J-S35013-17
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN THE MATTER OF THE IN THE SUPERIOR COURT OF ADOPTION OF: I.J.A. PENNSYLVANIA
APPEAL OF: L.R.A.-S., FATHER No. 1822 WDA 2016
Appeal from the Decree October 28, 2016 In the Court of Common Pleas of Erie County Orphans' Court at No(s): 39 In Adoption 2016
BEFORE: LAZARUS, J., RANSOM, J., and STEVENS, P.J.E.*
MEMORANDUM BY LAZARUS, J.: FILED JUNE 06, 2017
L.R.A.-S. (Father) appeals from the decree, entered in the Court of
Common Pleas of Erie County, involuntarily terminating his parental rights to
his minor daughter, I.J.A. (Child), (born 6/2013), pursuant to 23 Pa.C.S.A.
§§ 2511(a)(1), (2), (5), (8), & (b) of the Adoption Act. 1 Father’s counsel
has also filed a petition to withdraw from representation, pursuant to
Anders v. California, 386 U.S. 738 (1967), and Commonwealth v.
McClendon, 434 A.2d 1185, (Pa. 1981). After careful review, we affirm and
grant counsel’s petition to withdraw.
Child was born in June 2013 in Marion, Florida. In July 2014, Mother
moved to Erie County, Pennsylvania, with Child; Father remained in Florida
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* Former Justice specially assigned to the Superior Court. 1 See 23 Pa.C.S. §§ 2101-2910. J-S35013-17
where he was incarcerated on a probation violation in Marion County jail.2
On October 31, 2014, Child was removed from Mother’s3 care and placed in
the temporary protective custody of Erie County Office of Children and Youth
(ECOCY/the Agency); the Agency had concerns about Mother’s history of
drug abuse, unstable mental health, and unstable housing. On November 4,
2014, the Agency filed a dependency petition alleging that Child was without
proper parental care or control due to Mother’s drug and mental health
issues and Father’s incarceration. After a hearing, Child was adjudicated
dependent on November 18, 2014.
After a dispositional hearing in December 2014, the court implemented
permanency plans for Mother and Father. Father’s plan included the
following conditions: that Father contact the Agency upon his release from
prison in order to have a treatment plan, including visitation, developed; and
that Father avail himself of any services that he may benefit from while
incarcerated. At subsequent permanency hearings held in April 2015, June
2015, and October 2015, the court found that Father was not in compliance
with the plan. Following the October 2015 permanency hearing, Child was ____________________________________________
2 Father has a criminal history dating back to 2010, in Florida, for strong armed robbery, resisting arrest, fleeing and eluding law enforcement, battery, and grand theft auto. 3 On October 29, 2016, the court entered a decree acknowledging that Mother executed a consent to adopt petition with regard to Child and that her parental rights were terminated. Decree, 10/27/16. Mother is not a party to this appeal.
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returned to Mother’s care. In December 2015, Child was removed from
Mother’s care and placed in the protective physical and legal custody of the
Agency. At a January 2016 combined shelter care and permanency hearing,
the court found sufficient evidence was presented to prove that continuation
or return of Child to parents was not in her best interest; the court ordered
the placement goal be changed to adoption. Child was placed in a pre-
adoptive foster home where she bonded with her foster family.
On May 11, 2016, the Agency filed a petition to involuntarily terminate
Mother’s and Father’s parental rights to Child. On October 28, 2016, the
court held a termination hearing at which Father, ECOCY caseworkers and
counselors, and Child’s foster mother testified. On October 28, 2016, the
court entered an order terminating Father’s parental rights to Child. On
November 23, 2016, Father’s attorney, W. Charles Sacco, Esquire, filed a
timely notice of appeal as well as a statement of intent to file an Anders
brief, alleging that “no-non-frivolous appellate issues exist and [that he]
intends to file a Petition to Withdraw as counsel and brief [and that he] filed
this statement in lieu of a Concise Statement of Errors Complained of on
Appeal pursuant to Pa.R.A.P. 1925(c)(4).” See In the Interest of J.T.,
983 A.2d 771, 772 (Pa. Super. 2009) (applying Anders procedures and Rule
1925(c)(4) to appeals involving the termination of parental rights).
