1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 ll ADOLEFQ VALDEZ, Case No. 5:22-cv-01021-FWS-JC 12 Plaintiff, MEMORANDUM OPINION AND ORDER 13 V. DISMISSING ACTION 14 15 RALPH T. WARNER, et al., 16 Defendants. 17 18 19 I. BACKGROUND AND SUMMARY
20 On June 16, 2022, Plaintiff Adolfo Valdez, who is in custody, is proceeding pro 21 | se and has been granted leave to proceed without prepayment of the filing fee (“IFP’’), 22 73 filed a Civil Rights Complaint (“Complaint”). (Docket Nos. 1, 2, 4). 24 As Plaintiff is in custody and is proceeding IFP, the Magistrate Judge screened 25 || the Complaint to determine if the action is frivolous or malicious, fails to state a claim 26 on which relief may be granted, or seeks monetary relief against a defendant who is 28 || immune from such relief. See 28 U.S.C. §§ 1915(e)(2)(B), 1915A.
1 On July 7, 2022, the Magistrate Judge dismissed the Complaint with leave to 2 amend (“July Order”) because the Complaint was deficient in multiple respects.! 3 4 || (Docket No. 6). 5 On August 22, 2022, Plaintiff filed a First Amended Civil Rights Complaint 6 (“First Amended Complaint’). (Docket No. 9). On February 27, 2023, the Magistrate g || Judge screened the First Amended Complaint and issued an Order Dismissing the 9 || First Amended Complaint with Leave to Amend and Directing Plaintiff to Respond to 10 Order (“February Order’”).? (Docket No. 13). The February Order advised Plaintiff
12 || that the First Amended Complaint was deficient for reasons described in the February 13 14 | ———— ‘Absent consent by all parties, including unserved defendants, a magistrate judge cannot 15 || issue dispositive orders, including an order dismissing a claim. Branch v. Umphenour, 936 F.3d 994, 1004 (9th Cir. 2019); see also Williams v. King, 875 F.3d 500, 504 (9th Cir. 2017) (“[C]onsent 16 || ofall parties (including unserved defendants) is a prerequisite to a magistrate judge’s jurisdiction to enter dispositive decisions under § 636(c)(1).”); 28 U.S.C. § 636(b)(1)(A)-(B). However, “the 17 || dismissal of a complaint with leave to amend is a non-dispositive matter.” McKeever v. Block, 932 F.2d 795, 798 (9th Cir. 1991). Accordingly, a magistrate judge may dismiss a complaint with leave 18 || to amend without the approval of a district judge. See id. at 797. Additionally, a plaintiff who disagrees with a magistrate judge’s order, including a nondispositive order dismissing a pleading 19 || with leave to amend, may file an objection with the district judge. See Bastidas v. Chappell, 791 F.3d 1155, 1162 (9th Cir. 2015); see also Hunt v. Pliler, 384 F.3d 1118, 1124 (9th Cir. 2004) 20 (“District court review of even these nondispositive matters . . . can be compelled upon objection of the party against whom the magistrate has ruled.) (quoting McKeever, 932 F.2d at 798). The July 21 || Order expressly notified Plaintiff that (1) the July Order constituted non-dispositive rulings on pretrial matters; (2) to the extent a party disagreed with such non-dispositive rulings, such party may 22 || seek review from the District Judge within fourteen (14) days; (3) to the extent a party believed that the rulings were dispositive, rather than non-dispositive, such party had the right to object to the 23 || determination that the rulings were non-dispositive within fourteen (14) days; and (4) a party would be foreclosed from challenging the rulings in the July Order if such party did not seek review thereof 24 | or object thereto. (July Order at 11 n.3). 25 The February Order expressly notified Plaintiff that (1) the February Order constituted non- dispositive rulings on pretrial matters; (2) to the extent a party disagreed with such non-dispositive 26 rulings, such party may seek review from the District Judge within fourteen (14) days; (3) to the extent a party believed that the rulings were dispositive, rather than non-dispositive, such party had 27 || the right to object to the determination that the rulings were non-dispositive within fourteen (14) days; and (4) a party would be foreclosed from challenging the rulings in the February Order if such 28 party did not seek review thereof or object thereto. (February Order at 11 n.3). 2.
