NUMBER 13-17-00582-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
ADRIAN LEE, Appellant,
v.
TDCJ-CID, ET AL., Appellees.
On appeal from the 36th District Court of Bee County, Texas.
MEMORANDUM OPINION Before Chief Justice Valdez and Justices Rodriguez and Benavides Memorandum Opinion by Justice Benavides
By one issue, appellant Adrian Lee alleges the trial court abused its discretion by
dismissing his complaint against appellee Texas Department of Criminal Justice (TDCJ–
ID). Lee filed suit alleging multiple violations of his rights while incarcerated including
Equal Protection violations, violation of due process, common law fraud, breach of
contract, and the enforcement of disciplinary rules in an arbitrary and capricious manner.
We affirm. I. BACKGROUND
Lee is currently incarcerated in the McConnell Unit of TDCJ-ID in Beeville. Lee filed
suit pro se under chapter 14 of the Texas Civil Practice and Remedies Code. See TEX.
CIV. PRAC. & REM. CODE ANN. §§ 14.001–14.010 (West, Westlaw through 2017 1st C.S.).
In his petition, Lee claims he was given a false disciplinary case number for attempting to
establish a relationship. Lee states he was found guilty of a lesser included offense and
disciplined accordingly.1 Lee also claims he entered into a contract when he signed his
disciplinary forms and TDCJ–ID breached that contract by failing to follow rules, policy,
and directives contained within the disciplinary handbook.
On July 25, 2017, the Office of the Attorney General (OAG) filed an amended
amicus curiae advisory brief recommending Lee’s claims be dismissed for failure to comply
with the requirements under Chapter Fourteen of the Texas Civil Practice and Remedies
Code. See id. The OAG recommended three grounds for dismissal under chapter 14.
See id. First, the OAG alleged that Lee was not indigent and his affidavit of poverty was
false. Second, the OAG alleged that Lee had failed to exhaust all administrative remedies.
Lee’s Step 2 grievance was overruled and signed on April 11, 2017, and Lee did not file
suit until May 15, 2017, outside the thirty-one-day period required by chapter 14. See id.
14.005(b) (“A Court shall dismiss a claim if the inmate fails to file the claim before the 31st
day after the date the inmate receives the written decision from the grievance system.”);
see also Wallace v. TDCJ-ID, 36 S.W.3d 607, 610–11 (Tex. App.—Houston [1st Dist.]
1 In Lee’s petition, he states he was: (1) given a more restrictive environment; (2) given a custody
level of extreme; (3) denied a fair and impartial hearing by defendants by them denying witnesses; (4) denied pre-hearing due process requirements when he was charged with a new offense; (5) denied a fair and impartial hearing when given a lesser included offense; (6) denied post hearing procedural safeguards when TDCJ–ID failed to allow him to review the hearing tapes; and was (7) denied a fair and impartial hearing when TDCJ–ID applied disciplinary rules against him in an unfair, arbitrary, and capricious manner.
2 2000, pet. denied). Third, the OAG alleged that Lee’s claims were frivolous. Lee alleged
changes in his conditions within the prison system, and the OAG stated that changes in
conditions do not implicate due process. See Hamilton v. Williams, 298 S.W.3d 334, 341
(Tex. App.—Fort Worth 2009, pet. denied). The trial court dismissed Lee’s cause of action
with prejudice and found Lee was not indigent. This appeal followed.
II. DISMISSAL OF CLAIM
By his sole issue, Lee argues that the trial court abused its discretion in dismissing
his claims pursuant to chapter fourteen of the Texas Civil Practice and Remedies Code.
See id.
A. Standard of Review
We review a dismissal of an inmate's lawsuit in forma pauperis under chapter
fourteen of the civil practice and remedies code for abuse of discretion. See Harrison v.
Tex. Dep’t of Criminal Justice-Inst. Div., 164 S.W.3d 871, 874 (Tex. App.—Corpus Christi
2005, no pet.); Thomas v. Knight, 52 S.W.3d 292, 294 (Tex. App.—Corpus Christi 2001,
pet. denied). A trial court abuses its discretion when it acts without reference to any
guiding rules or principles. Cire v. Cummings, 134 S.W.3d 835, 838-39 (Tex. 2004).