Pursuant to Anders, when counsel believes an appeal is frivolous and
wishes to withdraw representation, he or she must do the following:
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(1) petition the court for leave to withdraw stating that after making a conscientious examination of the record . . ., counsel has determined the appeal would be frivolous;
(2) file a brief referring to anything that might arguably support the appeal, but which does not resemble a "no-merit" letter or amicus curiae brief; and
(3) furnish a copy of the brief to defendant and advise him of his right to retain new counsel, proceed pro se or raise any additional points he deems worthy of the court's attention.
In re: S.M.B., 856 A.2d 1235, 1237 (Pa. Super. 2004) (emphasis in
original) (citation omitted). Moreover, “[w]hen considering an Anders brief,
this Court may not review the merits of the underlying issues until we
address counsel’s request to withdraw.” Id. at 1237. In Commonwealth
v. Santiago, 978 A.2d 349 (Pa. 2009), our Supreme Court addressed the
second requirement of Anders, i.e., the contents of an Anders brief, and
instructed that the brief must:
(1) provide a summary of the procedural history and facts, with citations to the record;
(2) refer to anything in the record that counsel believes arguably supports the appeal;
(3) set forth counsel’s conclusion that the appeal is frivolous; and
(4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361. After our Court receives an Anders brief and is
satisfied that counsel has complied with the aforementioned requirements,
our Court then undertakes an independent examination of the record to
determine whether the appeal is wholly frivolous. In re: S.M.B., supra.
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With respect to the third requirement of Anders, that counsel inform the
defendant of his rights in light of counsel’s withdrawal, this Court has held
that counsel must “attach to [his] petition to withdraw a copy of the letter
sent to [his] client advising him . . . of [his] rights.” Commonwealth v.
Millisock, 873 A.2d 748, 752 (Pa. Super. 2005).
Here, Attorney Sacco filed a petition indicating that he reviewed the
record and determined that an appeal would be frivolous. Petition for Leave
to Withdraw as Counsel, 3/10/17, at ¶ 5. In his petition, counsel refers to
any issues he believes could arguably support an appeal, including anything
in the record that could support an appeal. Attached to his petition to
withdraw, counsel included a copy of the letter he sent to Father. In this
letter, counsel informed Father of his intention to seek leave to seek
permission to withdraw because there are no meritorious issues. Letter,
3/8/17. In that letter counsel also advised Father that he has the right to
retain new counsel, proceed pro se, and to raise any points he believes are
worthy of this Court’s attention. Id. Accordingly, we conclude that counsel
has complied with the aforementioned requirements, and will proceed to
address the merits of the issued raised on appeal as well as conduct our own
independent review of the entire record.
On appeal, Father presents the following issues for our review:
(1) Whether the orphan’s court commit[t]ed an abuse of discretion or error of law when it concluded that the [Erie County Office of Children & Youth (ECOCY)] established grounds for termination of parental rights under 23 Pa.C.S.A. [§§ ]2511(a)(1)(2)(5) and (8)[?]
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2. Whether the orphan’s court commit[t]ed an abuse of discretion or error of law when it concluded that the termination of appellant’s parental rights was in the child’s best interest pursuant to 23 Pa.C.S.A. [§§] 2511(b)[(1)] including the developmental, physical and emotional needs and welfare of the child[?]
We review a trial court’s decision to involuntarily terminate parental
rights for an abuse of discretion or error of law. In re A.R., 837 A.2d 560,
563 (Pa. Super. 2003). Our scope of review is limited to determining
whether the trial court’s order is supported by competent evidence. Id.