Order, dismissed the First Amended Complaint with leave to amend, and directed Plaintiff, within twenty days (i.e., by March 20, 2023), to file one of the following: 4 || (1) a Second Amended Complaint which cures the pleading defects described in the 5 February Order; (1) a Notice of Dismissal; or (3) a Notice of Intent to Stand on the First Amended Complaint. The February Order expressly cautioned Plaintiff that the
g || failure timely to file a Second Amended Complaint, a Notice of Dismissal, or a Notice 9 | of Intent to Stand on the First Amended Complaint may be deemed Plaintiffs admission that amendment is futile and may result in the dismissal of this action on
12 || the grounds set forth in the February Order, on the ground that amendment is futile, 13 |) for failure diligently to prosecute, and/or for failure to comply with the February 14 15 Order. 16 On March 27, 2023, Plaintiff filed a Request for an Extension of Time, and on 17 April 5, 2023, the Magistrate Judge granted such request and extended Plaintiff's deadline to comply with the February Order to May 1, 2023. (Docket Nos. 15, 16). 20 || On April 27, 2023, Plaintiff filed a request which the Magistrate Judge liberally 21 construed to seek copies of the Complaint, the First Amended Complaint, the July Order and the February Order. (Docket Nos. 17, 18). On May 30, 2023, the 24 || Magistrate Judge granted such request, directed the Clerk to provide Plaintiff with 25 copies of the referenced documents and sua sponte extended Plaintiff's deadline to comply with the February Order to June 20, 2023. (Docket No. 18). In granting both 28 || of the foregoing extensions, the Magistrate Judge expressly cautioned Plaintiff that his 3.
1 || failure timely to comply with the February Order and to file a Second Amended Complaint, a Notice of Dismissal, or a Notice of Intent to Stand on First Amended
4 || Complaint by the extended deadline may be deemed Plaintiffs admission that 5 | amendment is futile, and may result in the dismissal of this action with or without prejudice on the grounds set forth in the February Order, on the ground that
g || amendment is futile, for failure diligently to prosecute and/or for failure to comply 9 | with the February Order by the extended deadline. The June 20, 2023, extended deadline to comply with the February Order
12 || expired without any action by Plaintiff. Plaintiff has not sought a further extension of 13 | time to comply with the February Order, has not sought review of, or filed any objection to the February Order, and has not communicated with the Court in this case
16 || since April 2023. 17 As discussed below, this action is dismissed due to Plaintiff's unreasonable failure to prosecute and his failure to comply with the February Order by the twice
20 || extended deadline to do so. 11.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 ll ADOLEFQ VALDEZ, Case No. 5:22-cv-01021-FWS-JC 12 Plaintiff, MEMORANDUM OPINION AND ORDER 13 V. DISMISSING ACTION 14 15 RALPH T. WARNER, et al., 16 Defendants. 17 18 19 I. BACKGROUND AND SUMMARY
20 On June 16, 2022, Plaintiff Adolfo Valdez, who is in custody, is proceeding pro 21 | se and has been granted leave to proceed without prepayment of the filing fee (“IFP’’), 22 73 filed a Civil Rights Complaint (“Complaint”). (Docket Nos. 1, 2, 4). 24 As Plaintiff is in custody and is proceeding IFP, the Magistrate Judge screened 25 || the Complaint to determine if the action is frivolous or malicious, fails to state a claim 26 on which relief may be granted, or seeks monetary relief against a defendant who is 28 || immune from such relief. See 28 U.S.C. §§ 1915(e)(2)(B), 1915A.
1 On July 7, 2022, the Magistrate Judge dismissed the Complaint with leave to 2 amend (“July Order”) because the Complaint was deficient in multiple respects.! 3 4 || (Docket No. 6). 5 On August 22, 2022, Plaintiff filed a First Amended Civil Rights Complaint 6 (“First Amended Complaint’). (Docket No. 9). On February 27, 2023, the Magistrate g || Judge screened the First Amended Complaint and issued an Order Dismissing the 9 || First Amended Complaint with Leave to Amend and Directing Plaintiff to Respond to 10 Order (“February Order’”).? (Docket No. 13). The February Order advised Plaintiff
12 || that the First Amended Complaint was deficient for reasons described in the February 13 14 | ———— ‘Absent consent by all parties, including unserved defendants, a magistrate judge cannot 15 || issue dispositive orders, including an order dismissing a claim. Branch v. Umphenour, 936 F.3d 994, 1004 (9th Cir. 2019); see also Williams v. King, 875 F.3d 500, 504 (9th Cir. 2017) (“[C]onsent 16 || ofall parties (including unserved defendants) is a prerequisite to a magistrate judge’s jurisdiction to enter dispositive decisions under § 636(c)(1).”); 28 U.S.C. § 636(b)(1)(A)-(B). However, “the 17 || dismissal of a complaint with leave to amend is a non-dispositive matter.” McKeever v. Block, 932 F.2d 795, 798 (9th Cir. 1991). Accordingly, a magistrate judge may dismiss a complaint with leave 18 || to amend without the approval of a district judge. See id. at 797. Additionally, a plaintiff