“Chapter 14 of the Texas Civil Practice and Remedies Code governs inmate
litigation when the inmate claims inability to pay costs.” Douglas v. Moffett, 418 S.W.3d
336, 338 (Tex. App.—Houston [14th Dist.] 2013, no pet.). “This means that the
requirements of Chapter 14 apply when inmates file an appeal or an original proceeding
in the appellate court the same as when they file actions in the district, county, and justice
courts.” Id. at 339 (quoting Douglas v. Turner, 441 S.W.3d 337, 338 (Tex. App.—Waco
2013, no pet.).
3 The determination of whether a claim has an arguable basis in law “is a legal
question to be reviewed de novo.” Burnett v. Sharp, 328 S.W.3d 594, 600 (Tex. App.—
Houston [14th Dist.] 2010, no pet.); see In re Humphreys, 880 S.W.2d 402, 404 (Tex.
1993). “A claim has no arguable basis in law only if it is based on (1) wholly incredible or
irrational factual allegations; or (2) an indisputably meritless legal theory.” Burnett, 328
S.W.3d at 600. We will affirm the dismissal if it was proper under any legal theory. See
Hamilton v. Pechacek, 319 S.W.3d 801, 809 (Tex. App.—Fort Worth 2010, no pet.).
Here, the trial court dismissed Lee’s claims with prejudice with a finding that Lee
was not indigent. “A dismissal with prejudice operates as if the case had been fully tried
and decided.” Id. at 810. When reviewing whether the trial court abused its discretion by
dismissing claims with prejudice under chapter 14, this Court should consider whether the
inmate’s error could be remedied with more specific pleading; if so, a dismissal under
chapter 14 is improper. Id.
B. Applicable Law and Discussion
“The legislature enacted chapter 14 of the Texas Civil Practice and Remedies Code
to control the flood of frivolous lawsuits being filed in Texas courts by prison inmates
because these suits consume many valuable judicial resources with little offsetting
benefits.” See id. at 809. “Chapter 14 sets forth procedural requirements an inmate must
satisfy as a prerequisite to filing suit.” Id.
1. Affidavit of Indigency
Section 14.002 states that:
This chapter applies only to an action, including an appeal or original proceeding, brought by an inmate in a district, county, justice of the peace, or small claims court or an appellate court, including the supreme court or
Free access — add to your briefcase to read the full text and ask questions with AI
NUMBER 13-17-00582-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
ADRIAN LEE, Appellant,
v.
TDCJ-CID, ET AL., Appellees.
On appeal from the 36th District Court of Bee County, Texas.
MEMORANDUM OPINION Before Chief Justice Valdez and Justices Rodriguez and Benavides Memorandum Opinion by Justice Benavides
By one issue, appellant Adrian Lee alleges the trial court abused its discretion by
dismissing his complaint against appellee Texas Department of Criminal Justice (TDCJ–
ID). Lee filed suit alleging multiple violations of his rights while incarcerated including
Equal Protection violations, violation of due process, common law fraud, breach of
contract, and the enforcement of disciplinary rules in an arbitrary and capricious manner.
We affirm. I. BACKGROUND
Lee is currently incarcerated in the McConnell Unit of TDCJ-ID in Beeville. Lee filed
suit pro se under chapter 14 of the Texas Civil Practice and Remedies Code. See TEX.
CIV. PRAC. & REM. CODE ANN. §§ 14.001–14.010 (West, Westlaw through 2017 1st C.S.).
In his petition, Lee claims he was given a false disciplinary case number for attempting to
establish a relationship. Lee states he was found guilty of a lesser included offense and
disciplined accordingly.1 Lee also claims he entered into a contract when he signed his
disciplinary forms and TDCJ–ID breached that contract by failing to follow rules, policy,
and directives contained within the disciplinary handbook.
On July 25, 2017, the Office of the Attorney General (OAG) filed an amended
amicus curiae advisory brief recommending Lee’s claims be dismissed for failure to comply
with the requirements under Chapter Fourteen of the Texas Civil Practice and Remedies
Code. See id. The OAG recommended three grounds for dismissal under chapter 14.
