Afanador v. Saul

CourtDistrict Court, N.D. Illinois
DecidedFebruary 2, 2022
Docket1:20-cv-03439
StatusUnknown

This text of Afanador v. Saul (Afanador v. Saul) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Afanador v. Saul, (N.D. Ill. 2022).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

ABRAHAM A.,1 ) ) Plaintiff, ) ) No. 20 C 3439 v. ) ) Magistrate Judge KILOLO KIJAKAZI, Acting ) Maria Valdez Commissioner of Social Security,2 ) ) Defendant. ) )

MEMORANDUM OPINION AND ORDER This action was brought under 42 U.S.C. § 405(g) to review the final decision of the Commissioner of Social Security denying Plaintiff Abraham A.’s claims for Disability Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”). The parties have consented to the jurisdiction of the United States Magistrate Judge pursuant to 28 U.S.C. § 636(c). The matter is presently before the Court on Defendant’s Rule 59(e) Motion to Alter or Amend Judgment [Doc. No. 31]. Defendant’s motion asks this Court to reconsider its Memorandum Opinion and Order dated December 16, 2021 [Doc. No.

1 In accordance with Internal Operating Procedure 22 – Privacy in Social Security Opinions, the Court refers to Plaintiff only by his first name and the first initial of his last name.

2 Kilolo Kijakazi has been substituted for her predecessor pursuant to Federal Rule of Civil Procedure 25(d). 29] which granted in part and denied in part Plaintiff’s motion for summary judgment [Doc. No. 19], denied Defendant’s cross-motion for summary judgment [Doc. No. 22], and remanded the matter to the Commissioner for further

proceedings. For the reasons that follow, Defendant’s motion to reconsider [Doc. No. 31] is granted. Further, upon reconsideration, Plaintiff’s motion for summary judgment [Doc. No. 19] is denied, and Defendant’s cross-motion for summary judgment [Doc. No. 22] is granted. MOTION TO RECONSIDER Defendant moves to reconsider pursuant to Federal Rule of Civil Procedure

59(e). A party moving to alter or amend a judgment under Rule 59(e) “must clearly establish (1) that the court committed a manifest error of law or fact, or (2) that newly discovered evidence precluded entry of judgment.” Cincinnati Life Ins. Co. v. Beyrer, 722 F.3d 939, 955 (7th Cir. 2013) (citation and internal quotations omitted). A manifest error of law may be demonstrated if the Court failed to apply controlling precedent. See Oto v. Metro. Life Ins. Co., 224 F.3d 601, 606 (7th Cir. 2000). A motion to reconsider under Rule 59(e) “enables the court to correct its own errors

and thus avoid unnecessary appellate procedures.” Moro v. Shell Oil Co., 91 F.3d 872, 876 (7th Cir. 1996) (citation omitted). In this case, Plaintiff did not have an attorney or non-attorney representative while proceeding before the ALJ. In previously moving for summary judgment, Plaintiff argued, inter alia, that he did not validly waive his right to counsel and that, in light of the invalid waiver, the ALJ did not satisfy her concomitant enhanced duty to fully develop the record. In its December 16, 2021 decision, this Court agreed with Plaintiff’s contention in that regard. [Doc. No. 29 at 7-12.] In reaching that determination, the Court was guided by the Seventh Circuit’s

pronouncement that “[t]o ensure a valid waiver of counsel, we require the ALJ to explain to the pro se claimant (1) the manner in which an attorney can aid in the proceedings, (2) the possibility of free counsel or a contingency arrangement, and (3) the limitation on attorney fees to 25 percent of past due benefits and required court approval of the fees.” Binion v. Shalala, 13 F.3d 243, 245 (7th Cir. 1994) (emphasis added, citation omitted).3

This Court found that the hearing transcript in this case did not reflect that the ALJ gave this required information to Plaintiff, and that, as such, Plaintiff did not validly waive his right to representation. [Doc. No. 29 at 8-9.] As noted in the Court’s prior decision, there were no medical source statements and a significant number of additional pages of medical records had been submitted. [Doc. No. 29 at 11.] Under the circumstances, the Court found that Defendant did not meet her burden – which falls upon the Commissioner in cases of invalid waiver – of

establishing that the ALJ, in turn, satisfied her heightened duty to supplement the record by “ordering additional examinations[] and contacting treating physicians

3 See also, e.g., Thomas v. Barnhart, 54 F. App’x 873, 877-78 (7th Cir. 2003) (“An ALJ must explain to the claimant how an attorney could assist him in the proceedings. He must also notify the claimant that he may be able to obtain legal representation for free or on a contingency basis, and that the court will review any award of attorney fees, which will in no case exceed twenty-five percent of past-due benefits. If the ALJ omits any of this information when inquiring whether a claimant wishes to proceed without counsel, then the claimant’s waiver of counsel is invalid.”) (emphasis added, citations omitted). and medical sources to request additional records and information.” Nelms v. Astrue, 553 F.3d 1093, 1098 (7th Cir. 2009) (citation omitted). In her summary judgment brief, Defendant devoted one sentence to an

assertion that Plaintiff validly waived his right to counsel because “he received written details about his right to representation – and related details about the manner in which a representative could help him, the possibility of free or contingency-fee representation, and the limitations on attorney fees – in each of the two Notices of Hearing sent by the agency.” [Doc. No. 23 at 14.] This Court rejected that argument, reasoning that “Defendant offer[ed] no legal authority supporting

the proposition that written notices can substitute for the explanation an ALJ herself is required to give.” [Doc. No. 29 at 9.] See United States v. Alden, 527 F.3d 653, 664 (7th Cir. 2008) (“[I]t is not the obligation of this Court to research and construct the legal arguments available to the parties.”) (citations omitted). However, in moving to reconsider, Defendant now points the Court to the Seventh Circuit’s decision in Jozefyk v. Berryhill, 923 F.3d 492 (7th Cir. 2019).4 In Jozefyk, the ALJ denied plaintiff Christopher Jozefyk’s claims for benefits. On

appeal, Jozefyk argued that “the ALJ did not establish a valid waiver of attorney representation before allowing Jozefyk to proceed pro se at the hearing.” Id. at 494. In rejecting Jozefyk’s contention, the Seventh Circuit held as follows:

4 The Court notes that it was incumbent on Defendant to cite this authority the first time around. See Trs. of the Chi. Plastering Inst. Pension Tr. v. Cork Plastering, Inc., No. 03 C 6867, 2007 U.S. Dist. LEXIS 86946, at *5-6 (N.D. Ill. Nov. 26, 2007) (“Plaintiffs failed to cite any of this authority earlier, and a motion to reconsider is neither the time nor the place to [do] so for the first time.”). Here, Jozefyk was adequately advised of his right to counsel. Months before the hearing, the agency mailed several written notices explaining his right to an attorney, counsel’s role in disability proceedings, and available fee arrangements. Specifically, the “Your Right to Representation” pamphlet attached to his hearing notices lists, in detail, the admonishments this court requires to establish waiver. . . .

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