NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-27
ADOPTION OF TALIB.1
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
The father appeals from a decree issued by a Juvenile Court
judge finding him unfit and terminating his parental rights to
his son, Talib. We conclude that the trial judge erred in
finding that the Department of Children and Families (DCF) made
reasonable efforts at reunification, in light of its failure to
communicate with the incarcerated father and to schedule parent-
child visits once requested. Nonetheless, the trial judge
properly terminated the father's parental rights as the evidence
demonstrated that he was unfit and likely to remain so
indefinitely. Accordingly, we affirm.
1A pseudonym. The mother's parental rights were terminated in 2023; she is not a party to this appeal. The father of the child's older sister, initially believed to be the father of the child, did not appeal the termination of his parental rights to the child's sister and is not a party to this appeal. 1. Background. The child was born in October 2019.
Although no father was listed on the child's birth certificate,
the mother initially believed the child's father to be the same
man as the father of the child's older sister. DCF first became
involved with the child in May 2020 when the mother was arrested
after bringing the child and his older sister to her fight with
another adult and subsequently driving away from the fight at a
high rate of speed with both children in the vehicle. Prior to
the completion of DCF's investigation of this incident, the
mother was again arrested after she drove under the influence
and crashed into nine parked vehicles while the child was in the
vehicle. DCF assumed emergency custody of both the child and
his older sister following this incident.
In February 2021, the mother informed DCF that she believed
the father was the parent of the child.2 The father was
incarcerated at that time, as he had been for a portion of the
mother's pregnancy and the birth of the child. The father has
an extensive criminal background involving multiple assault and
firearm related convictions. The father remained incarcerated
for a firearm offense during the entirety of the trial.
2 At trial, the mother testified that the father of the child's older sister took an at home paternity test four months after the child's birth, which revealed the man was not the child's father.
2 In May 2021, the father was added to DCF's family action
plan and included on all subsequent DCF reports and plans. As
part of this plan, the father was required to "(1) make his
whereabouts known to [DCF] and provide contact information,
(2) make monthly contact with [DCF], (3) adhere to rules set
forth by the CJS and refrain from engaging in further criminal
activity, and (4) establish paternity of [the child]."
In the father's initial conversation with a DCF social
worker in August 2021, he admitted that he was aware of the
child and the possibility that he was the child's father but he
wanted a paternity test to confirm. The father further noted
that the mother had informed him the child was his. DCF
subsequently engaged a different agency to schedule paternity
testing for the father and child. Apparently because of the
COVID-19 pandemic and scheduling issues, the father was unable
to establish his paternity until September 29, 2022.
Prior to this determination, in April 2022, the father
expressed his desire to assume custody of the child when the
father was released from prison. The father stated he planned
to get a job upon release and that he was presently on the wait
list for college courses and a welding class and was already
enrolled in criminal addictive thinking and parenting classes.
The father reiterated his desire to assume custody upon his
3 release at a July meeting with a social worker, adding that he
"would like to do anything to speed up the process." DCF
informed the father that parent-child visits could be scheduled
once paternity was confirmed.
No parent-child visits were scheduled prior to the
termination of the father's parental rights. Following the
confirmation of the father's paternity in September 2022, the
father was reluctant to have the child brought to the prison,
informing DCF that he would contact them when he wanted the
child to visit. The father chose to not contact DCF and
schedule visitation even after the start of the termination
trial on October 27, 2022. Instead, the father made only one
visitation request, on February 16, 2023, and did not otherwise
contact his social worker between December 2022 and March 2023.
In response to the visitation request, DCF conducted an
assessment into whether and how to provide visits. DCF failed
to complete this assessment prior to the end of the trial in
March 2023, resulting in the father's never meeting or
communicating with the child.
In April 2023, the judge found the father unfit and
terminated his parental rights to the child. This appeal
followed.
4 2. Standard of review. "To terminate parental rights to a
child and to dispense with parental consent to adoption, a judge
must find by clear and convincing evidence, based on subsidiary
findings proved by at least a fair preponderance of evidence,
that the parent is unfit to care for the child and that
termination is in the child's best interests." Adoption of
Jacques, 82 Mass. App. Ct. 601, 606 (2012). "Because
termination of a parent's rights is an 'extreme step,'. . . a
judge must decide both whether the parent is currently unfit and
whether, 'on the basis of credible evidence, there is a
reasonable likelihood that the parent's unfitness at the time of
trial may be only temporary.'" Adoption of Ilona, 459 Mass. 53,
59 (2011), quoting Adoption of Carlos, 413 Mass. 339, 350
(1992). "In making this determination, a judge must consider 'a
parent's character, temperament, conduct, and capacity to
provide for the child in the same context with the child's
particular needs, affections, and age.'" Adoption of Garret, 92
Mass. App. Ct. 664, 671 (2018), quoting Adoption of Mary, 414
Mass. 705, 711 (1993). General Laws c. 210, § 3 (c), provides a
nonexhaustive list of factors to be weighed in determining the
fitness of a parent.
