Adoption Services of Connecticut, Inc. v. Ragaglia

178 F. Supp. 2d 139, 2001 U.S. Dist. LEXIS 21755, 2001 WL 1658314
CourtDistrict Court, D. Connecticut
DecidedDecember 17, 2001
Docket3:98 CV 2498(CFD)
StatusPublished

This text of 178 F. Supp. 2d 139 (Adoption Services of Connecticut, Inc. v. Ragaglia) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Adoption Services of Connecticut, Inc. v. Ragaglia, 178 F. Supp. 2d 139, 2001 U.S. Dist. LEXIS 21755, 2001 WL 1658314 (D. Conn. 2001).

Opinion

RULING ON MOTION FOR SUMMARY JUDGMENT

DRONEY, District Judge.

The plaintiff, Adoption Services of Connecticut, Inc., (“Adoption Services”) brings this action against the defendants, Kristine D. Ragaglia, Michael J. Schultz, Gary Mi-netti, and Lawrence J. Pysh, pursuant to 42 U.S.C. § 1983. Adoption Services alleges that the defendants, officials of the Connecticut Department of Children and Families (“DCF”), suspended its license to operate a child adoption agency without a prior hearing in violation of its procedural and substantive due process rights under the Fourteenth Amendment to the United States Constitution and in violation of Connecticut’s Administrative Procedure Act, *142 Conn. Gen.Stat. § 4-182. 1 Adoption Services seeks compensatory and punitive damages, as well as attorney’s fees and costs, and originally sought an injunction prohibiting the defendants from enforcing their suspension of Adoption Services’ license. The defendants have filed a motion for summary judgment [Document # 21].

Having withdrawn its application for injunctive relief, Adoption Services concedes that this action may be dismissed with respect to Ragaglia, as she was sued only in her official capacity. 2 Adoption Services also concedes that this action may be dismissed with respect to Minetti and Pysh. See Pl.’s Mem. Opp. Mtn. Summ. J. at 2. The motion for summary judgment is therefore GRANTED absent objection as to those defendants. Consequently, Schultz is the only remaining defendant in this action. The motion for summary judgment is also GRANTED as to Schultz for the following reasons.

I. Background 3

Adoption Services was a child adoption agency licensed by DCF and the State of Connecticut. 4 As indicated, the defen *143 dants were officials employed by DCF. Defendant Schultz, a licensed psychologist, was the DCF Director of the Division of Continuous Quality Improvement, which dealt with the licensing and regulation of child adoption agencies.

On June 23, 1998, defendant Schultz sent a letter to Adoption Services’ Executive Director, Kenneth Keller (“Keller”), notifying him that DCF was refusing to renew Adoption Services’ “regular license” and revoking a provisional license issued on February 23, 1998. The letter recited the following violations of the Regulations of Connecticut State Agencies (“Regulations”) as reasons for such licensing actions:

1) failure/refusal to submit reports when requested by DCF pursuant to § 17a-150-71(a)(5),
2) failure/refusal/neglect to submit budget to DCF demonstrating ability to carry out stated purpose of program pursuant to § 17a-150-69(a),
3) failure/refusal/neglect to submit fee schedule to DCF pursuant to § 17a-150-69(b),
4) failure/refusal/neglect to identify the sources of income and demonstrate the ability to operate the program as a going concern pursuant to § 17a-150-69(c),
5) failure/refusal/negleet to provide annual audits to DCF pursuant to § 17a-150-69(f), and
6) failure/refusal/neglect to grant DCF access to all financial records pursuant to § 17a-150-69(g).

The letter also provided notice of Adoption Services’ right to an administrative hearing. Adoption Services subsequently requested a hearing, and DCF stayed its decision not to renew the license and to revoke its provisional license. 5 DCF sent Adoption Services a notice of a hearing to be held on October 7 and 9, 1998. Adoption Services then requested a continuance of the hearing until December 1998, which was granted.

In October of 1998, the Commissioner of the Connecticut Department of Health wrote two letters to DCF, which were presented to Defendant Schultz, expressing concern about a child reportedly born at home on June 12, 1998, whose adoption was being handled by Adoption Services, and who had already been placed with adoptive parents. The commissioner’s letters to DCF indicated that Adoption Services had failed to document the child’s birth properly, that the nurse who had completed the “Birth History Report Form” on behalf of Adoption Services did not have the required personal knowledge of the birth, and that no birth certificate had been filed for the child. Defendant Schultz also received correspondence from the Ellington, Connecticut Town Clerk, who indicated that the signature of the child’s biological father on the child’s adoption papers, witnessed by Keller, did not appear to match the signature on the father’s voter registration card, and the signature of the nurse who signed the birth history report also did not match her voter registration card. Keller also witnessed that signature. Defendant Schultz then ordered Lawrence Pysh, a DCF Facilities Inspector, to conduct an immediate on-site inspection of Adoption Services’ records. However, on the date of the inspection, no one appeared at Adoption Services’ office to admit Pysh because Adoption Services’ owner-operators were on vacation in Aruba and claimed that they could not arrange for anyone else to meet Pysh.

Subsequently, on November 2, 1998, Pysh and DCF Facilities Inspector Robert *144 F. Tebecio visited Adoption Services and inspected its records. Pysh and Tebecio then filed a field inspection report enumerating their findings, which in general, stated that Adoption Services’ records failed to show adequate staff training, background checks on prospective parents, and medical information. In light of the information supplied to Schultz by Pysh and Tebecio, as well as the letters supplied by the Department of Health and Town of Ellington, Schultz gave notice to Adoption Services, in a letter dated November 4, 1998, that DCF was immediately suspending Adoption Services’ license pursuant to § 17a-150-73 of the Regulations. 6 The letter stated that the suspension was due to a number of regulatory violations committed by Adoption Services, causing DCF to believe that the public health, safety, and welfare required emergency action. Several of the alleged regulatory violations stemmed from the adoption of the child mentioned above, including Adoption Services’ failure to provide documentation of proof of pregnancy, proof of live birth, and a birth certificate, as well as problems with the child’s birth history report. The letter also alleged other “serious regulatory violations observed by the DCF inspectors [at the November 2 visit]” and violations arising from Adoption Services’ failure to grant DCF access to the premises on the first attempted on-site inspection.

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Bluebook (online)
178 F. Supp. 2d 139, 2001 U.S. Dist. LEXIS 21755, 2001 WL 1658314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/adoption-services-of-connecticut-inc-v-ragaglia-ctd-2001.