election review is a prudential one, steeped in traditional policies recognizing the need to avoid unnecessary litigation, to uphold the people's right to initiate laws directly, and to check the power of individual officials to keep the electorate's voice from being heard.[6] But this bar against pre-election review has never been absolute:

There are two exceptions to this [general rule]. First, where the initiative is challenged on the basis that it does not comply with the state constitutional and statutory provisions regulating initiatives, courts are empowered to conduct pre-election review. Second, courts are also empowered to conduct pre-election review of initiatives where the initiative is clearly unconstitutional or clearly unlawful.[[7]]

AFEG argues that its proposed initiative should have avoided review and been placed on the ballot because it is not "clearly unconstitutional"[8] as required under the second exception: "The case at bench involves a claim that the proposed initiative is in conflict with the Constitution of Alaska and, accordingly, is an attempt to amend it. Judicial review of Constitutional challenges, however, should not be conducted until after the passage of the initiative by the voters, if in fact it is passed."

But the state responds that the initiative was properly rejected under the first exception—not because it might be unconstitutional if enacted but rather because enacting an initiative on a subject that can only be changed by constitutional amendment fails to comply with constitutional provisions regulating the initiative process.

The state's argument starts from the premise that the Alaska Constitution does not permit constitutional amendments to be enacted by initiative. As this court recognized soon after statehood in Starr v. Hagglund,

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Alaskans for Efficient Government, Inc. v. State
153 P.3d 296 (Alaska Supreme Court, 2007)

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Bluebook (online)
153 P.3d 296, Counsel Stack Legal Research, https://law.counselstack.com/opinion/afeg-v-state-alaska-2007.