Where there is clear and convincing evidence that the
parent is unfit and likely to remain so, we give substantial
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NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-27
ADOPTION OF TALIB.1
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
The father appeals from a decree issued by a Juvenile Court
judge finding him unfit and terminating his parental rights to
his son, Talib. We conclude that the trial judge erred in
finding that the Department of Children and Families (DCF) made
reasonable efforts at reunification, in light of its failure to
communicate with the incarcerated father and to schedule parent-
child visits once requested. Nonetheless, the trial judge
properly terminated the father's parental rights as the evidence
demonstrated that he was unfit and likely to remain so
indefinitely. Accordingly, we affirm.
1A pseudonym. The mother's parental rights were terminated in 2023; she is not a party to this appeal. The father of the child's older sister, initially believed to be the father of the child, did not appeal the termination of his parental rights to the child's sister and is not a party to this appeal. 1. Background. The child was born in October 2019.
Although no father was listed on the child's birth certificate,
the mother initially believed the child's father to be the same
man as the father of the child's older sister. DCF first became
involved with the child in May 2020 when the mother was arrested
after bringing the child and his older sister to her fight with
another adult and subsequently driving away from the fight at a
high rate of speed with both children in the vehicle. Prior to
the completion of DCF's investigation of this incident, the
mother was again arrested after she drove under the influence
and crashed into nine parked vehicles while the child was in the
vehicle. DCF assumed emergency custody of both the child and
his older sister following this incident.
In February 2021, the mother informed DCF that she believed
the father was the parent of the child.2 The father was
incarcerated at that time, as he had been for a portion of the
mother's pregnancy and the birth of the child. The father has
an extensive criminal background involving multiple assault and
firearm related convictions. The father remained incarcerated
for a firearm offense during the entirety of the trial.
2 At trial, the mother testified that the father of the child's older sister took an at home paternity test four months after the child's birth, which revealed the man was not the child's father.
2 In May 2021, the father was added to DCF's family action
plan and included on all subsequent DCF reports and plans. As
part of this plan, the father was required to "(1) make his
whereabouts known to [DCF] and provide contact information,
(2) make monthly contact with [DCF], (3) adhere to rules set
forth by the CJS and refrain from engaging in further criminal
activity, and (4) establish paternity of [the child]."
In the father's initial conversation with a DCF social
worker in August 2021, he admitted that he was aware of the
child and the possibility that he was the child's father but he
wanted a paternity test to confirm. The father further noted
that the mother had informed him the child was his. DCF
subsequently engaged a different agency to schedule paternity
testing for the father and child. Apparently because of the
COVID-19 pandemic and scheduling issues, the father was unable
to establish his paternity until September 29, 2022.
Prior to this determination, in April 2022, the father
expressed his desire to assume custody of the child when the
father was released from prison. The father stated he planned
to get a job upon release and that he was presently on the wait
list for college courses and a welding class and was already
enrolled in criminal addictive thinking and parenting classes.
The father reiterated his desire to assume custody upon his
3 release at a July meeting with a social worker, adding that he
"would like to do anything to speed up the process." DCF
informed the father that parent-child visits could be scheduled
once paternity was confirmed.
No parent-child visits were scheduled prior to the
termination of the father's parental rights. Following the
confirmation of the father's paternity in September 2022, the
father was reluctant to have the child brought to the prison,
informing DCF that he would contact them when he wanted the
child to visit. The father chose to not contact DCF and
schedule visitation even after the start of the termination
trial on October 27, 2022. Instead, the father made only one
visitation request, on February 16, 2023, and did not otherwise
contact his social worker between December 2022 and March 2023.
In response to the visitation request, DCF conducted an
assessment into whether and how to provide visits. DCF failed
to complete this assessment prior to the end of the trial in
March 2023, resulting in the father's never meeting or
communicating with the child.
In April 2023, the judge found the father unfit and
terminated his parental rights to the child. This appeal
followed.
