1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 ADAM MARTINEZ, Case No. 23-cv-04863-PCP
8 Plaintiff, ORDER OF SERVICE IN PART AND DISMISSAL IN PART v. 9
10 K ALLISON, et al., Defendants. 11
12 13 Adam Martinez, an inmate at Pelican Bay State Prison, filed this pro se civil rights action 14 under 42 U.S.C. § 1983. The Court dismissed Mr. Martinez’s original complaint with leave to 15 amend. See Dkt. No. 8. Mr. Martinez thereafter filed an amended complaint, which the Court 16 again dismissed with leave to amend. Dkt. Nos. 9, 10. Mr. Martinez now has filed a second 17 amended complaint (“SAC”). Dkt. No. 14. 18 Upon review of the second amended complaint under 28 U.S.C. § 1915A, the Court 19 concludes that Mr. Martinez has stated cognizable claims for failure to protect and for the 20 application of excessive force. The failure-to-protect claim is stated against defendants Allison, 21 Robertson, Smith, Deters, Alderete, Balestra, Davis, Ford, Love, Medina, Ortiz, and Silva. The 22 excessive force claim is stated against defendants Avila, Coffman, Ford, Kennison, and Love. All 23 other claims and defendants are dismissed. 24 I. Background 25 A. Procedural Background 26 At all relevant times, Mr. Martinez was incarcerated at Pelican Bay State Prison in 27 Crescent City, California (“PBSP”). See generally SAC. 1 Department of Corrections and Rehabilitation (“CDCR”); J. Robertson and S. Smith, the former 2 and acting Wardens for PBSP; L. Deters, a Captain at PBSP; J. Frisk, a Lieutenant at PBSP; J. 3 Silva and D. Kennison, both Sergeants at PBSP; and Alderete, A. Avila, B. Balestra, K. Coffman, 4 M. Davis, M. Ford, G. Love, Medina, and A. Ortiz, all Correctional Officers at PBSP 5 (individually, “Officer”; together, “the Correctional Officers”). Id. at 1–2, 4–7.1 6 This action was filed on or after December 19, 2023. Compare Dkt. No. 1 at 9–10 (signed 7 and dated by plaintiff) with Douglas v. Noelle, 567 F.3d 1103, 1109 (9th Cir. 2009) (applying the 8 mailbox rule to prisoner’s § 1983 complaint). The Court screened the original and first amended 9 complaints pursuant to 28 U.S.C. § 1915A, and gave Mr. Martinez detailed instructions regarding 10 what he must allege to state cognizable claims for violation of his civil rights. See Dkt. Nos. 8, 10. 11 Mr. Martinez alleges that CDCR adopted a policy that allows inmate-enemies to be housed 12 in the same units within a prison (“Policy”). SAC at 8. He alleges that the Policy was created by 13 Secretary Allison, adopted by Warden Robertson and Acting Warden Smith, and enforced by 14 Captain Deters. Id. 15 Mr. Martinez alleges that on December 13, 2022, he was released into the yard at the same 16 time as a member of a rival Security Threat Group (“STG”). Id. at 9–10. Specifically, Mr. 17 Martinez appears to be a member of the Sureños and was released into the yard along with a 18 member of the Fresno Bulldogs. See id.; see also id. at 13 (suggesting Mr. Martinez is a Sureño). 19 A member of the Fresno Bulldogs pretended to tie his shoe but instead filled a beanie with rocks, 20 then used this improvised weapon to attack Mr. Martinez. See id. at 9–11. Mr. Martinez alleges 21 that defendants Silva, Davis, Alderete, Ford, and Medina made the decision to release Mr. 22 Martinez into the yard at the same time as a member of the Fresno Bulldogs; and that defendants 23 Balestra, Ford, Love, Ortiz, Medina, and Alderete observed the Fresno Bulldog manufacture a 24 weapon under the guise of tying his shoe. See id. 25 Mr. Martinez alleges that he fought back when he was attacked. See id. at 11. He also 26 alleges that the fight had concluded, and the inmates were walking away from each other, when 27 1 officers intervened. See id. at 12. Mr. Martinez alleges that he “was taken down by” defendants 2 Kennison, Coffman, Avila, and Love, although the fight had already ceased. See id. at 11–12. He 3 alleges that defendant Ford stood by and watched this unnecessary use of force. See id. at 11. 