8 UNITED STATES DISTRICT COURT
9 NORTHERN DISTRICT OF CALIFORNIA 10 SAN JOSE DIVISION 11
12 ADRIAN ADAMS, Case No. 20-CV-08557-LHK
13 Plaintiff, ORDER DISMISSING FIRST AMENDED COMPLAINT WITHOUT 14 v. PREJUDICE
15 DAREN KERR, et al., 16 Defendants. 17 On December 3, 2020, Plaintiff filed a pro se civil rights action under 42 U.S.C. § 1983 18 against Santa Cruz sheriffs, district attorneys, and public defenders. ECF No. 1. Plaintiff’s First 19 Amended Complaint (“FAC”) is difficult to understand, but Plaintiff’s FAC appears to bring 20 claims that his rights were violated during several state criminal prosecutions. ECF No. 9 21 (“FAC”). For the reasons stated below, the Court DISMISSES the FAC without prejudice. 22 I. BACKGROUND 23 On December 3, 2020, Plaintiff filed a pro se civil rights action under 42 U.S.C. § 1983 24 against Defendants Santa Cruz Sheriff Jim Hart; Santa Cruz Deputy Sheriffs Daren Kerr, Peter 25 Hansen, and Yanez; Santa Cruz District Attorney Jeff Rosell; Santa Cruz Assistant District 26 Attorney Abel C.K. Hung; Mark Benjamin Briscoe, Heather Ruth Rogers, Zachariah 27 1 Schwarzbach, John Minsloff, and Biggam Christensen & Minsloff, “Public Pretenders Office”; 2 and Charles Luke Stevens, “Court appointed Pretender.” ECF No. 1. Plaintiff’s initial complaint is 3 difficult to understand, but Plaintiff’s initial complaint appears to be seeking monetary damages 4 for alleged violations of his rights during his criminal prosecutions. See ECF No. 1 at 6 (alleging 5 that, in over 9 years of criminal cases, Plaintiff was denied his “Due Process Rights, Constitutional 6 Rights, Bradys Rights, Marsden Rights, Victims Rights, Rights to legal readdress”); id. at 7 7 (seeking monetary damages against the “Police, Prosecutor, Public Pretenders, Judges, and 8 courtroom personnel”). In addition, Plaintiff filed a motion for leave to proceed in forma pauperis 9 (“IFP”). ECF No. 2. 10 On December 7, 2020, United States Magistrate Judge Virginia K. DeMarchi screened 11 Plaintiff’s initial complaint pursuant to 28 U.S.C. § 1915(e). ECF No. 4. Judge DeMarchi granted 12 Plaintiff’s IFP application. Id. at 1. However, Judge DeMarchi concluded that Plaintiff’s initial 13 complaint did not state a claim upon which relief could be granted because Plaintiff’s initial 14 complaint “does not include any factual allegations regarding the specific acts or omissions of any 15 specifically identified individuals.” Id. at 4. Judge DeMarchi permitted Plaintiff to file an amended 16 complaint by January 6, 2021. Id. at 5. Judge DeMarchi also requested that Plaintiff file a consent 17 or declination to magistrate judge jurisdiction by January 6, 2021. Id. at 4. 18 On December 22, 2020, Plaintiff declined magistrate judge jurisdiction. ECF No. 5. On 19 December 23, 2020, the instant case was reassigned to the undersigned judge. ECF No. 7. 20 On January 4, 2021, Plaintiff filed the FAC. FAC. The FAC names as Defendants Santa 21 Cruz Sheriff Jim Hart; Santa Cruz Deputy Sheriffs Daren Kerr, Peter Hansen, and Mark Yanez, 22 but does not list the other defendants. FAC. However, the FAC includes the other defendants in 23 the case caption. FAC. The FAC is difficult to understand, but the FAC appears to bring claims 24 that his rights were denied in several state criminal prosecutions. The FAC alleges that, in 9 years 25 of state criminal prosecutions, Plaintiff was denied “Due Process Rights, Constitutional Rights, 26 Bradys Rights, Marsden Rights, Victims Rights, Rights to legal readdress.” FAC at 4. For 27 example, the FAC alleges that Deputy Sheriff Kerr planted drugs on Plaintiff. Id. Additionally, the 1 FAC alleges that Deputy Sheriff Kerr was able to attend and record a hearing on Plaintiff’s 2 Marsden motion. Id. at 3. The FAC also alleges that the state court judge denied Plaintiff his right 3 to introduce evidence in support of his Marsden motion. Id. at 5. In addition, the FAC alleges that 4 sheriff’s deputies lied in the hearing on Plaintiff’s Marsden motion. Id. at 5–6. 