See id. First, the OAG alleged that Lee was not indigent and his affidavit of poverty was
false. Second, the OAG alleged that Lee had failed to exhaust all administrative remedies.
Lee’s Step 2 grievance was overruled and signed on April 11, 2017, and Lee did not file
suit until May 15, 2017, outside the thirty-one-day period required by chapter 14. See id.
14.005(b) (“A Court shall dismiss a claim if the inmate fails to file the claim before the 31st
day after the date the inmate receives the written decision from the grievance system.”);
see also Wallace v. TDCJ-ID, 36 S.W.3d 607, 610–11 (Tex. App.—Houston [1st Dist.]
1 In Lee’s petition, he states he was: (1) given a more restrictive environment; (2) given a custody
level of extreme; (3) denied a fair and impartial hearing by defendants by them denying witnesses; (4) denied pre-hearing due process requirements when he was charged with a new offense; (5) denied a fair and impartial hearing when given a lesser included offense; (6) denied post hearing procedural safeguards when TDCJ–ID failed to allow him to review the hearing tapes; and was (7) denied a fair and impartial hearing when TDCJ–ID applied disciplinary rules against him in an unfair, arbitrary, and capricious manner.
2 2000, pet. denied). Third, the OAG alleged that Lee’s claims were frivolous. Lee alleged
changes in his conditions within the prison system, and the OAG stated that changes in
conditions do not implicate due process. See Hamilton v. Williams, 298 S.W.3d 334, 341
(Tex. App.—Fort Worth 2009, pet. denied). The trial court dismissed Lee’s cause of action
with prejudice and found Lee was not indigent. This appeal followed.
II. DISMISSAL OF CLAIM
By his sole issue, Lee argues that the trial court abused its discretion in dismissing
his claims pursuant to chapter fourteen of the Texas Civil Practice and Remedies Code.
See id.
A. Standard of Review
We review a dismissal of an inmate's lawsuit in forma pauperis under chapter
fourteen of the civil practice and remedies code for abuse of discretion. See Harrison v.
Tex. Dep’t of Criminal Justice-Inst. Div., 164 S.W.3d 871, 874 (Tex. App.—Corpus Christi
2005, no pet.); Thomas v. Knight, 52 S.W.3d 292, 294 (Tex. App.—Corpus Christi 2001,
pet. denied). A trial court abuses its discretion when it acts without reference to any
guiding rules or principles. Cire v. Cummings, 134 S.W.3d 835, 838-39 (Tex. 2004).
“Chapter 14 of the Texas Civil Practice and Remedies Code governs inmate
litigation when the inmate claims inability to pay costs.” Douglas v. Moffett, 418 S.W.3d
336, 338 (Tex. App.—Houston [14th Dist.] 2013, no pet.). “This means that the
requirements of Chapter 14 apply when inmates file an appeal or an original proceeding
in the appellate court the same as when they file actions in the district, county, and justice
courts.” Id. at 339 (quoting Douglas v. Turner, 441 S.W.3d 337, 338 (Tex. App.—Waco
2013, no pet.).
3 The determination of whether a claim has an arguable basis in law “is a legal
question to be reviewed de novo.” Burnett v. Sharp, 328 S.W.3d 594, 600 (Tex. App.—
Houston [14th Dist.] 2010, no pet.); see In re Humphreys, 880 S.W.2d 402, 404 (Tex.
1993). “A claim has no arguable basis in law only if it is based on (1) wholly incredible or
irrational factual allegations; or (2) an indisputably meritless legal theory.” Burnett, 328
S.W.3d at 600. We will affirm the dismissal if it was proper under any legal theory. See
Hamilton v. Pechacek, 319 S.W.3d 801, 809 (Tex. App.—Fort Worth 2010, no pet.).
Here, the trial court dismissed Lee’s claims with prejudice with a finding that Lee
was not indigent. “A dismissal with prejudice operates as if the case had been fully tried
and decided.” Id. at 810. When reviewing whether the trial court abused its discretion by
dismissing claims with prejudice under chapter 14, this Court should consider whether the
inmate’s error could be remedied with more specific pleading; if so, a dismissal under
chapter 14 is improper. Id.