4 Mr. Martinez was issued a disciplinary citation following the fight. The disciplinary 5 hearing was conducted by defendant Frisk. See id. at 15–16. Mr. Martinez alleges that defendant 6 Frisk limited the witnesses and evidence available at the disciplinary hearing, and that this action 7 deprived Mr. Martinez of due process. See id. Mr. Martinez alleges that he was found guilty of 8 violating the rules, and as punishment was deprived of certain privileges and lost good-time credit. 9 See id. at 16. 10 Mr. Martinez alleges that his right to equal protection was violated when “all Mexican[]” 11 inmates lost privileges for a period of several months. See id. at 15. Mr. Martinez also alleges, 12 however, that it was “STG II Sureños” that lost privileges, and that this occurred following gang 13 violence. See id. at 16. 14 II. Legal Standard 15 Federal courts must screen any case in which a prisoner seeks redress from a governmental 16 entity or officer or employee of a governmental entity. See 28 U.S.C. § 1915A(a). The court must 17 identify cognizable claims and dismiss claims that are frivolous, malicious, fail to state a claim 18 upon which relief may be granted, or seek monetary relief from a defendant immune from such 19 relief. 28 U.S.C. § 1915A(b)(1), (2). Pro se pleadings must be liberally construed. See Balistreri v. 20 Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). 21 III. Analysis 22 A. Eighth Amendment Claims 23 Mr. Martinez claims Defendants failed to protect him, and used excessive force against 24 him, in violation of the Eighth Amendment. Liberally construed, Mr. Martinez’s Eighth 25 Amendment claims are cognizable. 26 The “‘treatment a prisoner receives in prison and the conditions under which he is confined 27 are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan, 511 U.S. 825, 832 1 food, clothing, shelter, and medical care,” and to “‘take reasonable measures to guarantee the 2 safety of the inmates.’” Id. A prison official violates the Eighth Amendment when two 3 requirements are met: (1) the deprivation alleged must be, objectively, sufficiently serious, 4 Farmer, 511 U.S. at 834 (citing Wilson v. Seiter, 501 U.S. 294, 298 (1991)), and (2) the prison 5 official possesses a sufficiently culpable state of mind, i.e., the offending conduct was wanton, id. 6 (citing Wilson, 501 U.S. at 297). 7 The failure of prison officials to protect inmates from attacks by other inmates or from 8 dangerous conditions at the prison violates the Eighth Amendment when two requirements are 9 met: (1) the deprivation alleged is, objectively, sufficiently serious; and (2) the prison official is, 10 subjectively, deliberately indifferent to inmate health or safety. Farmer, 511 U.S. at 834. A prison 11 official is deliberately indifferent if he knows of and disregards an excessive risk to inmate health 12 or safety by failing to take reasonable steps to abate it. Id. at 837. Here, Mr.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 ADAM MARTINEZ, Case No. 23-cv-04863-PCP
8 Plaintiff, ORDER OF SERVICE IN PART AND DISMISSAL IN PART v. 9
10 K ALLISON, et al., Defendants. 11
12 13 Adam Martinez, an inmate at Pelican Bay State Prison, filed this pro se civil rights action 14 under 42 U.S.C. § 1983. The Court dismissed Mr. Martinez’s original complaint with leave to 15 amend. See Dkt. No. 8. Mr. Martinez thereafter filed an amended complaint, which the Court 16 again dismissed with leave to amend. Dkt. Nos. 9, 10. Mr. Martinez now has filed a second 17 amended complaint (“SAC”). Dkt. No. 14. 18 Upon review of the second amended complaint under 28 U.S.C. § 1915A, the Court 19 concludes that Mr. Martinez has stated cognizable claims for failure to protect and for the 20 application of excessive force. The failure-to-protect claim is stated against defendants Allison, 21 Robertson, Smith, Deters, Alderete, Balestra, Davis, Ford, Love, Medina, Ortiz, and Silva. The 22 excessive force claim is stated against defendants Avila, Coffman, Ford, Kennison, and Love. All 23 other claims and defendants are dismissed. 