Moreover,
In a proceeding to terminate parental rights involuntarily, the burden of proof is on the party seeking termination to establish by clear and convincing evidence the existence of grounds for doing so. The standard of clear and convincing evidence is defined as testimony that is so “clear, direct, weighty and convincing as to enable the trier of fact to come to a clear conviction, without hesitance, of the truth of the precise facts in issue.” It is well established that a court must examine the individual circumstances of each and every case and consider all explanations offered by the parent to determine if the evidence in light of the totality of the circumstances clearly warrants termination.
In re adoption of S.M., 816 A.2d 1117, 1122 (Pa. Super. 2003) (citation
omitted). See also In re C.P., 901 A.2d 516, 520 (Pa. Super. 2006) (party
seeking termination of parental rights bears burden of proving by clear and
convincing evidence that at least one of eight grounds for termination under
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23 Pa.C.S. § 2511(a) exists and that termination promotes emotional needs
and welfare of child set forth in 23 Pa.C.S. § 2511(b)).4
After reviewing the parties’ briefs, the record, and the relevant case
law, we affirm the trial court’s order involuntarily terminating Father’s
parental rights to Child on the basis of the well-written decision authored by
the Honorable Robert A. Sambroak, Jr. Father was incarcerated in Florida at
the time that Child was adjudicated dependent. Even after his release from
prison in early 2015, he only saw Child on one occasion and talked to her on
the phone twice. During the entire time of her placement, Father never sent
Child birthday cards, gifts or letters. Father was arrested again in Florida in
September of 2015 for unarmed burglary and is currently serving a sentence
of 188 months’ imprisonment.5
Child is thriving with her pre-adoptive, foster family. The record bears
out the fact that Father has failed to assert a place of importance in Child’s
life while he has been incarcerated, even acknowledging that he was not in a
position to parent Child. See N.T. Termination Hearing, 10/28/16, at 24, 29
(“I don’t have any resources to be able to write . . . letters or call . . . any
4 We note that this Court may affirm the trial court’s decision regarding the termination of parental rights with regard to any one subsection of section 2511(a). In re M.T., 101 A.3d 1163, 1179 (Pa. Super. 2014) (en banc). 5 Father testified that his conviction is on appeal and that if he is afforded relief he could receive a reduced sentence of five years’ imprisonment. See N.T. Termination Hearing, 10/28/16, at 24.
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time I want to.”); see also In re Adoption of S.P., 47 A.3d 817, 828 (Pa.
2012) (while incarceration neither compels nor precludes termination, it is
potentially determinative factor in court’s conclusion that grounds for
termination exist under section 2511(a)(2) where repeated and continued
incapacity to parent due to incarceration has caused child to be without
essential parental care, control or subsistence and causes of incapacity
cannot or will not be remedied).
Moreover, Father simply cannot meet the “developmental, physical
and emotional needs and welfare of [Child].” 23 Pa.C.S. § 2511(b). Father
has not seen Child for most of her young life; there is no apparent parent-
child bond. The positive impact that Child’s pre-adoptive foster parents have
had on Child’s emotional and developmental needs is significant and
supports the trial court’s decision to terminate Father’s parental rights under
section 2511(b). See In the Interest of T.A.C., 110 A.3d 1028 (Pa.
Super. 2015).
We instruct the parties to attach a copy of Judge Sambroak’s decision
in the event of further proceedings in the matter.
Order affirmed. Petition to Withdraw granted.
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Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 6/6/2017
-9- Circulated 06/06/2017 11:26 AM
IN THE MATTER OF IN THE COURT OF COMMON PLEAS
THE ADOPTION OF OF ERJE COUNTY, PENNSYLVANIA
I---J-- ORPHANS' COURT
,P,.i\ -· NO. 39 IN ADOPTION 2016
1925 (a) OPINION
On October 28, 2016, a decree was entered terminating the parental rights of the natural
I, ~-S ·•(Appellant), to his minor child, l 1 11 J .... A_.
(LA.). He filed a timely Notice of Appeal and a Statement of Intent to File an Anders Brief. A
review of the record shows there are no issues of merit and that the Agency met its burden in
establishing grounds for termination under 23 Pa. C.S.A. §251 l(a)(J), (a)(2), (a)(5), (a)(8), and
(b) by clear and convincing evidence. It is therefore respectfully requested the Superior Court
affirm the decree.