B. Applicable Law and Discussion
“The legislature enacted chapter 14 of the Texas Civil Practice and Remedies Code
to control the flood of frivolous lawsuits being filed in Texas courts by prison inmates
because these suits consume many valuable judicial resources with little offsetting
benefits.” See id. at 809. “Chapter 14 sets forth procedural requirements an inmate must
satisfy as a prerequisite to filing suit.” Id.
1. Affidavit of Indigency
Section 14.002 states that:
This chapter applies only to an action, including an appeal or original proceeding, brought by an inmate in a district, county, justice of the peace, or small claims court or an appellate court, including the supreme court or
4 the court of criminal appeals, in which an affidavit or unsworn declaration of inability to pay costs is filed by the inmate.
TEX. CIV. PRAC. & REM. CODE § 14.002(a).
“A plaintiff may file an affidavit of indigency in lieu of paying costs.” McClain v.
Terry, 320 S.W.3d 394, 397 (Tex. App.—El Paso 2010, no pet.) (citing TEX. R. CIV. P. 145).
The affidavit must contain complete information as to the party’s identity, the nature and
amount of governmental entitlement income, nature and amount of employment income,
other income (interest, dividends, etc.), spouse’s income if available to the party, property
owned (other than homestead), cash or checking account, dependents, debts, and
monthly expenses. TEX. R. CIV. P. 124(b). “A prisoner at a Texas Department of Criminal
Justice [facility] who has no money or property is considered indigent.” McClain, 320
S.W.3d at 397; Allred v. Lowry, 597 S.W.2d 353, 355 (Tex. 1980). However, “an inmate
who has funds in his trust account is not indigent.” McClain, 320 S.W.3d at 397. Texas
Civil Practice and Remedies Code section 14.006 outlines a formula by which an inmate’s
trust funds can be utilized for payment of court costs.2 See TEX. CIV. PRAC. & REM. CODE
ANN. § 14.006 (West, Westlaw through 2017 1st C.S.).
Although Lee filed his “Declaration of Inability to Pay Court Costs” on May 16, 2017,
stating he was indigent, he did not include the required printout of his trust account
balance. However, on July 5, 2017, Lee filed an “Inmate Trust Account Statement” with
the District Clerk’s Office. The filed statement shows that from November 2016 through
2 The trial court may order an inmate to pay court fees, costs, and other costs. See TEX. CIV. PRAC.
& REM. CODE ANN. § 14.006(a) (West, Westlaw through 2017 1st C.S.). The formula considers an amount equal to the lesser of either 20 percent of the last six months of deposits in the inmate’s trust account or the total amount ordered. See id.(b). The following month, the amount drops to ten percent of that month’s deposits in the trust account or the total unpaid balance. See id.(c). This formula continues until the inmate is released from confinement. See id.(d).
5 April 2017, Lee had funds in his inmate trust account. Since he had money available in
his trust account, Lee is not considered indigent. See McClain, 320 S.W.3d at 397. The
trial court properly dismissed Lee’s claim based on the fact his affidavit of indigency was
untrue. See TEX. CIV. PRAC. & REM. CODE ANN. § 14.003. We overrule Lee’s sole issue.3
III. CONCLUSION
We affirm the trial court’s dismissal of Lee’s claim.
GINA M. BENAVIDES, Justice
Delivered and filed the 12th day of July, 2018.
3 Even if Lee could correct any defect in his filing, we find the trial court properly dismissed his suit
with prejudice. See TEX. CIV. PRAC. & REM. CODE ANN.§ 14.003(a). Lee’s allegations were frivolous and had no arguable basis in law. See id.; see also Burnett v. Sharp, 328 S.W.3d 594, 600 (Tex. App.—Houston [14th Dist.] 2010, no pet.) (describing what qualifies as “no arguable basis in law”). Lee’s arguments centered around changes in his conditions within the prison and therefore do not implicate a due process challenge. See Hamilton v. Williams, 298 S.W.3d 334, 341 (Tex. App.—Fort Worth 2009, pet. denied).