24 I. Background 25 A. Procedural Background 26 At all relevant times, Mr. Martinez was incarcerated at Pelican Bay State Prison in 27 Crescent City, California (“PBSP”). See generally SAC. 1 Department of Corrections and Rehabilitation (“CDCR”); J. Robertson and S. Smith, the former 2 and acting Wardens for PBSP; L. Deters, a Captain at PBSP; J. Frisk, a Lieutenant at PBSP; J. 3 Silva and D. Kennison, both Sergeants at PBSP; and Alderete, A. Avila, B. Balestra, K. Coffman, 4 M. Davis, M. Ford, G. Love, Medina, and A. Ortiz, all Correctional Officers at PBSP 5 (individually, “Officer”; together, “the Correctional Officers”). Id. at 1–2, 4–7.1 6 This action was filed on or after December 19, 2023. Compare Dkt. No. 1 at 9–10 (signed 7 and dated by plaintiff) with Douglas v. Noelle, 567 F.3d 1103, 1109 (9th Cir. 2009) (applying the 8 mailbox rule to prisoner’s § 1983 complaint). The Court screened the original and first amended 9 complaints pursuant to 28 U.S.C. § 1915A, and gave Mr. Martinez detailed instructions regarding 10 what he must allege to state cognizable claims for violation of his civil rights. See Dkt. Nos. 8, 10. 11 Mr. Martinez alleges that CDCR adopted a policy that allows inmate-enemies to be housed 12 in the same units within a prison (“Policy”). SAC at 8. He alleges that the Policy was created by 13 Secretary Allison, adopted by Warden Robertson and Acting Warden Smith, and enforced by 14 Captain Deters. Id. 15 Mr. Martinez alleges that on December 13, 2022, he was released into the yard at the same 16 time as a member of a rival Security Threat Group (“STG”). Id. at 9–10. Specifically, Mr. 17 Martinez appears to be a member of the Sureños and was released into the yard along with a 18 member of the Fresno Bulldogs. See id.; see also id. at 13 (suggesting Mr. Martinez is a Sureño). 19 A member of the Fresno Bulldogs pretended to tie his shoe but instead filled a beanie with rocks, 20 then used this improvised weapon to attack Mr. Martinez. See id. at 9–11. Mr. Martinez alleges 21 that defendants Silva, Davis, Alderete, Ford, and Medina made the decision to release Mr. 22 Martinez into the yard at the same time as a member of the Fresno Bulldogs; and that defendants 23 Balestra, Ford, Love, Ortiz, Medina, and Alderete observed the Fresno Bulldog manufacture a 24 weapon under the guise of tying his shoe. See id. 25 Mr. Martinez alleges that he fought back when he was attacked. See id. at 11. He also 26 alleges that the fight had concluded, and the inmates were walking away from each other, when 27 1 officers intervened. See id. at 12. Mr. Martinez alleges that he “was taken down by” defendants 2 Kennison, Coffman, Avila, and Love, although the fight had already ceased. See id. at 11–12. He 3 alleges that defendant Ford stood by and watched this unnecessary use of force. See id. at 11. 4 Mr. Martinez was issued a disciplinary citation following the fight. The disciplinary 5 hearing was conducted by defendant Frisk. See id. at 15–16. Mr. Martinez alleges that defendant 6 Frisk limited the witnesses and evidence available at the disciplinary hearing, and that this action 7 deprived Mr. Martinez of due process. See id. Mr. Martinez alleges that he was found guilty of 8 violating the rules, and as punishment was deprived of certain privileges and lost good-time credit. 9 See id. at 16. 10 Mr. Martinez alleges that his right to equal protection was violated when “all Mexican[]” 11 inmates lost privileges for a period of several months. See id. at 15. Mr. Martinez also alleges, 12 however, that it was “STG II Sureños” that lost privileges, and that this occurred following gang 13 violence. See id. at 16. 14 II. Legal Standard 15 Federal courts must screen any case in which a prisoner seeks redress from a governmental 16 entity or officer or employee of a governmental entity. See 28 U.S.C. § 1915A(a). The court must 17 identify cognizable claims and dismiss claims that are frivolous, malicious, fail to state a claim 18 upon which relief may be granted, or seek monetary relief from a defendant immune from such 19 relief. 