5 On March 18, 2021, the Court issued an Order to Show Cause in the instant case because 6 the Court was “concerned that abstention may be necessary in this action.” ECF No. 12; see Heck 7 v. Humphrey, 512 U.S. 477, 487 n.8 (1994) (“[I]f a state criminal defendant brings a federal civil 8 rights lawsuit during the pendency of his criminal trial . . . abstention may be an appropriate 9 response to the parallel state-court proceedings.”). The Court noted that the online docket of the 10 Superior Court of California for the County of Santa Cruz stated on March 18, 2021 that one of 11 the criminal prosecutions that Plaintiff was challenging, Case No. 5803448836, was listed as 12 active. See ECF No. 12. The Court thus directed Plaintiff to file a response of no more than three 13 pages that addressed whether the Court should stay the instant action until the criminal 14 proceedings were completed. Id. 15 On March 29, 2021, Plaintiff filed a response to the Order to Show Cause. ECF No. 13. 16 Plaintiff stated: “Case 5803448836 is more Proof of Federal Violations. The fact that it looks like 17 an active case makes it Federally Illegal . . .” Id. at 2. Plaintiff’s response attached an email from 18 “criminal.information@santacruz.org” which stated the following: “For case 5803448836 is a 19 bond that you were scheduled to come in to determine if the District Attorney would file or not. 20 The District Attorney declined to file. Therefore it was dismissed on 7/16/18.” Id. at 4. The Court 21 notes that, as of June 17, 2021, a review of the online docket of the Superior Court of California 22 for the County of Santa Cruz still states that Case No. 5803448836 is active. See People v. Adrian 23 Omeka Adams, Case No. 5803448836 (Superior Court of California for the County of Santa Cruz, 24 filed July 3, 2018). However, even assuming that the online docket of the Superior Court of 25 California for the County of Santa Cruz is incorrect as to the status of Case No. 5803448836, the 26 Court nevertheless concludes that the FAC is subject to dismissal for the reasons stated below. 27 II. DISCUSSION 1 For the reasons stated below, the Court is concerned that Plaintiff’s claims may be barred 2 by Heck v. Humphrey, 512 U.S. 477 (1994). In Heck, the U.S. Supreme Court considered the 3 question of “whether a state prisoner may challenge the constitutionality of his conviction in a suit 4 for damages under 42 U.S.C. § 1983.” 512 U.S. at 478. Petitioner Roy Heck had been convicted of 5 voluntary manslaughter and was serving a 15-year sentence when he filed a Section 1983 action in 6 federal court seeking monetary damages for constitutional violations in his arrest and prosecution. 7 Id. at 478-79. In a previous decision, the U.S. Supreme Court had held that a habeas corpus 8 proceeding is the exclusive remedy for a state prisoner who seeks to challenge the fact or duration 9 of his confinement and seeks immediate or speedier release. See Preiser v. Rodriguez, 411 U.S. 10 475, 500 (1973). Although the constitutional violations alleged by Mr. Heck directly implicated 11 the legality of his confinement, he sought only monetary damages and did not ask for release or a 12 reduced sentence. Heck, 512 U.S. at 479, 481. 13 Thus, the U.S.