PROCEDURAL HISTORY AND FACTS
On October 31, 2014, I.A. was removed from the care of the mother and placed in the
temporary protective physical and legal custody of the Erie County Office of Children and Youth
(Agency). Petitionfor the Involuntary Termination of Parental Rights to a Child under the Age
o/18 Years, 511/16,p. 2.
On November 18, 2014, I.A. was adjudicated dependent. Mother was incarcerated in the
Erie County Prison and Appellant was incarcerated in Florida. The Agency was particularly
concerned about the mother's history of drug abuse, unstable mental health, and unstable
housing. The Agency also noted Appellant had a lengthy criminal history, was currently
incarcerated, and unsure of his release date. His role actively parenting I.A. was negligible. See
F LED lDEC 16 2016 I Register of Wills Permanency Review Hearing Summary, 10/3/16, p. 1. See also Petition for the Involuntary
Termination of Parental Rights to a Child under the Age of 18 Years, 5/1/16.
A dispositional hearing took place on December 5, 2014, Appellant was present at the
dispositional hearing by telephone. Involuntary Termination of Parental Rights Transcript,
10/28/16, p. 46.
The first permanency review hearing took place on April 29, 2015. Appellant was not
present, but was represented by counsel. At the time of this hearing, Appellant was in complete
non-compliance with the treatment plan. Despite contacting the Agency when he was released
from prison in Florida, the numerous contact numbers he left with the Agency were out of
service. At the conclusion of the hearing, the trial court ordered Appellant contact the Agency to
set up a treatment plan and visitation, and ordered the goal remain reunification. Petition for the
Involuntary Termination of Parental Rights to a Child under the Age of 18 Years, 511/16, pg. 6-7.
The second permanency review hearing took place on July 61 2015. Appellant was not
present, but was represented by counsel. Once again, Appellant failed to comply with the
permanency plan. Nevertheless, the goal of the proceedings remained reunification, since the
mother made significant progress. The matter was scheduled for a three month review. Petition
for the Involuntary Termination of Parental Rights lo a Child under the Age of 18 Years, 5/1/16,
p. 9.
The third permanency review hearing took place on October 26, 2015. Appellant was not
present due to incarceration in Florida, was not represented by counsel, and once more failed to
comply with the treatment plan or the trial court's directive to contact the Agency. Despite
Appellant's Jack of progress, the child's mother demonstrated significant compliance with her
treatment plan, and the child was returned to her care. A review was scheduled for three months. Petition/or the Involuntary Termination of Parental Rights to a Child under the Age of 18 Years,
5/1/16, p. 10-1 ].
Unfortunately, I.A. was removed from the mother's care on December 14, 2015 and
returned to the foster family after the mother relapsed on drugs. A second shelter care and
additional permanency review hearing took place on January 6, 20 I 6. Appellant was represented
by counsel, remained incarcerated, and therefore was not present at the hearing. Once again,
Appellant failed to contact the Agency to set up an individualized treatment plan, visitation
schedule, or otherwise contact the child. The goal of the proceedings was changed to adoption.
Services to the Appellant were terminated and the Agency was ordered to file a termination
petition as soon as practicable. Petition/or the Involuntary Terminatton of Parental Rights to a
Child under the Age of 18 Years, 511/16,p. 12-13. Involuntary Termination of Parental Rights
Transcript, 10/28/16, p. 49-50.
The hearing to terminate Appellant'sparental rights was held on October 28, 2016.
Appellant, though represented, was once again not present and participated in the hearing via
telephone from USP Coleman I, a federal, high security penitentiary in Florida. Involuntary
Termination of Parental Rights Transcript, 10/28/16, p. 4-5, 22.
The testimony at the termination hearing reviewed many of the concerns the Agency
discussed at the permanency review hearings and thoroughly discussed Appellant's criminal
history and lack of contact with the child. The evidence indicated Appellant was incarcerated at
the Marion County Jail in Florida when the child was adjudicated dependent in Erie,
Pennsylvania. Involuntary Termination of Parental Rights Transcript, 10/28116, p. 9-11.