28 U.S.C. § 1915A(b)(1), (2). Pro se pleadings must be liberally construed. See Balistreri v. 20 Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). 21 III. Analysis 22 A. Eighth Amendment Claims 23 Mr. Martinez claims Defendants failed to protect him, and used excessive force against 24 him, in violation of the Eighth Amendment. Liberally construed, Mr. Martinez’s Eighth 25 Amendment claims are cognizable. 26 The “‘treatment a prisoner receives in prison and the conditions under which he is confined 27 are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan, 511 U.S. 825, 832 1 food, clothing, shelter, and medical care,” and to “‘take reasonable measures to guarantee the 2 safety of the inmates.’” Id. A prison official violates the Eighth Amendment when two 3 requirements are met: (1) the deprivation alleged must be, objectively, sufficiently serious, 4 Farmer, 511 U.S. at 834 (citing Wilson v. Seiter, 501 U.S. 294, 298 (1991)), and (2) the prison 5 official possesses a sufficiently culpable state of mind, i.e., the offending conduct was wanton, id. 6 (citing Wilson, 501 U.S. at 297). 7 The failure of prison officials to protect inmates from attacks by other inmates or from 8 dangerous conditions at the prison violates the Eighth Amendment when two requirements are 9 met: (1) the deprivation alleged is, objectively, sufficiently serious; and (2) the prison official is, 10 subjectively, deliberately indifferent to inmate health or safety. Farmer, 511 U.S. at 834. A prison 11 official is deliberately indifferent if he knows of and disregards an excessive risk to inmate health 12 or safety by failing to take reasonable steps to abate it. Id. at 837. Here, Mr. Martinez alleges that 13 defendants knowingly placed him in a yard with a member of a rival gang, and that there was a 14 history of violence between members of his and the rival gang. See generally SAC. This is 15 sufficient to allege that defendants were deliberately indifferent to Mr. Martinez’s safety by 16 placing him on the same yard as a known enemy. 17 For an excessive force claim, the core judicial inquiry is whether force was applied in a 18 good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm. 19 Hudson v. McMillian, 503 U.S. 1, 6–7 (1992); Whitley v. Albers, 475 U.S. 312, 320–21 (1986); 20 Jeffers v. Gomez, 267 F.3d 895, 912–13 (9th Cir. 2001) (applying “malicious and sadistic” 21 standard to claim that prison guards used excessive force when attempting to quell a prison riot 22 but applying “deliberate indifference” standard to claim that guards failed to act on rumors of 23 violence to prevent the riot). In determining whether the use of force was for the purpose of 24 maintaining or restoring discipline, or for the malicious and sadistic purpose of causing harm, a 25 court may evaluate the need for application of force, the relationship between that need and the 26 amount of force used, the extent of any injury inflicted, the threat reasonably perceived by the 27 responsible officials, and any efforts made to temper the severity of a forceful response. Hudson, 1 guard’s decision to shoot the closer of two inmates who were fighting with sponge rounds, which 2 was the lowest level of force available to him, to stop the fight and keep staff and prisoners safe 3 was not an excessive use of force); Clement v. Gomez, 298 F.3d 898, 904 (9th Cir. 2002) (holding 4 that pepper-spraying fighting inmates a second time after hearing coughing and gagging from 5 prior spray was not malicious and sadistic for purpose of causing harm, where initial shot of spray 6 had been blocked by inmates’ bodies). Here, Mr. Martinez alleges that the fight between him and 7 the Fresno Bulldog had already ceased before defendants applied force to his person. See SAC at 8 11–12. If the fight had already ceased, then it is less likely that force was needed to restore 9 discipline. Mr. Martinez has thus sufficiently alleged that the use of force was excessive. 