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8 UNITED STATES DISTRICT COURT
9 NORTHERN DISTRICT OF CALIFORNIA 10 SAN JOSE DIVISION 11
12 ADRIAN ADAMS, Case No. 20-CV-08557-LHK
13 Plaintiff, ORDER DISMISSING FIRST AMENDED COMPLAINT WITHOUT 14 v. PREJUDICE
15 DAREN KERR, et al., 16 Defendants. 17 On December 3, 2020, Plaintiff filed a pro se civil rights action under 42 U.S.C. § 1983 18 against Santa Cruz sheriffs, district attorneys, and public defenders. ECF No. 1. Plaintiff’s First 19 Amended Complaint (“FAC”) is difficult to understand, but Plaintiff’s FAC appears to bring 20 claims that his rights were violated during several state criminal prosecutions. ECF No. 9 21 (“FAC”). For the reasons stated below, the Court DISMISSES the FAC without prejudice. 22 I. BACKGROUND 23 On December 3, 2020, Plaintiff filed a pro se civil rights action under 42 U.S.C. § 1983 24 against Defendants Santa Cruz Sheriff Jim Hart; Santa Cruz Deputy Sheriffs Daren Kerr, Peter 25 Hansen, and Yanez; Santa Cruz District Attorney Jeff Rosell; Santa Cruz Assistant District 26 Attorney Abel C.K. Hung; Mark Benjamin Briscoe, Heather Ruth Rogers, Zachariah 27 1 Schwarzbach, John Minsloff, and Biggam Christensen & Minsloff, “Public Pretenders Office”; 2 and Charles Luke Stevens, “Court appointed Pretender.” ECF No. 1. Plaintiff’s initial complaint is 3 difficult to understand, but Plaintiff’s initial complaint appears to be seeking monetary damages 4 for alleged violations of his rights during his criminal prosecutions. See ECF No. 1 at 6 (alleging 5 that, in over 9 years of criminal cases, Plaintiff was denied his “Due Process Rights, Constitutional 6 Rights, Bradys Rights, Marsden Rights, Victims Rights, Rights to legal readdress”); id. at 7 7 (seeking monetary damages against the “Police, Prosecutor, Public Pretenders, Judges, and 8 courtroom personnel”). In addition, Plaintiff filed a motion for leave to proceed in forma pauperis 9 (“IFP”). ECF No. 2. 10 On December 7, 2020, United States Magistrate Judge Virginia K. DeMarchi screened 11 Plaintiff’s initial complaint pursuant to 28 U.S.C. § 1915(e). ECF No. 4. Judge DeMarchi granted 12 Plaintiff’s IFP application. Id. at 1. However, Judge DeMarchi concluded that Plaintiff’s initial 13 complaint did not state a claim upon which relief could be granted because Plaintiff’s initial 14 complaint “does not include any factual allegations regarding the specific acts or omissions of any 15 specifically identified individuals.” Id. at 4. Judge DeMarchi permitted Plaintiff to file an amended 16 complaint by January 6, 2021. Id. at 5. Judge DeMarchi also requested that Plaintiff file a consent 17 or declination to magistrate judge jurisdiction by January 6, 2021. Id. at 4. 18 On December 22, 2020, Plaintiff declined magistrate judge jurisdiction. ECF No. 5. On 19 December 23, 2020, the instant case was reassigned to the undersigned judge. ECF No. 7. 20 On January 4, 2021, Plaintiff filed the FAC. FAC. The FAC names as Defendants Santa 21 Cruz Sheriff Jim Hart; Santa Cruz Deputy Sheriffs Daren Kerr, Peter Hansen, and Mark Yanez, 22 but does not list the other defendants. FAC. However, the FAC includes the other defendants in 23 the case caption. FAC. The FAC is difficult to understand, but the FAC appears to bring claims 24 that his rights were denied in several state criminal prosecutions. The FAC alleges that, in 9 years 25 of state criminal prosecutions, Plaintiff was denied “Due Process Rights, Constitutional Rights, 26 Bradys Rights, Marsden Rights, Victims Rights, Rights to legal readdress.” FAC at 4. For 27 example, the FAC alleges that Deputy Sheriff Kerr planted drugs on Plaintiff. Id. Additionally, the 1 FAC alleges that Deputy Sheriff Kerr was able to attend and record a hearing on Plaintiff’s 2 Marsden motion. Id. at 3. The FAC also alleges that the state court judge denied Plaintiff his right 3 to introduce evidence in support of his Marsden motion. Id. at 5. In addition, the FAC alleges that 4 sheriff’s deputies lied in the hearing on Plaintiff’s Marsden motion. Id. at 5–6. 