After his release from the Marion County Jail, Appellant travelled to Eric with his mother
to find work and visit the child. Appellant contacted the Agency and had one visit with I.A. in
\+ . February, 2015, before returning to Florida to collect his things and move back to the Erie area.
Appellant left a Florida contact number with the Agency. Involuntary Termination of Parental
Rights Transcript, 10/28/16, p. 14, J 6.
Appellant returned to the Erie area in late March or early April, 2015. At that time his
Florida contact number was supposedly still in service. Shortly thereafter, Appellant either
obtained a different phone number or lost his phone connectivity, leaving the Agency no way to
contact him. Eventually, Appellant moved to Ohio, where he worked for about a week, before
returning to Florida again. Appellant provided an Ohio phone number to the Agency. However,
when caseworkers later attempted to contact him at this number, they found it was no longer in
service. Involuntary Termination of Parental Rights Transcript, l 0/28/16,p. I 9-21.
After Appellant returned to Florida a second time, he Jived with his mother until he was
arrested for bank robbery without a firearm. Appellant was sentenced to 18 8 months
incarceration and transferred to USP Coleman I to serve his sentence. Appellant stated his
sentence was currently on appeal, and if he won, his sentence would be reduced from 15 years to
five (5) years'. Involuntary Termination of Parental Rights Transcript, 10/28116,p. 21-24.
Appellant's statements he tried contacting the child, Agency, or foster parents throughout
the course of the dependency proceedings as many as "five, ten, 15,... , or 30 times" were
directly contradicted by the Agency caseworker, social service aide, and the child's foster
mother. The social service aide testified the caseworker gave her a phone number associated with
the Appellant, attempted to contact him at least two times at that number, and left messages for
him, but received no return phone call. These attempts were specifically made for the purpose of
setting up visitation. Involuntary Terminal/on of Parental Rights Transcript, 10/28/16, p. 15,
32.
\S. The foster mother testified that over the course of the proceedings, she spoke with
Appellant twice on the phone. These phone calls occurred "towards the end of February in
2015" and were right after Appellant's first visit with the child, more than one year before the
termination proceedings. The foster mother explained she called Appellant three or four weeks
in a row, with no response, and asked the Agency if she needed to continue calling him. At that
point, the Agency provided the foster parents' phone number to the Appellant. However,
Appellant never called the foster parents, His only phone contact with the family occurred on
the two occasions he answered his phone when the foster family called him. Involuntary
Termination of Parental Rights Transcript, 10/28/ 16, p. 35-41.
Both Agency case workers confirmed Appellant had one visit with the child in February
of 20 J 5. Appellant did not contact the caseworker to schedule an additional visit. When the
caseworker tried to reach out to Appellant through the Ohio phone number, she found it was no
longer in service. Appellant did not provide the caseworker with an alternate number or
physical address. Involuntary Termination of Parental Rights Transcript, 10/28/16,p. 46-48.
While the child was in placement, Appellant only spoke with the child on the phone
twice, and never sent birthday cards, gifts, or letters. Involuntary Termination of Parental Rights
Transcript, 10128116, p. 42~43. When asked to explain this lack of effort, Appellant pointed to
his "lack of resources," or blamed his mother, stating she was trying to call the Agency, and had
been calling the Agency, after he was arrested. Appellant gave no credible explanation for his
inability to send gifts or letters to the Agency for the child, and admitted that his lengthy
incarceration did not put him in a position to parent the child. At some points, Appellant
claimed ignorance of the permanency hearings, and at other times claimed he attempted to
contact Agency workers or left messages numerous times to maintain contact with the child, suggesting he indeed had notice of the hearings. Involuntary Termination of Parental Rights
Transcript, 10/28116, p. 24-26, 72-73, 88.
