STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-399
ADAM DWAYNE GUILLORY, ET UX.
VERSUS
CONSTANZA FARMS, INC., ET AL.
**********
APPEAL FROM THE THIRTEENTH JUDICIAL DISTRICT COURT PARISH OF EVANGELINE, NO. 66,773 HONORABLE J. LARRY VIDRINE, DISTRICT JUDGE
PHYLLIS M. KEATY JUDGE
Court composed of Sylvia R. Cooks, Marc T. Amy, and Phyllis M. Keaty, Judges.
AFFIRMED.
Guy O. Mitchell, III Mitchell Law Offices 225 Court Street Ville Platte, Louisiana 70586-4492 (337) 363-0400 Counsel for Plaintiffs/Appellees: Adam Dwayne Guillory Jennifer Guillory Guillory
Patrick John O’Cain McGlinchey Stafford, PLLC 601 Poydras Street, Suite 1200 New Orleans, Louisana 70130 (504) 586-1200 Counsel for Defendant/Appellant: CNH America, LLC Steven J. Bienvenu Falgoust, Caviness & Bienvenu Post Office Box 1450 Opelousas, Louisiana 70571 (337) 942-5811 Counsel for Defendant/Appellee: Waven LaFleur KEATY, Judge.
The trial court found Defendant’s actions marketing a product inherently
dangerous in its normal use and failing to utilize an alternative design violates
Louisiana products liability law and rendered summary judgment in favor of
Plaintiff1 in accordance with that interpretation. From this judgment, Defendant
appeals. For the following reasons, we affirm.
FACTS AND PROCEDURAL BACKGROUND
On March 4, 2004, Plaintiff, Adam Guillory, was operating a Case backhoe
(hereinafter sometimes “Case” or “backhoe”) owned by his employer, the
Evangeline Parish Police Jury (EPPJ). Mr. Guillory was cleaning clogged culverts
in Evangeline Parish, Louisiana, when the hydraulic lines on top of the backhoe
began spewing hydraulic fluid. The hydraulic lines were attached by clamps which
either separated or broke free causing the hydraulic fluid to flow freely. While
Mr. Guillory was attempting to tighten the leaking line with vice grips, he slipped,
fell, and sustained injury.
As a result of his accident, the Guillorys sued multiple defendants, including
CNH America, L.L.C. (CNH), the backhoe’s manufacturer. Mr. Guillory claimed
the backhoe was defective and asserted that CNH was aware of an alternative
design which could have better protected the line. The trial court thereafter twice
denied motions for summary judgment filed by CNH on August 25, 2005, and
August 20, 2009. On both occasions, the trial court found the record presented
“genuine issues of material fact” that precluded summary judgment.
On July 1, 2011, Mr. Guillory filed his own motion for summary judgment
on the issue of CNH’s liability under the Louisiana Products Liability Act (LPLA).
1 Although both Adam and Jennifer Guillory originally filed suit in this matter, the judgment that is the subject of this appeal was granted in favor of Adam Guillory only. La.R.S. 9:2800.53. The trial court subsequently granted summary judgment in
favor of Mr. Guillory at the hearing on July 25, 2011.
Defendant now appeals, contending the trial court was incorrect in granting
Mr. Guillory’s summary judgment on the issue of CNH’s liability under the LPLA.
DISCUSSION
This court reviews summary judgment de novo under the same criteria that
governs the trial court’s consideration of whether summary judgment is
appropriate. Butz v. Lynch, 99-1070, 99-1071 (La.App. 1 Cir. 6/23/00), 762 So.2d
1214. A motion for summary judgment may be granted only when the pleadings,
depositions, answers to interrogatories, and admissions on file, together with
affidavits, if any, show that there is no genuine issue as to material fact, and the
mover is entitled to judgment as a matter of law. Id.; La.Code Civ.P. art. 966(B).
The LPLA provides the exclusive theories of liability for manufacturers for
damage caused by their products. Lynch, 762 So.2d 1214; La.R.S. 9:2800.52.
Louisiana Revised Statutes 9:2800.54 establishes the elements of a cause of action
under the statute. The following four elements must be proven by the claimant in
order to establish liability under the LPLA: (1) the defendant is the manufacturer
of the product; (2) the claimant’s damage was proximately caused by a
characteristic of the product; (3) this characteristic made the product unreasonably
dangerous; and (4) the claimant’s damage arose from a reasonably anticipated use
of the product by the claimant or someone else. Lynch, 762 So.2d 1214; La.R.S.