4 2. Standard of review. "To terminate parental rights to a
child and to dispense with parental consent to adoption, a judge
must find by clear and convincing evidence, based on subsidiary
findings proved by at least a fair preponderance of evidence,
that the parent is unfit to care for the child and that
termination is in the child's best interests." Adoption of
Jacques, 82 Mass. App. Ct. 601, 606 (2012). "Because
termination of a parent's rights is an 'extreme step,'. . . a
judge must decide both whether the parent is currently unfit and
whether, 'on the basis of credible evidence, there is a
reasonable likelihood that the parent's unfitness at the time of
trial may be only temporary.'" Adoption of Ilona, 459 Mass. 53,
59 (2011), quoting Adoption of Carlos, 413 Mass. 339, 350
(1992). "In making this determination, a judge must consider 'a
parent's character, temperament, conduct, and capacity to
provide for the child in the same context with the child's
particular needs, affections, and age.'" Adoption of Garret, 92
Mass. App. Ct. 664, 671 (2018), quoting Adoption of Mary, 414
Mass. 705, 711 (1993). General Laws c. 210, § 3 (c), provides a
nonexhaustive list of factors to be weighed in determining the
fitness of a parent.
Where there is clear and convincing evidence that the
parent is unfit and likely to remain so, we give substantial
5 deference to the trial judge's decision regarding the child's
best interests and "reverse only where the findings of fact are
clearly erroneous or where there is a clear error of law or
abuse of discretion." Adoption of Ilona, 459 Mass. at 59. "A
finding is clearly erroneous when there is no evidence to
support it, or when, 'although there is evidence to support it,
the reviewing court on the entire evidence is left with the
definite and firm conviction that a mistake has been
committed.'" Adoption of Larry, 434 Mass. 456, 462 (2001),
quoting Custody of Eleanor, 414 Mass. 795, 799 (1993). An abuse
of discretion exists where the decision "amounts to a 'clear
error of judgment' that falls 'outside the range of reasonable
alternatives.'" Adoption of Talik, 92 Mass. App. Ct. 367, 375
(2017), quoting L.L. v. Commonwealth, 470 Mass. 169, 185 n.27
(2014).
3. Reasonable efforts. "Before seeking to terminate
parental rights, [DCF] must make 'reasonable efforts' aimed at
restoring the child to the care of the natural parents."
Adoption of Ilona, 459 Mass. at 60, quoting Adoption of Lenore,
55 Mass. App. Ct. 275, 278 (2002). When an involved parent is
incarcerated, DCF's regulations expressly require DCF employees
"to work in cooperation with incarcerated parents to promote a
healthy relationship with their children, and to avoid permanent
6 separation." 110 Code Mass. Regs. § 1.10 (2008). These
required "efforts shall include regular visitation at the
correctional facility, as well as the holding of case
conferences and other consultations at the correctional
facility." Id. "[R]egardless of whether parents are
incarcerated, [DCF]'s regulations prohibit it from terminating
visitation 'unless the matter is brought before a judge, and the
judge makes specific findings demonstrating that parental visits
will harm the child or the public welfare.'" Adoption of
Franklin, 99 Mass. App. Ct. 787, 795 (2021), quoting 110 Code
Mass. Regs. § 7.128 (2008).
Here, DCF violated its own regulatory obligations through
its failure to schedule requested visitation. DCF argues that
its failure to schedule visitation was the result of the
father's singular, delayed request and logistical difficulties
related to the father's incarceration and the transportation of
the child from New Hampshire. That explanation, however, is not
supported by the evidence at trial. At trial, a DCF social
worker testified that, when the father requested a visit, DCF
had to make "[a] clinical decision." She explained that DCF
"would like to acknowledge . . . what's in the best interest of
[the child], taking him where he has never met [the father],
taking him into the jail, the impact that would have on the
7 child." She testified that her superiors at DCF had to approve
visitation, and that she had "brought it to the attention of my
supervisor and emailed my supervisor, our attorney, and it then
should go up to the area program manager." The social worker
further testified that the clinical team would "make the
decision of the best interest of [the child] of whether or not
he should be able to see his father."
We acknowledge that, two weeks later, counsel for DCF at
trial represented to the trial judge that DCF had by then "been
in contact with the jail or attempted to have contact with the
jail in regards to visitation and how that would work, and
whether Facetime or other means of communication would be
possible" and was "still waiting to hear back from the . . .
jail." He also described the "logistical issue that DCF is
trying to resolve in terms of how transportation would work."
Putting aside that the representations of counsel were not
evidence, see Danny D. v. Eli E., 102 Mass. App. Ct. 901, 902
(2023), waiting one month without offering a visit, and merely
leaving messages for the prison, was wholly inadequate to comply
with the regulatory requirement of "regular visitation at the
correctional facility." 110 Code Mass. Regs. § 1.10.