All Agency workers agreed the child was strongly bonded to her foster parents, who were
willing to adopt her. At the time of the termination hearing, the child was three years old, and
lived with her foster family for at least two years. Essentially, the child's foster family was the
011.ly family she knew. The child looked to her foster parents for comfort and love. Additionally,
the child was bonded to another child near her age in the home. TI1e child had no special needs
and was otherwise healthy and developmentally on track. involuntary Termination of Parental
Rights Transcript, 10/28116, p. 51-54, 60-62.
Both the permanency caseworker and the ongoing caseworker expressed doubt the child
would recognize the Appellant as her father. In their opinion, she was in no way bonded to him.
Additionally, the ongoing caseworker noted Appellant's lengthy period of incarceration,
spanning at least fl ve, if not up to 15 years, would not put him in a position to parent the child for
a significant period of time. Waiting on the Appellant's release from jail would leave the child
without stability, and keep her from maintaining a healthy attachment to the foster family. The
ongoing and permanency caseworkers agreed it was in the child's best interests Appellant's
rights to her be terminated, Involuntary Terminatlon of Parental Rights Transcript, l 0/28116, p.
51-54, 60-62.
At the conclusion of the termination hearing, the trial court determined the Agency
established grounds for termination under 23 Pa.C.S.A. §251 I (a)( I), (a){2), (a)(S), and (a)(8) by
clear and convincing evidence and that termination of Appellant's parental rights was in the
child's best interests pursuant to 23 Pa.C.S.A. §2511 (b).
t'7 . Counsel for the Appellant filed a Notice of Appeal and Statement of Intent to file an
Anders Brief on November 23, 2016.
ISSUES PRESENTED
After review of the record, the only issue of possible arguable merit that could be raised
on appeal is one challenging the sufficiency of the evidence supporting the trial court's findings
under subsections (a)(l), (a)(2), (a)(S), (a)(&), and (b).
STANDARD OF REVIEW
When reviewing a trial court's decision to grant or deny a termination of parental rights
petition, an appellate court should apply an abuse of discretion standard, accepting the trial
court's findings of fact and credibility determinations if they are supported by the record, and
reversing only if the trial court made an error of law or abused its discretion. in re S.P., 47 A. 2d
817, 826 (Pa. 201 l). H[A) decision may be reversed for an abuse of discretion only upon
demonstration of manifest unreasonableness, partiality, prejudice, bias, or ill-will." Id.
The appellate court may affirm the trial court's decision regarding the termination of
parental rights with regard to any one subsection of251 l(a). In re MT., 101A.3d1163, 1179
(Pa. Super. 2014)(en bane).
DISCUSSION
In a termination of parental rights hearing, the initial focus is on the conduct of the
parent. The Agency "must prove by clear and convincing evidence that the parent's conduct
satisfies the statutory grounds for termination delineated in Section 2511 (a)." In re L.M, 923
A. 2d 505, 511 (Pa. Super. 2007). Once these statutory grounds exist, the court may analyze
whether it is in the best interests of the child for parental rights to be terminated. Id One major
aspect of this analysis includes "the nature and status of the emotional bond between parent and this end, and would disrupt the healthy bond the child currently shares with her foster family.
Involuntary Termination of Parental Rights Transcript, I 0/28116, p. 51-54, 6 0-62.
CONCLUSION
Appellant consistently demonstrated he was unwilling to maintain meaningful contact
with the child and follow through with Agency directives to preserve his parental rights. Clear
and convincing evidence exists to show termination of Appellant's parental rights was proper
and serves the best interests of the child. It is respectfully requested the Superior Court affirm the
Decree terminating Appellant's parental rights to the child.
Dated this L day of December, 2016
BY THE COURT:
fJl!!l:.~fnROAI(, JR. J, cc: Kevin Jennings, Esq. OCY Legal Department
W. Charles Sacco, Esq. 525 West 10111 Street Erie, PA 16502
Patricia Ambrose, Esq. 731 French Street Erie, PA 16501
Jessica Fiscus, Esq. l 00 l State Street, Suite 1400 Erie, PA I 650 I
Q...o_