9:2800.54. In its appeal, CNH challenges the ability of Mr. Guillory to establish
that its actions in marketing a product that was inherently dangerous in its normal
use and in failing to utilize an alternative design would have prevented his injury.
2 LPLA
CNH alleges that Mr. Guillory’s accident was not proximately caused by a
characteristic of the backhoe nor did the accident arise out of a reasonably
anticipated use of the backhoe such that Mr. Guillory’s claim does not satisfy the
requirements of the LPLA.
Causation
Upon review, Mr. Guillory’s uncontradicted deposition testimony shows he
was using a backhoe owned by his employer, the EPPJ, to clean clogged culverts.
As he was cleaning the culverts, the steel hydraulic lines on top of the backhoe
began spewing hydraulic fluid. In order to prevent the hydraulic pump from
burning and to finish his job, Mr. Guillory testified that he shut down the backhoe
and attempted to repair the hydraulic line by tightening the fitting with his pliers.
The evidence further shows that while he was attempting to stem the flow of
hydraulic fluid, Mr. Guillory slipped and fell causing injury to his back and person.
It further appears from the evidence that the hydraulic lines were attached by
“flimsy” clamps which either separated or broke free thereby causing the hydraulic
fluid to flow freely. Donald Ray Thomas, Mr. Guillory’s supervisor, testified that
the EPPJ originally received the backhoe in question with two clamps attached
around the steel line. Mr. Thomas further testified that the two clamps in question
were missing on the day of Mr. Guillory’s accident for some unknown reason.
In further support of his motion for summary judgment, Mr. Guillory
submitted the affidavit of Clarke J. Gernon, an expert engineer, who attested, in
part, that:
1. There seems to be a consensus that the loss of hydraulic tube clamps resulted from contact with tree limbs. This explanation seems reasonable. Had the tube clamps been in place, leaks at the rod end fitting would have been reduced, if not eliminated. But once the steel tube was bent by snagging a tree limb, it too 3 would have had to be replaced in order to obtain the needed seal with the corresponding fitting.
According to the evidence established by the foregoing testimony and
affidavit, Mr. Guillory’s accident was proximately caused by a characteristic of the
backhoe, that is, the missing hydraulic tube clamps and bent steel tube, that
rendered it unreasonably dangerous.
Notably, CNH chose not to depose Mr. Gernon. It opposed Mr. Guillory’s
motion for summary judgment by adopting an affidavit of its expert, Richard
Housman, which had been submitted in conjunction with CNH’s previously filed
motions for summary judgment. Importantly, CNH’s expert failed to address,
much less oppose, the issue of the proximate causation resulting from the missing
tube clamps presented in Mr. Guillory’s motion for summary judgment. In fact,
Mr. Housman testified that, “if clamps were missing from a machine, or if a
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-399
ADAM DWAYNE GUILLORY, ET UX.
VERSUS
CONSTANZA FARMS, INC., ET AL.
**********
APPEAL FROM THE THIRTEENTH JUDICIAL DISTRICT COURT PARISH OF EVANGELINE, NO. 66,773 HONORABLE J. LARRY VIDRINE, DISTRICT JUDGE
PHYLLIS M. KEATY JUDGE
Court composed of Sylvia R. Cooks, Marc T. Amy, and Phyllis M. Keaty, Judges.
AFFIRMED.
Guy O. Mitchell, III Mitchell Law Offices 225 Court Street Ville Platte, Louisiana 70586-4492 (337) 363-0400 Counsel for Plaintiffs/Appellees: Adam Dwayne Guillory Jennifer Guillory Guillory
Patrick John O’Cain McGlinchey Stafford, PLLC 601 Poydras Street, Suite 1200 New Orleans, Louisana 70130 (504) 586-1200 Counsel for Defendant/Appellant: CNH America, LLC Steven J. Bienvenu Falgoust, Caviness & Bienvenu Post Office Box 1450 Opelousas, Louisiana 70571 (337) 942-5811 Counsel for Defendant/Appellee: Waven LaFleur KEATY, Judge.