10 B. Due Process Claim 11 Mr. Martinez claims that he was deprived of due process during his disciplinary hearing in 12 violation of the Fourteenth Amendment. The Due Process Clause of the Fourteenth Amendment 13 protects individuals against governmental deprivations of “life, liberty or property.” Bd. of Regents 14 v. Roth, 408 U.S. 564, 570–71 (1972); Mullins v. Oregon, 57 F.3d 789, 795 (9th Cir. 1995) (“The 15 more familiar office of the Due Process Clause of the Fourteenth Amendment is to provide a 16 guarantee of fair procedure in connection with any deprivation of life, liberty, or property by a 17 state.”). In the prison context, only certain deprivations trigger the Due Process Clause. See, e.g., 18 Sandin v. Conner, 515 U.S. 472, 485 (1995) (concluding that a brief loss of privileges does not 19 “present a dramatic departure from the basic conditions” of prison life and thus is not a deprivation 20 of real substance). 21 Here, Mr. Martinez alleges that his punishment included the loss of good-time credits. See 22 SAC at 16. Because this punishment increased the length of time Mr. Martinez must spend in 23 prison, he must seek relief via a habeas action before he can pursue damages via a civil rights 24 action. See Heck v. Humphrey, 512 U.S. 477, 486–487 (1994) (holding that a conviction must be 25 vacated before damages for that conviction may be sought); Edwards v. Balisok, 520 U.S. 641, 26 645 (1997) (applying Heck bar to claim that officials used unconstitutional procedures in a 27 disciplinary hearing that resulted in the deprivation of good time credits where “the nature of the 1 Because Mr. Martinez must seek relief via a habeas action before obtaining damages, his 2 due process claim is dismissed without prejudice. 3 C. Equal Protection Claim 4 Mr. Martinez claims that he was deprived of his rights under the Equal Protection Clause 5 when he and other inmates were stripped of privileges. 6 “The Equal Protection Clause of the Fourteenth Amendment commands that no State shall 7 ‘deny to any person within its jurisdiction the equal protection of the laws,’ which is essentially a 8 direction that all persons similarly situated should be treated alike.” City of Cleburne v. Cleburne 9 Living Center, 473 U.S. 432, 439 (1985). A plaintiff alleging denial of equal protection under 42 10 U.S.C. § 1983 based on a suspect classification, such as race, must plead intentional unlawful 11 discrimination or allege facts that are susceptible of an inference of discriminatory intent. 12 Monteiro v. Tempe Union High School Dist., 158 F.3d 1022, 1026 (9th Cir. 1998). 13 Mr. Martinez alleges that “[a]ll Mexicans, Southern Hispanics, STG II Sureños, Mexicans 14 from Southern California were punished.” SAC at 15. He represents that this occurred after 15 multiple fights between the Sureños and the Fresno Bulldogs. See id. The SAC reveals that the 16 lockdown of rival gangs was necessary due to gang violence following implementation of the 17 Policy. See generally id. The loss of privileges thus was not due to Mr. Martinez’s membership in 18 a race-based class, but rather due to his membership in the Sureños. See id. 19 Mr. Martinez’s equal protection claim fails on the merits and is dismissed. 20 IV. Conclusion 21 1. Liberally construed, the SAC states a failure-to-protect claim against defendants 22 Allison, Robertson, Smith, Deters, Alderete, Balestra, Davis, Ford, Love, Medina, Ortiz, and 23 Silva; and an excessive force claim against defendants Avila, Coffman, Ford, Kennison, and Love. 24 All other claims and defendants are dismissed. 25 2. The Court orders service of the amended complaint on defendants and orders them 26 to respond to Mr. Martinez’s Eighth Amendment claims. Service on defendants shall proceed 27 under the California Department of Corrections and Rehabilitation’s (“CDCR”) E-Service 1 the Clerk is directed to serve on CDCR via email the following documents: The SAC and exhibits 2 thereto (Dkt. No. 14), this order of service, a CDCR Report of E-Service Waiver form, and a 3 summons. The Clerk also shall serve a copy of this order on Mr. Martinez. 