AC v. Com.

314 S.W.3d 319, 2010 WL 2218655
CourtCourt of Appeals of Kentucky
DecidedJune 4, 2010
Docket2009-CA-000714-ME
StatusPublished

This text of 314 S.W.3d 319 (AC v. Com.) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
AC v. Com., 314 S.W.3d 319, 2010 WL 2218655 (Ky. Ct. App. 2010).

Opinion

314 S.W.3d 319 (2010)

A.C., a Minor, Appellant,
v.
COMMONWEALTH of Kentucky, Appellee.

No. 2009-CA-000714-ME.

Court of Appeals of Kentucky.

June 4, 2010.

*320 Rebecca Hobbs, Gail Robinson (argued), Frankfort, KY, for appellant.

Jack Conway, Attorney General, Ken W. Riggs (argued), Assistant Attorney General, Frankfort, KY, for appellee.

Before CAPERTON and MOORE, Judges; BUCKINGHAM,[1] Senior Judge.

OPINION AND ORDER

MOORE, Judge.

A.C., a female child, appeals the order of the Jessamine Family Court finding her in contempt of court and ordering her to be *321 detained until placed in a home by the Cabinet for Health and Family Services (Cabinet), Department for Community Based Services (DCBS), but for no more than thirty days. The Commonwealth of Kentucky moves to dismiss the appeal on the basis that it is moot because A.C. has been released from the DCBS's commitment. After a careful review of the record, we vacate the family court's order because it is beyond dispute that A.C.'s probation period expired before the court found her in violation of a valid court order, i.e., a juvenile probation violation. We deny the Commonwealth's motion to dismiss because the issues involved in this appeal are not moot.

The unfortunate circumstances that have intertwined and culminated in the appeal before us began in June 2007, when a juvenile complaint was filed against A.C., contending that she was "beyond control of [her] parent," specifically, her mother. According to the "Preliminary Inquiry Formal/Informal Processing Criteria and Recommendations" filed in the record on June 11, 2007, A.C. "requested a Formal Court Hearing." Also listed on the form is that "[t]he case is not appropriate for Informal Processing, it is recommended that this case be referred to court for a formal hearing or formal adjustment."

Pursuant to KRS[2] 610.080,

Juvenile proceedings shall consist of two (2) distinct hearings, an adjudication and a disposition, which shall be held on separate days unless the child, after consultation with an attorney, waives the right to formal predisposition investigation report and moves that the hearings be held the same day. However, if the disposition is to be commitment, the child's waiver shall not be valid without the consent of the Department of Juvenile Justice or the cabinet.
(1) The adjudication shall determine the truth or falsity of the allegations in the petition and shall be made on the basis of an admission or confession of the child to the court or by the taking of evidence.

(Emphasis added).

Pursuant to KRS 610.070,

(1) All cases involving children brought before the court whose cases are under the jurisdiction of the court shall be granted a speedy hearing and shall be dealt with by the court without a jury.
(2) The hearings shall be conducted in a formal manner, unless specified to the contrary by other provisions of KRS Chapters 600 to 645.

On June 28, 2007, a "proceeding" took place in the family court. Evidence was not taken, and the record does not reflect that A.C. admitted to the charge of being beyond control, in violation of KRS 610.080. Nonetheless, on appeal, A.C.'s counsel states that "it is possible, based upon the comprehensive order entered by the family court judge on June 28, 2007, that an agreement was reached between the County Attorney and defense counsel. Likewise, since a predisposition investigation report (PDI) was never submitted by the Cabinet for Health and Family Services (Cabinet), nor was a separate disposition hearing held, the agreement was likely intended to be an admission to the charge in exchange for the order of a one (1) year probation period." With due candor to the Court, the Commonwealth at oral argument before this Court conceded that it cannot explain the silent record and proceedings.

This Court has said frequently that the court speaks only by its written record. *322 Holland v. Holland, 290 S.W.3d 671, 675 (Ky.App.2009). The present case illustrates why this is imperative. Despite the silent written record, nothing the family court stated on the record leads to the conclusion that A.C. actually admitted to the status offense. Given the numerous other irregularities in this case, it is just as possible that no agreement was in fact made. Nonetheless, even assuming that A.C. had admitted to the charge brought against her, the family court had the obligation to hold a hearing under Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). See D.R. v. Commonwealth, 64 S.W.3d 292 (Ky.App.2001), as applied and analyzed in J.D. v. Commonwealth, 211 S.W.3d 60, 62-63 (Ky.App. 2006),

Boykin is the seminal case in the arena of the validity of a guilty plea. In Boykin, the U.S. Supreme Court stated that "[s]everal federal constitutional rights are involved in a waiver that takes place when a plea of guilty is entered in a state criminal trial.... We cannot presume a waiver of these [] important federal rights from a silent record." [Boykin] 395 U.S. at 243, 89 S.Ct. 1709. The Supreme Court ultimately held that the trial court committed error when it "accept[ed] petitioner's guilty plea without an affirmative showing that it was intelligent and voluntary." Id. at 242, 89 S.Ct. 1709. In D.R., this Court stated that "it [is] beyond controversy that Boykin [] applies to juvenile adjudications." 64 S.W.3d at 294, FN2. The D.R. court went on to state that:
The validity of a guilty plea must be determined not from specific key words uttered at the time the plea was taken, but from considering the totality of circumstances surrounding the plea.... These circumstances include the accused's demeanor, background and experience, and whether the record reveals that the plea was voluntarily made.
Id. at 294.
The Sixth Circuit Court of Appeals has also weighed in on this issue in a federal case arising out of the Western District of Kentucky, for which the juvenile had counsel. In Laswell v. Frey, 45 F.3d 1011, 1015 (6th Cir.1995), the court stated:
Upon review, this Court notes that an adjudication demands a determination of the truth or falsity of the allegations, and that a determination of the truth requires more than the simple verbal admission at the detention hearing at issue in the instant case. The Court is persuaded that, because no inquiry was made of the veracity of the charges or admission, because no inquiry was made to determine if "the plea" was voluntarily made, and because no inquiry was made as to the nature of the charges, that the proceedings cannot later be transformed from a determination of probable cause for detention into an acceptance of a valid guilty plea.

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Related

Boykin v. Alabama
395 U.S. 238 (Supreme Court, 1969)
Gray v. Commonwealth
203 S.W.3d 679 (Kentucky Supreme Court, 2006)
Philpot v. Patton
837 S.W.2d 491 (Kentucky Supreme Court, 1992)
Holland v. Holland
290 S.W.3d 671 (Court of Appeals of Kentucky, 2009)
Robinson v. Commonwealth
86 S.W.3d 54 (Court of Appeals of Kentucky, 2002)
Q.C. v. Commonwealth
164 S.W.3d 515 (Court of Appeals of Kentucky, 2005)
T.D. v. Commonwealth
165 S.W.3d 480 (Court of Appeals of Kentucky, 2005)
J.D. v. Commonwealth
211 S.W.3d 60 (Court of Appeals of Kentucky, 2006)
Commonwealth v. B.J.
241 S.W.3d 324 (Kentucky Supreme Court, 2007)
A.C. v. Commonwealth
314 S.W.3d 319 (Court of Appeals of Kentucky, 2010)

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Bluebook (online)
314 S.W.3d 319, 2010 WL 2218655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ac-v-com-kyctapp-2010.