The trial court found Defendant’s actions marketing a product inherently
dangerous in its normal use and failing to utilize an alternative design violates
Louisiana products liability law and rendered summary judgment in favor of
Plaintiff1 in accordance with that interpretation. From this judgment, Defendant
appeals. For the following reasons, we affirm.
FACTS AND PROCEDURAL BACKGROUND
On March 4, 2004, Plaintiff, Adam Guillory, was operating a Case backhoe
(hereinafter sometimes “Case” or “backhoe”) owned by his employer, the
Evangeline Parish Police Jury (EPPJ). Mr. Guillory was cleaning clogged culverts
in Evangeline Parish, Louisiana, when the hydraulic lines on top of the backhoe
began spewing hydraulic fluid. The hydraulic lines were attached by clamps which
either separated or broke free causing the hydraulic fluid to flow freely. While
Mr. Guillory was attempting to tighten the leaking line with vice grips, he slipped,
fell, and sustained injury.
As a result of his accident, the Guillorys sued multiple defendants, including
CNH America, L.L.C. (CNH), the backhoe’s manufacturer. Mr. Guillory claimed
the backhoe was defective and asserted that CNH was aware of an alternative
design which could have better protected the line. The trial court thereafter twice
denied motions for summary judgment filed by CNH on August 25, 2005, and
August 20, 2009. On both occasions, the trial court found the record presented
“genuine issues of material fact” that precluded summary judgment.
On July 1, 2011, Mr. Guillory filed his own motion for summary judgment
on the issue of CNH’s liability under the Louisiana Products Liability Act (LPLA).
1 Although both Adam and Jennifer Guillory originally filed suit in this matter, the judgment that is the subject of this appeal was granted in favor of Adam Guillory only. La.R.S. 9:2800.53. The trial court subsequently granted summary judgment in
favor of Mr. Guillory at the hearing on July 25, 2011.
Defendant now appeals, contending the trial court was incorrect in granting
Mr. Guillory’s summary judgment on the issue of CNH’s liability under the LPLA.
DISCUSSION
This court reviews summary judgment de novo under the same criteria that
governs the trial court’s consideration of whether summary judgment is
appropriate. Butz v. Lynch, 99-1070, 99-1071 (La.App. 1 Cir. 6/23/00), 762 So.2d
1214. A motion for summary judgment may be granted only when the pleadings,
depositions, answers to interrogatories, and admissions on file, together with
affidavits, if any, show that there is no genuine issue as to material fact, and the
mover is entitled to judgment as a matter of law. Id.; La.Code Civ.P. art. 966(B).
The LPLA provides the exclusive theories of liability for manufacturers for
damage caused by their products. Lynch, 762 So.2d 1214; La.R.S. 9:2800.52.
Louisiana Revised Statutes 9:2800.54 establishes the elements of a cause of action
under the statute. The following four elements must be proven by the claimant in
order to establish liability under the LPLA: (1) the defendant is the manufacturer
of the product; (2) the claimant’s damage was proximately caused by a
characteristic of the product; (3) this characteristic made the product unreasonably
dangerous; and (4) the claimant’s damage arose from a reasonably anticipated use
of the product by the claimant or someone else. Lynch, 762 So.2d 1214; La.R.S.
9:2800.54. In its appeal, CNH challenges the ability of Mr. Guillory to establish
that its actions in marketing a product that was inherently dangerous in its normal
use and in failing to utilize an alternative design would have prevented his injury.
2 LPLA
CNH alleges that Mr. Guillory’s accident was not proximately caused by a
characteristic of the backhoe nor did the accident arise out of a reasonably
anticipated use of the backhoe such that Mr. Guillory’s claim does not satisfy the
requirements of the LPLA.
Causation
Upon review, Mr. Guillory’s uncontradicted deposition testimony shows he
was using a backhoe owned by his employer, the EPPJ, to clean clogged culverts.
As he was cleaning the culverts, the steel hydraulic lines on top of the backhoe
began spewing hydraulic fluid. In order to prevent the hydraulic pump from
burning and to finish his job, Mr. Guillory testified that he shut down the backhoe
and attempted to repair the hydraulic line by tightening the fitting with his pliers.
The evidence further shows that while he was attempting to stem the flow of
hydraulic fluid, Mr. Guillory slipped and fell causing injury to his back and person.