4 3. No later than forty (40) days after service of this order via email on CDCR, CDCR 5 shall provide the Court a Completed CDCR Report of E-Service Waiver advising the Court 6 whether all defendants will be waiving service of process without the need for service by the 7 United States Marshal Service (“USMS”), or whether any defendant declined to waive service or 8 could not be reached. 9 4. CDCR shall provide a copy of the CDCR Report of E-Service Waiver to the 10 California Attorney General’s Office which, within twenty-one (21) days, shall file with the 11 Court a waiver of service of process for each defendant who is waiving service. 12 5. If any defendant does not waive service, then upon receipt of the CDCR Report of 13 E-Service Waiver, the Clerk shall prepare a USM-285 Form. The Clerk shall provide to the USMS 14 the completed USM-285 forms and copies of this order, the summons, and the operative complaint 15 for service upon the non-waiving defendant. The Clerk also shall provide to the USMS a copy of 16 the CDCR Report of E-Service Waiver. 17 6. No later than ninety (90) days from the filing date of this order, defendants shall 18 file one comprehensive motion for summary judgment or other dispositive motion with 19 respect to the Amended Complaint. Any motion for summary judgment shall be supported by 20 adequate factual documentation and shall conform in all respects to Rule 56 of the Federal Rules 21 of Civil Procedure. A motion for summary judgment also must be accompanied by a separate 22 Rand notice so that Mr. Martinez will have fair, timely and adequate notice of what is required of 23 him in order to oppose the motion. Woods v. Carey, 684 F.3d 934, 939 (9th Cir. 2012) (notice 24 requirement set out in Rand v. Rowland, 154 F.3d 952 (9th Cir. 1998), must be served 25 concurrently with motion for summary judgment). Defendants are advised that summary judgment 26 cannot be granted, nor qualified immunity found, if material facts are in dispute. 27 7. If any defendant is of the opinion that this case cannot be resolved by summary ] due. Information regarding the Court’s Alternative Dispute Resolution Program is available on the 2 || website for the United States District Court for the Northern District of California. 3 8. Mr. Martinez’s opposition to the dispositive motion shall be filed with the Court 4 || and served on defendants no later than twenty-eight (28) days from the date defendants’ motion is 5 filed. Mr. Martinez is advised to read Rule 56 of the Federal Rules of Civil Procedure and Celotex 6 Corp. v. Catrett, 477 U.S. 317 (1986) (party opposing summary judgment must come forward 7 || with evidence showing triable issues of material fact on every essential element of his claim). 8 9. Defendants shall file a reply brief no later than fourteen (14) days after Mr. 9 || Martinez’s opposition is filed. 10 10. All communications by Mr. Martinez with the Court must be served on defendants 11 or defendants’ counsel once counsel has been designated, by mailing a true copy of the document 12 || to defendants or defendants’ counsel. 13 11. Discovery may be taken in accordance with the Federal Rules of Civil Procedure. 14 No further court order under Federal Rule of Civil Procedure 30(a)(2) is required before the 3 15 parties may conduct discovery. Mr. Martinez is advised to read Federal Rule of Civil Procedure a 16 || 37, which requires each party to “in good faith confer[] or attempt[] to confer with” the opposing 17 || party regarding a discovery dispute, before seeking court action to resolve such a dispute. Z 18 12. ——‘It is Mr. Martinez’s responsibility to prosecute this case. Mr. Martinez must keep 19 || the Court informed of any change of address by filing a separate paper with the Clerk headed 20 || “Notice of Change of Address.” He also must comply with the Court’s orders in a timely fashion. 21 Failure to do so will result in the dismissal of this action for failure to prosecute pursuant to 22 || Federal Rule of Civil Procedure 41(b). 23 24 IT IS SO ORDERED. 25 Dated: December 4, 2025 26 Ze. 27 L Coy P. CASEY PFITS 28 United States District Judge