who disagrees with a magistrate judge’s order, including a nondispositive order dismissing a pleading 19 || with leave to amend, may file an objection with the district judge. See Bastidas v. Chappell, 791 F.3d 1155, 1162 (9th Cir. 2015); see also Hunt v. Pliler, 384 F.3d 1118, 1124 (9th Cir. 2004) 20 (“District court review of even these nondispositive matters . . . can be compelled upon objection of the party against whom the magistrate has ruled.) (quoting McKeever, 932 F.2d at 798). The July 21 || Order expressly notified Plaintiff that (1) the July Order constituted non-dispositive rulings on pretrial matters; (2) to the extent a party disagreed with such non-dispositive rulings, such party may 22 || seek review from the District Judge within fourteen (14) days; (3) to the extent a party believed that the rulings were dispositive, rather than non-dispositive, such party had the right to object to the 23 || determination that the rulings were non-dispositive within fourteen (14) days; and (4) a party would be foreclosed from challenging the rulings in the July Order if such party did not seek review thereof 24 | or object thereto. (July Order at 11 n.3). 25 The February Order expressly notified Plaintiff that (1) the February Order constituted non- dispositive rulings on pretrial matters; (2) to the extent a party disagreed with such non-dispositive 26 rulings, such party may seek review from the District Judge within fourteen (14) days; (3) to the extent a party believed that the rulings were dispositive, rather than non-dispositive, such party had 27 || the right to object to the determination that the rulings were non-dispositive within fourteen (14) days; and (4) a party would be foreclosed from challenging the rulings in the February Order if such 28 party did not seek review thereof or object thereto. (February Order at 11 n.3). 2.
Order, dismissed the First Amended Complaint with leave to amend, and directed Plaintiff, within twenty days (i.e., by March 20, 2023), to file one of the following: 4 || (1) a Second Amended Complaint which cures the pleading defects described in the 5 February Order; (1) a Notice of Dismissal; or (3) a Notice of Intent to Stand on the First Amended Complaint. The February Order expressly cautioned Plaintiff that the
g || failure timely to file a Second Amended Complaint, a Notice of Dismissal, or a Notice 9 | of Intent to Stand on the First Amended Complaint may be deemed Plaintiffs admission that amendment is futile and may result in the dismissal of this action on
12 || the grounds set forth in the February Order, on the ground that amendment is futile, 13 |) for failure diligently to prosecute, and/or for failure to comply with the February 14 15 Order. 16 On March 27, 2023, Plaintiff filed a Request for an Extension of Time, and on 17 April 5, 2023, the Magistrate Judge granted such request and extended Plaintiff's deadline to comply with the February Order to May 1, 2023. (Docket Nos. 15, 16). 20 || On April 27, 2023, Plaintiff filed a request which the Magistrate Judge liberally 21 construed to seek copies of the Complaint, the First Amended Complaint, the July Order and the February Order. (Docket Nos. 17, 18). On May 30, 2023, the 24 || Magistrate Judge granted such request, directed the Clerk to provide Plaintiff with 25 copies of the referenced documents and sua sponte extended Plaintiff's deadline to comply with the February Order to June 20, 2023. (Docket No. 18). In granting both 28 || of the foregoing extensions, the Magistrate Judge expressly cautioned Plaintiff that his 3.
1 || failure timely to comply with the February Order and to file a Second Amended Complaint, a Notice of Dismissal, or a Notice of Intent to Stand on First Amended
4 || Complaint by the extended deadline may be deemed Plaintiffs admission that 5 | amendment is futile, and may result in the dismissal of this action with or without prejudice on the grounds set forth in the February Order, on the ground that
g || amendment is futile, for failure diligently to prosecute and/or for failure to comply 9 | with the February Order by the extended deadline. The June 20, 2023, extended deadline to comply with the February Order
12 || expired without any action by Plaintiff. Plaintiff has not sought a further extension of 13 | time to comply with the February Order, has not sought review of, or filed any objection to the February Order, and has not communicated with the Court in this case
16 || since April 2023. 17 As discussed below, this action is dismissed due to Plaintiff's unreasonable failure to prosecute and his failure to comply with the February Order by the twice
20 || extended deadline to do so. 11. PERTINENT LAW 22 53 It is well-established that a district court may sua sponte dismiss an action 24 || where the plaintiff has failed to comply with a court order and/or unreasonably failed 25 to prosecute. See Link v. Wabash Railroad Co., 370 U.S. 626, 629-33 (1962); Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir.) (as amended), cert. denied, 506 U.S. 915 28 || (1992); see also McKeever v. Block, 932 F.2d 795, 797 (9th Cir. 1991) (district court 4.