It further appears from the evidence that the hydraulic lines were attached by
“flimsy” clamps which either separated or broke free thereby causing the hydraulic
fluid to flow freely. Donald Ray Thomas, Mr. Guillory’s supervisor, testified that
the EPPJ originally received the backhoe in question with two clamps attached
around the steel line. Mr. Thomas further testified that the two clamps in question
were missing on the day of Mr. Guillory’s accident for some unknown reason.
In further support of his motion for summary judgment, Mr. Guillory
submitted the affidavit of Clarke J. Gernon, an expert engineer, who attested, in
part, that:
1. There seems to be a consensus that the loss of hydraulic tube clamps resulted from contact with tree limbs. This explanation seems reasonable. Had the tube clamps been in place, leaks at the rod end fitting would have been reduced, if not eliminated. But once the steel tube was bent by snagging a tree limb, it too 3 would have had to be replaced in order to obtain the needed seal with the corresponding fitting.
According to the evidence established by the foregoing testimony and
affidavit, Mr. Guillory’s accident was proximately caused by a characteristic of the
backhoe, that is, the missing hydraulic tube clamps and bent steel tube, that
rendered it unreasonably dangerous.
Notably, CNH chose not to depose Mr. Gernon. It opposed Mr. Guillory’s
motion for summary judgment by adopting an affidavit of its expert, Richard
Housman, which had been submitted in conjunction with CNH’s previously filed
motions for summary judgment. Importantly, CNH’s expert failed to address,
much less oppose, the issue of the proximate causation resulting from the missing
tube clamps presented in Mr. Guillory’s motion for summary judgment. In fact,
Mr. Housman testified that, “if clamps were missing from a machine, or if a
hydraulic line were leaking, those conditions would and should be repaired before
the machine is put back into service.” Mr. Housman’s statement actually supports
Mr. Guillory’s claim that the absence of the tube clamps which enabled hydraulic
fluid to leak proximately caused his accident and injuries.
Reasonably Anticipated Use
CNH contends Mr. Guillory’s accident did not arise from any reasonably
anticipated use of the product; therefore, the LPLA is inapplicable. Contrary to
CNH’s assertion, Mr. Guillory’s expert, Mr. Gernon, attested that:
2. Contact with the tree limbs by the Bucket Cylinder and its hydraulic components was, and remains, clearly foreseeable. To expect a backhoe to only be used on pristine sites where there are no trees, no brush, no roots, and no stumps is unrealistic. Any of these can cause damage to the hydraulic line routed down the Bucket Cylinder.
In further support of Mr. Gernon’s opinion, Mr. Guillory’s own testimony
indicates the backhoe was used on rugged terrain on the date of his accident. 4 Mr. Guillory stated that a gravel road was completely submerged under water
which was stopping traffic. He testified there were culverts that were blocked with
debris from the field. According to Mr. Guillory, he was instructed by the EPPJ to
clear the culverts in order to let the water escape and drain. About halfway
through the job, the hydraulic line started spewing hydraulic fluid. In order to
prevent the machine from burning, he had to shut it down. Mr. Guillory thereafter
used his pliers to tighten the fitting in order to finish his job.
Additionally, a backhoe, by its very nature, is advertised to the public as a
very versatile, rugged machine that can be used in a multitude of situations,
including in areas where there would be ditches, draining problems, debris, trees,
and other outdoor situations. Thus, the foregoing uncontradicted testimony and
evidence indicates that possible contact with the tree limbs by the bucket cylinder
and its hydraulic components were clearly foreseeable. Importantly, CNH’s expert
failed to address, much less oppose, the issue of reasonably anticipated use which
was raised by Mr. Guillory in his motion for summary judgment.
Unreasonably Dangerous
CNH contends the leaking hydraulic line of the backhoe that Mr. Guillory
claims caused his accident neither existed when the backhoe left its manufacturer
nor arose from a reasonably anticipated alteration or modification of the backhoe.
As such, CNH alleges this characteristic therefore cannot constitute a design defect
under the LPLA. CNH focuses on the fact that both clamps were on the backhoe
when it left the manufacturer. Because the fluid allegedly leaked as a result of the
missing clamps, CNH contends that the LPLA is inapplicable.