Moreover, this particular regulatory violation is
emblematic of how DCF's general relationship with the father
8 fell short of the "special efforts" required by DCF's
regulations for dealings with incarcerated parents. 110 Code
Mass. Regs. § 1.10. Although DCF tasked itself with maintaining
monthly contact with the father, social workers participated in
just five planned conversations with the father between May 2021
and March 2023. At trial, a DCF social worker failed to explain
her inability to engage even once with the father between
December 2022 and March 2023 despite being in the same court
house as the father on separate occasions. The social worker
further testified that she never attempted to meet the father at
the prison as "the previous social workers hadn't," rendering
the father "a phone contact" and person to speak with at
hearings. In sum, the record did not support the judge's
finding that DCF made reasonable efforts at reunification.
4. Termination of parental rights. "[A] determination
that reasonable efforts were not made does not preclude removal
or confirmation of the department's temporary custody, or even
the ultimate termination of parental rights." Care & Protection
of Rashida, 489 Mass. 128, 133 (2022), citing G. L. c. 119,
§ 29C. Furthermore, DCF's duty to make reasonable efforts
presumes the father's fulfillment of his own responsibilities,
including action plan compliance and maintaining meaningful
contact with DCF. See Adoption of Eduardo, 57 Mass. App. Ct.
9 278, 282 (2003) ("Because the mother failed to make use of the
services offered to strengthen and then reunify her family and
denied her mental health needs by refusing both evaluation and
treatment, she cannot successfully argue that [DCF's] reasonable
efforts failed to accommodate properly her mental health needs
or to strengthen her family"). Ultimately, "our lodestar is
necessarily the best interests of the child." Adoption of Bea,
97 Mass. App. Ct. 416, 417 (2020). This determination is within
a judge's discretion. See Adoption of Nancy, 443 Mass. 512, 516
(2005).
To her credit, the trial judge did not ignore DCF's
shortcomings when issuing the decree. Indeed, the trial judge
noted that she was "troubled" by the lack of contact with the
father, finding DCF "arguably could have done more to work with
[the father] on a monthly basis and to offer parent-child
visitation once [the father's] parental rights were
established." As she correctly noted, despite her misgivings,
the judge "must act in [the child's] best interests."
Here, termination of the father's parental rights was in
the best interests of the child as the record established that
father had no meaningful likelihood of success as a parent to
the child. It was the father's ongoing criminal activity that
precluded him from being present for the mother's pregnancy, the
10 birth of the child, and the entirety of the child's short life.
When first confronted by DCF about the possibility that he was
the child's father, the father was reluctant to assume parental
responsibility, despite admitting he was already aware of the
child and the possibility that he was the father. When the
father did choose to become involved with the child, he failed
to offer a viable plan for how he would provide for the child
upon his release, vaguely claiming he would get a job despite
previously being unemployed and financially reliant on the
paternal grandmother. The father's inability to plan for the
child's future was compounded by his failure to take advantage
of offered services while incarcerated. Despite claiming to be
enrolled in multiple classes, including a parenting class, and
on the wait list of several others, the father offered evidence
of his completion of only one course.
Moreover, the father never met or communicated with the
child and made no effort to do either until well into trial.
Accordingly, the father did not develop a bond with the child or
understand the child's needs. Although the father points to,
and we acknowledge, DCF's failure to schedule visitation, the
father himself contributed to this failure as he made only one
request for visitation and did not otherwise communicate with
11 DCF as to feasibility of other forms of interaction with the
child.
Finally, the judge reasonably concluded that termination
was in the best interests of the child as it freed him for
adoption by the same family as his older sister. The siblings
already lived together with this family at the time of trial,
having been placed there in August 2022. In that time, the
siblings bonded with the family. The adoption social worker
explained how both children "go to [the adoptive mother] for
. . . comfort." Moreover, trial testimony confirmed the
siblings' own close bond, with the older sister described as
"like the mother of [the child]," and the child as "always
want[ing] to do what [his sister] is doing."
DCF's decision to prioritize placing the child together
with his older sister in the home of the sister's paternal aunt
over other alternatives is supported by the trial evidence.
When the father's paternity was established, attempts were made
to determine if any paternal family members could assume custody
of the child. The child's paternal grandmother was considered
but found ineligible because of limited residential space. The
paternal grandmother was informed that she would be reconsidered
if she found a larger residence, but communication with her
lapsed and she did not attend the trial. The paternal
12 grandmother had no relationship with the child and had never met
him. Accordingly, based on trial evidence, the trial judge
acted within her discretion in determining that being freed for
adoption and placed with the same family as his sister was in
the child's best interests. See Adoption of Jacques, 82 Mass.
App. Ct. at 610.
Decree affirmed.
By the Court (Shin, Ditkoff & Brennan, JJ.3),
Clerk
Entered: November 8, 2024.
3 The panelists are listed in order of seniority.