Adams v. Fleck

171 Ohio St. (N.S.) 451
CourtOhio Supreme Court
DecidedFebruary 1, 1961
DocketNo. 36584
StatusPublished

This text of 171 Ohio St. (N.S.) 451 (Adams v. Fleck) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Adams v. Fleck, 171 Ohio St. (N.S.) 451 (Ohio 1961).

Opinion

Taft, J.

In In re Estate of Newland, supra (47 Ohio Law Abs., 252—opinion of Probate Court reported in 47 Ohio Law Abs., 246, 70 N. E. [2d], 234), the question involved was the validity of a gift as a gift causa mortis. We will therefore consider first whether there was a valid gift causa mortis in the instant case.

[454]*454. Generally, except by means of a valid trust for the benefit of a donee or donees as hereinafter pointed out, there can be no gift where the donor has not relinquished all dominion and control over the property given. See Worthington, Admr., v. Redkey, Exr. (1912), 86 Ohio St., 128, 99 N. E., 211, and Union Trust Co. v. Hawkins, Admr. (1929), 121 Ohio St., 159, 167 et seq., 167 N. E., 389, 73 A. L. R., 190.

Thus, usually there can be no gift subject to any right of revocation that may enable the donor to get back the property given to the donee; and, where recognized, gifts causa mortis represent an exception to this general rule. Annotations, 3 A. L. R., 902, 916, and 60 A. L. R., 1054, 1056; 24 American Jurisprudence, 733, Section 5.

As stated in paragraph one of the syllabus of Gano v. Fisk (1885), 43 Ohio St., 462, 3 N. E., 532, 54 Am. Rep., 819:

“Gifts causa mortis have the nature of a legacy, and the policy of our law does not favor them while there is provision, by the statute of wills and the law of descents, for the transmission of all property rights.”

In the Newland case, the courts found that the decedent clearly stated an intention to vest the title to the property given in the donee at the time of its delivery, although such title was to be subject to conditions subsequent, such as revocation by the donor during his life or the recovery of the donor from the illness inducing the gift. However, the court recognized that there could have been no valid gift causa mortis if the donor had expressed an intention that title was not to vest in the donee until the donor’s death.

Also, the weight of authority supports the conclusion that there can be no valid gift causa mortis, whether delivery is to the donee or to a third person to deliver to the donee, if the death of the donor is a condition precedent to vesting of title in the third person or in the donee. Brown on Personal Property (2 Ed.), 152 et seq., Section 53. See Basket v. Hassell (1882), 107 U. S., 602, 27 L. Ed., 500, 2 S. Ct., 415.

The findings of the Probate Court, as trier of the facts in the instant case, indicate that Adams’ death was to be a condition precedent to the vesting of any title to the check or its proceeds. Thus, that court found that Adams instructed Sidney [455]*455Fleck that “the check was to be held, uncashed” until “Adams did not survive”; and Sidney Fleck, on giving the check to Charles Fleck, said, “Do not pay any money out on this. Hold the check for him [Adams] and give it to the children if anything happens to him.” Admittedly the check was not cashed until after Adams ’ death.

Defendants stress the fact that the check was endorsed in blank when delivered by Adams to Sidney Fleck. However, Section 1301.18, Revised Code, provides in part :

“As between immediate parties, and as regards a remote party, other than a holder in due course, # * * the delivery may be shown to have been conditional or for a specific purpose only, and not for the purpose of transferring the property in the instrument. ’ ’

In overruling defendants ’ motion for reconsideration of the separate findings of fact and conclusions of law, the Probate Court added to the findings of fact a paragraph reading:

“The testimony of Sidney Fleck the court finds truthfully given and the relevant probative facts therein related are true. ’ ’

From some of that testimony, it might reasonably be inferred that, when the check was delivered to Sidney, Adams expressed an intention that title was to vest subject only to divestiture if Adams recovered. On the other hand, there are other parts of that testimony from which it may reasonably be inferred that Adams then expressed an intention that his death was to be a condition precedent to the vesting of that title. Certainly, Fleck’s testimony does not amount to the clear and convincing evidence necessary to support a gift cause mortis. As stated by Follett, J., in Gano v. Fisk, supra (43 Ohio St., 462):