5 On March 18, 2021, the Court issued an Order to Show Cause in the instant case because 6 the Court was “concerned that abstention may be necessary in this action.” ECF No. 12; see Heck 7 v. Humphrey, 512 U.S. 477, 487 n.8 (1994) (“[I]f a state criminal defendant brings a federal civil 8 rights lawsuit during the pendency of his criminal trial . . . abstention may be an appropriate 9 response to the parallel state-court proceedings.”). The Court noted that the online docket of the 10 Superior Court of California for the County of Santa Cruz stated on March 18, 2021 that one of 11 the criminal prosecutions that Plaintiff was challenging, Case No. 5803448836, was listed as 12 active. See ECF No. 12. The Court thus directed Plaintiff to file a response of no more than three 13 pages that addressed whether the Court should stay the instant action until the criminal 14 proceedings were completed. Id. 15 On March 29, 2021, Plaintiff filed a response to the Order to Show Cause. ECF No. 13. 16 Plaintiff stated: “Case 5803448836 is more Proof of Federal Violations. The fact that it looks like 17 an active case makes it Federally Illegal . . .” Id. at 2. Plaintiff’s response attached an email from 18 “criminal.information@santacruz.org” which stated the following: “For case 5803448836 is a 19 bond that you were scheduled to come in to determine if the District Attorney would file or not. 20 The District Attorney declined to file. Therefore it was dismissed on 7/16/18.” Id. at 4. The Court 21 notes that, as of June 17, 2021, a review of the online docket of the Superior Court of California 22 for the County of Santa Cruz still states that Case No. 5803448836 is active. See People v. Adrian 23 Omeka Adams, Case No. 5803448836 (Superior Court of California for the County of Santa Cruz, 24 filed July 3, 2018). However, even assuming that the online docket of the Superior Court of 25 California for the County of Santa Cruz is incorrect as to the status of Case No. 5803448836, the 26 Court nevertheless concludes that the FAC is subject to dismissal for the reasons stated below. 27 II. DISCUSSION 1 For the reasons stated below, the Court is concerned that Plaintiff’s claims may be barred 2 by Heck v. Humphrey, 512 U.S. 477 (1994). In Heck, the U.S. Supreme Court considered the 3 question of “whether a state prisoner may challenge the constitutionality of his conviction in a suit 4 for damages under 42 U.S.C. § 1983.” 512 U.S. at 478. Petitioner Roy Heck had been convicted of 5 voluntary manslaughter and was serving a 15-year sentence when he filed a Section 1983 action in 6 federal court seeking monetary damages for constitutional violations in his arrest and prosecution. 7 Id. at 478-79. In a previous decision, the U.S. Supreme Court had held that a habeas corpus 8 proceeding is the exclusive remedy for a state prisoner who seeks to challenge the fact or duration 9 of his confinement and seeks immediate or speedier release. See Preiser v. Rodriguez, 411 U.S. 10 475, 500 (1973). Although the constitutional violations alleged by Mr. Heck directly implicated 11 the legality of his confinement, he sought only monetary damages and did not ask for release or a 12 reduced sentence. Heck, 512 U.S. at 479, 481. 13 Thus, the U.S. Supreme Court was faced with the question of whether a state prisoner’s 14 claim for damages is cognizable under Section 1983 when the prisoner does not seek release, but 15 “establishing the basis for the damages claim necessarily demonstrates the invalidity of the 16 conviction.” Id. at 481–82. The U.S. Supreme Court concluded that such claims are not cognizable 17 under Section 1983 and held that a state prisoner may not recover damages for constitutional 18 violations that would render his conviction unlawful unless and until he demonstrated that his 19 conviction had been reversed, invalidated, or called into question by the issuance of a writ of 20 habeas corpus. Id. at 486–87; see Wilkinson v. Dotson, 544 U.S. 74, 81 (2005) (“Heck specifies 21 that a prisoner cannot use § 1983 to obtain damages where success would necessarily imply the 22 unlawfulness of a (not previously invalidated) conviction or sentence.”). 