Adoption of Reid

656 N.E.2d 582, 39 Mass. App. Ct. 338, 1995 Mass. App. LEXIS 805, 1995 WL 630824
CourtMassachusetts Appeals Court
DecidedOctober 25, 1995
DocketNo. 93-P-1569
StatusPublished
Cited by15 cases

This text of 656 N.E.2d 582 (Adoption of Reid) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Adoption of Reid, 656 N.E.2d 582, 39 Mass. App. Ct. 338, 1995 Mass. App. LEXIS 805, 1995 WL 630824 (Mass. Ct. App. 1995).

Opinion

Smith, J.

The Department of Social Services filed a petition pursuant to G. L. c. 210, § 3, to dispense with the need for the consent of the parents to the adoption of their minor son, Reid (a pseudonym). The mother filed an objection to the allowance of the petition, and attorneys were appointed for both the mother and the child.1

After a trial, a Probate and Family Court judge allowed the department’s petition. The mother filed a timely appeal. The mother’s trial counsel was allowed to withdraw from the [339]*339case, and new counsel was appointed to prepare the appeal. That counsel filed a motion for relief from judgment based on a claim that the mother had received ineffective assistance of counsel at her trial. After a hearing, the trial judge denied the motion, and the mother has appealed from the judge’s action.2

The following facts are not disputed concerning the denial of the mother’s motion for relief from judgment. Sometime after it had filed its G. L. c. 210, § 3, petition and before the trial, the department changed its goal from seeking adoption of Reid to sponsoring a guardianship petition to be filed by Reid’s great aunt, Olive Gatt (a pseudonym). A joint pretrial memorandum was submitted to the court stating, among other things, that one of the contested issues was “[w]hether it is in the best interests of [Reid] for [the] [c]ourt to approve the [department’s plan for his guardianship by [Olive Gatt].”3 However, no guardianship petition pursuant to G. L. c. 201, § 5, was ever filed.

The trial proceeded on the G. L. c. 210, § 3, petition; its focus, however, was on the department’s goal of guardianship. In line with the department’s changed goal, the plan submitted by the department to the judge recommended that Olive Gatt be appointed as the child’s guardian.

After hearing the testimony of five witnesses and examining eleven exhibits, the judge issued a memorandum of decision, which contained forty-five findings of fact and ten conclusions of law. Among his findings of fact, the judge specifically found that the department’s plan recommending that Olive Gatt be appointed as guardian was “an appropriate plan” for Reid.

Based on his findings, the judge concluded that, as matter of law, there was clear and convincing evidence that the mother did not possess “the present ability, capacity, fitness, [340]*340or readiness to parent [Reid] and that [Reid’s] best interests are served by terminating [the mother’s] parental rights.” The judge then allowed the department’s G. L. c. 210, § 3, petition to dispense with the need for the consent of the parties to the adoption of Reid — even though that was not the issue that was the subject of the trial.

As we have previously stated, new counsel for the mother filed a motion for relief from the judgment entered by the court. The motion was based on a claim that trial counsel was ineffective because (1) he did not move for dismissal of the department’s G. L. c. 210, § 3, petition once he learned that the department had changed its goal from adoption to guardianship and (2) he did not object at trial to the admission in evidence of the department’s plan for guardianship.

After conducting a hearing on the motion, the judge ruled that trial counsel was not ineffective. The judge found that:

“At all times during the hearing the plan for this child was for guardianship because he is a child that would be termed ‘unadoptable.’ A joint pretrial memorandum filed as early as April 19, 1991 sets forth the plan was for guardianship.
“The [G. L. c. 210, § 3,] plan presented to the Court . . . sets forth the [department's plan for guardianship of [the] minor.
“Consequently, the mother is not prejudiced by counsel’s failure to argue the point.”

The judge, therefore, denied the motion for relief from judgment.

On appeal, the mother claims that the judge committed error when he denied her motion because she had established that she had not received the effective assistance of counsel to which she was entitled. Adoption of Mary, 414 Mass. 705, 712-713 (1993) (ineffective assistance of counsel claim available in this type of case). We agree that the judge committed error when he denied the motion for relief from judgment. [341]*341Our decision, however, is based on a ground not advanced by the mother. See Commonwealth v. Elder, 389 Mass. 743, 746 (1983) (“we are not confined by the issues or theories advanced by the parties”). Rather, we hold that the judge erroneously entered a decree based on an issue that was not before the court and, therefore, it was an abuse of discretion not to allow the motion for relief from judgment.

Although neither the Massachusetts Rules of Civil Procedure nor the Massachusetts Rules of Domestic Relations Procedure apply to proceedings to dispense with consent to adoption, see Adoption of Jenna, 33 Mass. App. Ct. 739, 741 & n.3 (1992); Adoption of Theodore, 36 Mass. App. Ct. 355, 357 n.5 (1994), we proceed by analogy to Mass.R.Civ.P. 60(b)(6), 365 Mass. 828 (1974), and Mass.R.Dom.Rel.P. 60 (b)(6) (1975), which may be used as a “cogent standard.” Care & Protection of Zelda, 26 Mass. App. Ct. 869, 871 (1989). Adoption of Theodore, 36 Mass. App. Ct. at 357 & n.5. See also Adoption of Pearl, 34 Mass. App. Ct. 308, 311 (1993). Motions for relief from judgment are “addressed to the discretion of the judge, . . . and the court’s action ‘will not be reversed on appeal save for abuse.’ ” Parrell v. Keenan, 389 Mass. 809, 815 (1983), quoting from Clarke v. Burkle, 570 F.2d 824, 830 (8th Cir. 1978). In ruling on a rule 60(b) (6) motion, a judge may consider, among other factors, whether extraordinary circumstances exist to warrant such relief and “ ‘whether the substantial rights of the parties in the matter in controversy’ will be affected by granting the motion.” Parrell v. Keenan, supra, quoting from United States v. Cato Bros., 273 F.2d 153, 157 (4th Cir. 1959). “In essence, rule 60(b) (6) vests ‘power in courts adequate to enable them to vacate judgments whenever such action is appropriate to accomplish justice.’ ” Parrell v. Keenan, supra, quoting from Klapprott v. United States, 335 U.S. 601, 615 (1949).

Here, the record shows that although the department’s petition requested the dispensing of the need of the parents’ consent to adoption, the parties agreed to try the matter as if the department had instead filed a guardianship petition. It is [342]*342clear from the record and from his findings denying the motion for relief from judgment that the judge was well aware of the change in goals and, at least impliedly, agreed that the trial should be held on the guardianship issue. The decree, however, does not reflect the parties’ understanding but rather decides an issue not before the court.

“Serious problems may be created whenever a judge bases a decision on an issue that is not before the court.” Messina v.

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Cite This Page — Counsel Stack

Bluebook (online)
656 N.E.2d 582, 39 Mass. App. Ct. 338, 1995 Mass. App. LEXIS 805, 1995 WL 630824, Counsel Stack Legal Research, https://law.counselstack.com/opinion/adoption-of-reid-massappct-1995.