“Gifts causa mortis are not favored, and such gifts must be clearly proved. The civil law sought to prevent fraud in such gifts, and required their execution in the presence of five witnesses, to render them valid. Great strictness and clear proof to establish such gifts have been required by the English courts, and litigation as to them has been extensive and hostile.
“Such a gift can be upheld only when the intention of the donor is definite and-certain * *

See also Flanders v. Blandy (1887), 45 Ohio St., 108, 113, 12 N. E., 321 (“to support them clear and convincing evidence is [456]*456required”); Bolles v. Toledo Trust Co., Exr. (1936), 132 Ohio St., 21, 27, 4 N. E. (2d), 917; Brown on Personal Property (2 Ed.), 166, Section 56.

Streeper, Admr., v. Myers (1937), 132 Ohio St., 322, 7 N. E. (2d), 554, and Patrick v. Parrott (1915), 92 Ohio St., 184, 110 N. E., 725, relied upon by defendants, involved inter vivos gifts, not gifts causa mortis. Furthermore, each represents a case in which there was clear and convincing evidence of the gift sustained. For example, in the Streeper case, the donor had the certificates of deposit reissued in the names of the donees, and, in the Parrott case, the donor had duly executed formal deeds conveying the lands given to the donees. There is not even anything in writing in the instant case to indicate who were to be the donees and how much each was to get; and there was also no disinterested testimony in the instant case tending to support the claimed gift as in the Newland, Streeper and Parrott cases.

It may be observed that, although this court has sometimes considered, as in Gano v. Fisk, supra (43 Ohio St., 462), whether certain facts were sufficient to establish a gift causa mortis, this court has never actually held in any case reported with an opinion that there can be that kind of a gift under the law of this state. But see description in 41 Weekly Law Bulletin, 343, of South v. Fair which is reported without opinion in 60 Ohio St., 595.

As hereinbefore suggested, there may in effect be a gift to a donee if a valid trust for the benefit of that donee is established, even if the donor, who is the settlor of such trust, retains a life interest in and almost complete dominion and control over the property given. See annotations, 32 A. L. R. (2d), 1270, and 164 A. L. R., 881.

Thus, in paragraph two of the syllabus of First National Bank of Cincinnati, Exr., v. Tenney (1956), 165 Ohio St., 513, 138 N. E. (2d), 15, 61 A. L. R. (2d), 470, it is said:

“An inter vivos

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Related

Basket v. Hassell
107 U.S. 602 (Supreme Court, 1883)
Stouse v. First Nat. Bank of Chicago
245 S.W.2d 914 (Court of Appeals of Kentucky (pre-1976), 1951)
Rose v. Union Guardian Trust Co.
1 N.W.2d 458 (Michigan Supreme Court, 1942)
Union Trust Co. v. Hawkins
167 N.E. 389 (Ohio Supreme Court, 1928)
Harris v. Harris
72 N.E.2d 378 (Ohio Supreme Court, 1947)
Cleveland Trust Co. v. White
15 N.E.2d 627 (Ohio Supreme Court, 1938)
Streeper, Admr. v. Myers
7 N.E.2d 554 (Ohio Supreme Court, 1937)
Adkins v. Staker
198 N.E. 575 (Ohio Supreme Court, 1935)
Schofield v. Cleveland Trust Co.
21 N.E.2d 119 (Ohio Supreme Court, 1939)
Bolles v. Toledo Trust Co.
4 N.E.2d 917 (Ohio Supreme Court, 1936)
Central Trust Co. v. Watt
38 N.E.2d 185 (Ohio Supreme Court, 1941)
Bolles v. Toledo Trust Co.
58 N.E.2d 381 (Ohio Supreme Court, 1944)
Sheasley Trust
77 A.2d 448 (Supreme Court of Pennsylvania, 1951)
In re Estate of Newland
70 N.E.2d 234 (Ohio Probate Court of Franklin County, 1946)

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Bluebook (online)
171 Ohio St. (N.S.) 451, Counsel Stack Legal Research, https://law.counselstack.com/opinion/adams-v-fleck-ohio-1961.