23 In the instant case, the FAC is difficult to understand, but the FAC appears to bring claims 24 that Plaintiff’s rights were violated during several state criminal prosecutions. The FAC alleges 25 that, in 9 years of state criminal prosecutions, Plaintiff was denied “Due Process Rights, 26 Constitutional Rights, Bradys Rights, Marsden Rights, Victims Rights, Rights to legal readdress.” 27 FAC at 4. For example, the FAC alleges that Deputy Sheriff Kerr planted drugs on Plaintiff. Id. 1 Additionally, the FAC alleges that Deputy Sheriff Kerr was able to attend and record a hearing on 2 Plaintiff’s Marsden motion. Id. at 3. The FAC also alleges that the state court judge denied 3 Plaintiff his right to introduce evidence in support of his Marsden motion. Id. at 5. In addition, the 4 FAC alleges that sheriff’s deputies lied in the hearing on Plaintiff’s Marsden motion. Id. at 5–6. 5 Accordingly, Plaintiff appears to be asking the Court to conclude that his rights were 6 violated during his state criminal prosecutions. Because a finding that Plaintiff’s rights were 7 violated during his state criminal prosecutions would necessarily undermine the validity of 8 Plaintiff’s criminal convictions, the Court is concerned that Plaintiff’s claims may be barred under 9 Heck. 10 Importantly, Plaintiff does not identify in which criminal cases each alleged violation of 11 his rights occurred. Thus, the Court cannot determine: (1) whether the criminal prosecutions at 12 issue resulted in criminal convictions; and (2) whether the criminal convictions at issue have been 13 reversed, invalidated, or called into question by the issuance of a writ of habeas corpus. Heck, 512 14 U.S. at 486–87. For example, Plaintiff does not identify which, if any, of the alleged violations of 15 his rights took place in dismissed Case No. 5803448836 discussed above. 16 Therefore, the Court concludes that Plaintiff’s claims are barred as currently pled. Thus, 17 the Court DISMISSES Plaintiff’s complaint. See Washington v. Los Angeles Cty. Sheriff’s Dep’t, 18 833 F.3d 1048, 1056 (9th Cir. 2016) (“[A] court may properly dismiss a Heck-barred claim under 19 Rule 12(b)(6) if there exists an ‘obvious bar to securing relief on the face of the complaint’”). 20 However, the Court grants Plaintiff leave to amend. The Court does so because amendment 21 would not be futile, unduly prejudice the opposing parties, or cause undue delay, and Plaintiff has 22 not acted in bad faith. See Leadsinger, Inc. v. BMG Music Publ’g, 512 F.3d 522, 532 (9th Cir. 23 2008). In an amended complaint, Plaintiff shall cure the deficiencies identified herein by: (1) 24 identifying in which criminal cases each alleged violation of his rights occurred; (2) stating 25 whether those criminal cases resulted in criminal convictions; and (3) stating whether the criminal 26 convictions have been reversed, invalidated, or called into question by the issuance of a writ of 27 habeas corpus. III. CONCLUSION 1 For the foregoing reasons, the Court DISMISSES Plaintiff’s complaint without prejudice. 2 Plaintiff shall file any amended complaint within 30 days of this Order. Failure to do so, or failure 3 to cure deficiencies identified herein or identified in the instant motion to dismiss, will result in 4 dismissal of the deficient claims with prejudice. Furthermore, the Court continues the June 23, 5 2021 Case Management Conference to September 22, 2021 at 2:00 p.m. The parties shall file a 6 case management statement by September 15, 2021. 7 IT IS SO ORDERED 8
9 Dated: June 17, 2021 10 ______________________________________ 11 LUCY H. KOH United States District Judge 12
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