1 || may sua sponte dismiss action “only for an unreasonable failure to prosecute”) (citations omitted); see also Edwards v. Marin Park, Inc., 356 F.3d 1058, 1065 (9th 4 || Cir. 2004) (sua sponte dismissal pursuant to Fed. R. Civ. P. 41(b) proper sanction in 5 | cases where a plaintiff is notified of deficiencies in complaint and is given “the opportunity to amend [the complaint] or be dismissed” but the plaintiff “[does] g || nothing’) (citations omitted; emphasis in original). 9 In determining whether to dismiss an action for failure to prosecute or failure to comply with court orders, a district court must consider several factors, namely (1) the
12 || public’s interest in expeditious resolution of litigation; (2) the court’s need to manage 13 | its docket; (3) the risk of prejudice to defendants; (4) the public policy favoring disposition of cases on their merits; and (5) the availability of less drastic alternatives.
16 || See Inre Eisen, 31 F.3d 1447, 1451 (9th Cir. 1994) (failure to prosecute); Ferdik, 963 17 | F.2d at 1260-61 (failure to comply with court orders). Dismissal is appropriate under the foregoing analysis “where at least four factors support dismissal . . . or where at
20 || least three factors ‘strongly’ support dismissal.” Hernandez v. City of El Monte, 138 21 || 3d 393, 399 (9th Cir. 1998) (citations omitted). Where a plaintiff is proceeding pro se, however, the court must first notify the 24 || plaintiff of the deficiencies in the complaint so that the plaintiff has an opportunity “to 25 amend effectively.” Ferdik, 963 F.2d at 1261 (citation omitted). In addition, where a Magistrate Judge originally dismissed the complaint with leave to amend, the District 28 || Judge must review that decision before dismissing the entire action. See McKeever, 5.
1 || 932 F.2d at 797 (“While the magistrate can dismiss complaints with leave to amend, the district court necessarily must review that decision before dismissing the entire
4 || action.”). A District Judge may not dismiss an action for failure to comply with a 5 | court order (e.g., the Magistrate Judge’s order to file an amended complaint) or for unreasonable failure to prosecute if the initial decision to dismiss a complaint was
g || erroneous. Yourish v. California Amplifier, 191 F.3d 983, 992 (9th Cir. 1999) (citing ? | id). 10 If. DISCUSSION AND ORDER
12 First, the Court has reviewed the July and February Orders and finds that they 13 adequately and properly notified Plaintiff of the deficiencies in the Complaint and the First Amended Complaint and afforded Plaintiff an opportunity to amend effectively. 16 || This Court agrees with and adopts the July and February Orders and finds that the 17 Magistrate Judge properly dismissed the Complaint and the First Amended Complaint with leave to amend for the reasons discussed in the July and February Orders.
20 Second, dismissal is appropriate based upon Plaintiff's failure to comply with 21 the February Order and the failure to prosecute. The Court has considered the five factors discussed above — the public’s interest in expeditious resolution of litigation, 24 || the court’s need to manage its docket, the risk of prejudice to Defendants, the public 25 policy favoring disposition of cases on their merits, and the availability of less drastic alternatives. The first two factors — the public’s interest in expeditiously resolving 28 || this litigation and the Court’s interest in managing the docket — strongly weigh in 6.
1 || favor of dismissal. As noted above, Plaintiff has been notified of the deficiencies in 2 3 the First Amended Complaint and has been given the opportunity to amend it, to
4 || dismiss it, or to notify the Court that he wishes to stand thereon. Aside from seeking a 5 single and long since expired extension of the deadline to do so, he has done nothing. 6 See Edwards, 356 F.3d at 1065. The third factor, risk of prejudice to Defendants, also
g || weighs strongly in favor of dismissal. See Anderson v. Air West, Inc., 542 F.2d 522, 9 || 524 (9th Cir. 1976) (prejudice to defendants presumed from unreasonable delay) 10 (citation omitted). The fourth factor, the public policy favoring disposition of cases
12 || on their merits, is greatly outweighed by the factors in favor of dismissal discussed 13 | herein. As for the fifth factor, since Plaintiff has already been cautioned of the 14 15 consequences of his failure to prosecute and his failure to comply with the February 16 || Order, and has been afforded the opportunity to avoid such consequences but has not 17 responded, no sanction lesser than dismissal is feasible. See, e.g., Yourish, 191 F.3d 18 19 at 989 (dismissal of action with prejudice not excessive sanction for plaintiffs’ failure
20 || timely to comply with court’s order to submit an amended complaint). 22 /// 23 24 | /// 25 26 27 28 7.
1 IT IS THEREFORE ORDERED that this action is dismissed based upon Plaintiffs unreasonable failure to prosecute and his failure to comply with the
4 || February Order by the extended deadline to do so.
IT IS SO ORDERED.
7 Lo LJ /—— 8 || Dated: September 11, 2023 9 Hon. Fred W. Slaughter 10 UNITED STATES DISTRICT JUDGE
11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 8.