Although the fact that the clamps were missing may have allowed the
hydraulic fluid to leak and cause the accident, the evidence shows that the entire
5 hydraulic tube, rather than just the clamps, was the characteristic that rendered it
unreasonably dangerous. Specifically, Mr. Gernon attested to the following:
3. Because of its size and corresponding strength, the damaging effect of unexpected contact of the Bucket Cylinder with trees and tree parts is minimal. But the steel hydraulic tube is slender and comparatively thin walled, so the steel tube and its supports will experience the majority of the damage from contact with trees and roots.
4. In designing the backhoe, had Case reversed the Bucket Cylinder by rotating it 180 degrees so that the cylinder ports faced the dipper weldment, the rod end and hydraulic line would have been significantly more protected. In this configuration the hydraulic line is shielded by the Bucket Cylinder itself. This concept was included in Case’s line of compact excavators. Apparently Case also eliminated the steel hydraulic tube replacing it with a hydraulic hose connected to the rod and port. Since the hose is more flexible, the tendency to leaking is diminished.
Importantly, CNH’s expert failed to address, much less oppose,
Mr. Gernon’s attestation that the entire hydraulic tube was the defective
characteristic. The fact that the tube clips were on the backhoe when it left the
manufacturer is of no moment as the uncontradicted evidence shows that the entire
steel hydraulic tube, rather than only the tube clips, was defective.
Alternative Design
CNH contends the design of the backhoe is not unreasonably dangerous.
The availability of an alternative design is relevant only if the user was engaged in
a reasonably anticipated use of the product. Unless that threshold element is
satisfied, a manufacturer does not have a legal duty to design its product to prevent
such use. Lynch, 762 So.2d 1214. The LPLA defines the term “reasonably
anticipated use” as “a use or handling of a product that the product’s manufacturer
should reasonably expect of an ordinary person in the same or similar
circumstances.” Lynch, 762 So.2d at 1218, citing La.R.S. 9:2800.53(7). The term
as defined in the LPLA requires a court to focus on the manner in which the 6 product was used. Lynch, 762 So.2d 1214. The standard for determining a
reasonably anticipated use is an objective one. Id.
As discussed above, we find that Mr. Guillory’s accident arose from a
“reasonably anticipated use” of the product such that CNH was under a legal duty
to design the backhoe to prevent the tube clips from falling off by protecting the
backhoe’s steel hydraulic tube from the rough terrain. Mr. Guillory’s expert
opined that the steel hydraulic tube was “slender and comparatively thin walled”
such that “the steel tube and its supports” would “experience the majority of the
damage from contact with trees and roots.” Most importantly, Mr. Gernon opined
that “the rod end and hydraulic line would have been significantly more protected”
had CNH “reversed the Bucket Cylinder by rotating it 180 degrees so that the
cylinder ports faced the dipper weldment.” Mr. Gernon opined that such
configuration would have “significantly” protected the rod end and hydraulic line.
In fact, according to Mr. Gernon, such a concept was included in CNH’s line of
compact excavators. Mr. Gernon further attested that CNH also eliminated the
steel hydraulic tube replacing it with a hydraulic hose connected to the rod and port
on CNH’s line of compact excavators. Since the hose is more flexible, the
tendency to leak is diminished according to Mr. Gernon.
The foregoing affidavit is evidence that an alternative design existed such
that the backhoe was unreasonably dangerous. Importantly, CNH’s expert does
not address the issue of an alternative design in his affidavit.
CONCLUSION
After performing a de novo review, the foregoing evidence contained in the
record establishes that these defects in design were a contributing cause to the
accident which injured Mr. Guillory. Mr. Guillory has proven that CNH knew or
should have known that the design of the hydraulic arm of the backhoe was 7 inherently dangerous, especially in view of the anticipated usage of its product. As
Mr. Gernon points out, CNH had used an alternative design in other similar
products that would have prevented this particular accident.
Accordingly, we conclude that Mr. Guillory has proven his case and that
CNH marketed a product which was inherently dangerous in its normal use. We
further find that Mr. Guillory has shown an alternative design that CNH itself used
which would have prevented this accident. Mr. Guillory would not have been
placed in such a precarious position had the machine not been defective requiring
his attempted repair.
DECREE
The judgment of the trial court is affirmed. All costs of this appeal are
assessed against CNH America, L.L.C.